-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXn4FjQ5SMsZPPZNGVOPkDMsnknQPP7yTbodTx469k5GcRvII4N6ZPGK43mKHhu8 tuDECCuqyahv45AV46yLMg== 0001209191-10-016617.txt : 20100312 0001209191-10-016617.hdr.sgml : 20100312 20100312161248 ACCESSION NUMBER: 0001209191-10-016617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100310 FILED AS OF DATE: 20100312 DATE AS OF CHANGE: 20100312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cotter Patricia CENTRAL INDEX KEY: 0001404532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 10677922 MAIL ADDRESS: STREET 1: NETEZZA CORPORATION STREET 2: 200 CROSSING BOULEVARD SUITE 200 CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETEZZA CORP CENTRAL INDEX KEY: 0001132484 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 043527320 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 382-8200 MAIL ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-10 0 0001132484 NETEZZA CORP NZ 0001404532 Cotter Patricia C/O NETEZZA CORPORATION 26 FOREST STREET MARLBOROUGH MA 01752 0 1 0 0 VP of Worldwide Operations Common Stock 2010-03-10 4 M 0 23500 6.70 A 48500 D Common Stock 2010-03-10 4 S 0 23500 12.0019 D 25000 D Common Stock 2000 I By mother Employee Stock Option (right to buy) 6.70 2010-03-10 4 M 0 23500 0.00 D 2017-02-14 Common Stock 23500 26500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2009. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $12.00 to $12.02 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Represents partial exercise of an option to purchase an aggregate of 50,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 14, 2007. This option is currently vested as to 30,000 shares, and will vest as to 2,500 additional shares on May 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2012. /s/ Corey C. DuFresne (as attorney-in-fact for Patricia Cotter) 2010-03-11 -----END PRIVACY-ENHANCED MESSAGE-----