0001397424-17-000009.txt : 20171113
0001397424-17-000009.hdr.sgml : 20171113
20171113104131
ACCESSION NUMBER: 0001397424-17-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS, INC.
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 171194030
BUSINESS ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: WBI INVESTMENTS
DATE OF NAME CHANGE: 20100211
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001397424
XXXXXXXX
09-30-2017
09-30-2017
WBI INVESTMENTS, INC.
1 RIVER CENTRE
331 NEWMAN SPRINGS ROAD SUITE 122
RED BANK
NJ
07701
13F HOLDINGS REPORT
028-12525
N
Lisa Rolon Calandrillo
Compliance Officer
7328424920
Lisa Rolon Calandrillo
Red Bank
NJ
11-13-2017
1
363
2269210
false
1
0001449088
028-16338
MILLINGTON SECURITIES, INC.
INFORMATION TABLE
2
13F_Q317_111017093835.xml
AAR CORP
COM
000361105
578
15288
SH
DFND
1
0
15288
0
AFLAC INC
COM
001055102
16207
199132
SH
DFND
1
0
199132
0
AFLAC INC
COM
001055102
970
11924
SH
SOLE
11924
0
0
AES CORP
COM
00130H105
1196
108495
SH
DFND
1
0
108495
0
AES CORP
COM
00130H105
5979
542535
SH
SOLE
542535
0
0
AT&T INC
COM
00206R102
1505
38434
SH
DFND
1
0
38434
0
ABSOLUTE SHS TR
WBI TACTICAL SMG
00400R106
31639
1306332
SH
SOLE
1306332
0
0
ABSOLUTE SHS TR
WBI TACTICAL SMV
00400R205
56086
2230071
SH
SOLE
2230071
0
0
ABSOLUTE SHS TR
WBI TACTICAL SMY
00400R304
48655
2266172
SH
SOLE
2266172
0
0
ABSOLUTE SHS TR
WBI TACTICAL SMS
00400R403
59190
2538874
SH
SOLE
2538874
0
0
ABSOLUTE SHS TR
WBI LGCAP WBIE
00400R502
37231
1544118
SH
SOLE
1544118
0
0
ABSOLUTE SHS TR
WBI TACTCL LCV
00400R601
62315
2331725
SH
SOLE
2331725
0
0
ABSOLUTE SHS TR
WBI TACTICAL LCY
00400R700
62685
2643606
SH
SOLE
2643606
0
0
ABSOLUTE SHS TR
WBI TACTICAL LCS
00400R809
35727
1409920
SH
SOLE
1409920
0
0
ABSOLUTE SHS TR
WBI PWR FCTR ETF
00400R858
16475
664563
SH
SOLE
664563
0
0
ABSOLUTE SHS TR
WBI TACTL ROTN
00400R866
9296
373929
SH
SOLE
373929
0
0
ABSOLUTE SHS TR
WBI TCT INC SH
00400R874
112426
4414933
SH
SOLE
4414933
0
0
ABSOLUTE SHS TR
WBI TCT HG INC
00400R882
178967
7263287
SH
SOLE
7263287
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1673
25928
SH
DFND
1
0
25928
0
AETNA INC NEW
COM
00817Y108
4667
29349
SH
DFND
1
0
29349
0
AIR PRODS & CHEMS INC
COM
009158106
485
3209
SH
DFND
1
0
3209
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
2108
56179
SH
DFND
1
0
56179
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
1
24
SH
SOLE
24
0
0
ALTRA INDL MOTION CORP
COM
02208R106
489
10173
SH
DFND
1
0
10173
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
1580
54337
SH
DFND
1
0
54337
0
AMERICAN RAILCAR INDS INC
COM
02916p103
491
12725
SH
DFND
1
0
12725
0
AMERIPRISE FINL INC
COM
03076C106
11982
80681
SH
DFND
1
0
80681
0
AMERIPRISE FINL INC
COM
03076C106
14503
97658
SH
SOLE
97658
0
0
AMTRUST FINL SVCS INC
COM
032359309
467
34660
SH
DFND
1
0
34660
0
ANALOG DEVICES INC
COM
032654105
17827
206883
SH
DFND
1
0
206883
0
ANALOG DEVICES INC
COM
032654105
5648
65540
SH
SOLE
65540
0
0
APPLE INC
COM
037833100
3439
22311
SH
DFND
1
0
22311
0
APPLIED MATLS INC
COM
038222105
1758
33757
SH
DFND
1
0
33757
0
ARAMARK
COM
03852u106
2869
70640
SH
DFND
1
0
70640
0
ARTISAN PARTNERS ASSET MGMT
CL A
04316a108
586
17981
SH
DFND
1
0
17981
0
AVERY DENNISON CORP
COM
053611109
15618
158814
SH
DFND
1
0
158814
0
AVERY DENNISON CORP
COM
053611109
6385
64927
SH
SOLE
64927
0
0
BBX CAP CORP NEW
CL A A
05491N104
683
92615
SH
DFND
1
0
92615
0
BANCFIRST CORP
COM
05945F103
557
9817
SH
SOLE
9817
0
0
BANNER CORP
COM NEW
06652V208
1876
30621
SH
DFND
1
0
30621
0
BANNER CORP
COM NEW
06652V208
677
11055
SH
SOLE
11055
0
0
BARCLAYS BK PLC
IPTH PURE BRD
06740p114
259
9443
SH
SOLE
9443
0
0
BARNES & NOBLE INC
COM
067774109
514
67692
SH
DFND
1
0
67692
0
BARNES GROUP INC
COM
067806109
1387
19687
SH
DFND
1
0
19687
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
2975
76767
SH
DFND
1
0
76767
0
BIG 5 SPORTING GOODS CORP
COM
08915P101
331
43303
SH
DFND
1
0
43303
0
BLACKROCK INC
COM
09247X101
8656
19360
SH
DFND
1
0
19360
0
BLACKROCK INC
COM
09247X101
4080
9125
SH
SOLE
9125
0
0
BLOCK H & R INC
COM
093671105
360
13598
SH
DFND
1
0
13598
0
BLOCK H & R INC
COM
093671105
7
271
SH
SOLE
271
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
3698
45759
SH
DFND
1
0
45759
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
2331
28847
SH
SOLE
28847
0
0
BROOKS AUTOMATION INC
COM
114340102
1625
53523
SH
DFND
1
0
53523
0
BROWN & BROWN INC
COM
115236101
5008
103923
SH
DFND
1
0
103923
0
BUCKLE INC
COM
118440106
479
28447
SH
DFND
1
0
28447
0
CDW CORP
COM
12514G108
1086
16462
SH
DFND
1
0
16462
0
CIT GROUP INC
COM NEW
125581801
2357
48062
SH
DFND
1
0
48062
0
CTS CORP
COM
126501105
636
26385
SH
DFND
1
0
26385
0
CVR ENERGY INC
COM
12662P108
631
24358
SH
DFND
1
0
24358
0
CABOT MICROELECTRONICS CORP
COM
12709P103
1758
21994
SH
DFND
1
0
21994
0
CALERES INC
COM
129500104
2637
86413
SH
DFND
1
0
86413
0
CANON INC
SPONSORED ADR
138006309
977
28461
SH
DFND
1
0
28461
0
CARTER INC
COM
146229109
3947
39965
SH
DFND
1
0
39965
0
CATERPILLAR INC DEL
COM
149123101
4824
38681
SH
DFND
1
0
38681
0
CATERPILLAR INC DEL
COM
149123101
1921
15401
SH
SOLE
15401
0
0
CATHAY GEN BANCORP
COM
149150104
4824
120000
SH
DFND
1
0
120000
0
CATHAY GEN BANCORP
COM
149150104
1
36
SH
SOLE
36
0
0
CATO CORP NEW
CL A
149205106
362
27366
SH
DFND
1
0
27366
0
CELANESE CORP DEL
COM SER A
150870103
4160
39901
SH
DFND
1
0
39901
0
CELANESE CORP DEL
COM SER A
150870103
3563
34169
SH
SOLE
34169
0
0
CENTERSTATE BK CORP
COM
15201P109
2501
93317
SH
DFND
1
0
93317
0
CENTURYLINK INC
COM
156700106
1511
79953
SH
DFND
1
0
79953
0
CISCO SYS INC
COM
17275r102
686
20386
SH
DFND
1
0
20386
0
CITIZENS FINL GROUP INC
COM
174610105
2392
63153
SH
DFND
1
0
63153
0
CLOROX CO DEL
COM
189054109
9704
73562
SH
DFND
1
0
73562
0
CONSOLIDATED COMM HLDGS INC
COM
209034107
561
29406
SH
DFND
1
0
29406
0
CULLEN FROST BANKERS INC
COM
229899109
2480
26130
SH
DFND
1
0
26130
0
CULLEN FROST BANKERS INC
COM
229899109
11007
115959
SH
SOLE
115959
0
0
CUMMINS INC
COM
231021106
6794
40431
SH
DFND
1
0
40431
0
DBX ETF TR
DEUTSCHE USD ETF
233051432
10552
205770
SH
SOLE
205770
0
0
DSW INC
CL A
23334L102
595
27710
SH
DFND
1
0
27710
0
DAKTRONICS INC
COM
234264109
676
63950
SH
DFND
1
0
63950
0
DANA INCORPORATED
COM
235825205
2149
76852
SH
DFND
1
0
76852
0
DINEEQUITY INC
COM
254423106
553
12872
SH
DFND
1
0
12872
0
DOMTAR CORP
COM NEW
257559203
731
16844
SH
DFND
1
0
16844
0
DONALDSON INC
COM
257651109
2830
61607
SH
DFND
1
0
61607
0
DOVER CORP
COM
260003108
3286
35959
SH
DFND
1
0
35959
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
3296
28310
SH
DFND
1
0
28310
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
1493
12827
SH
SOLE
12827
0
0
EAST WEST BANCORP INC
COM
27579R104
3513
58772
SH
DFND
1
0
58772
0
EASTMAN CHEM CO
COM
277432100
3089
34133
SH
DFND
1
0
34133
0
EATON VANCE CORP
COM NON VTG
278265103
5327
107909
SH
DFND
1
0
107909
0
EATON VANCE CORP
COM NON VTG
278265103
8838
179012
SH
SOLE
179012
0
0
ECOLAB INC
COM
278865100
2950
22937
SH
DFND
1
0
22937
0
EMERSON ELEC CO
COM
291011104
6202
98698
SH
DFND
1
0
98698
0
EMERSON ELEC CO
COM
291011104
4154
66109
SH
SOLE
66109
0
0
EMPLOYERS HOLDINGS INC
COM
292218104
172
3792
SH
DFND
1
0
3792
0
EMPLOYERS HOLDINGS INC
COM
292218104
749
16476
SH
SOLE
16476
0
0
EXPEDIA INC DEL
COM NEW
30212P303
1686
11715
SH
DFND
1
0
11715
0
FBL FINL GROUP INC
CL A
30239F106
642
8618
SH
DFND
1
0
8618
0
FEDERAL AGRIC MTG CORP
CL C
313148306
884
12152
SH
DFND
1
0
12152
0
FEDERAL AGRIC MTG CORP
CL C
313148306
379
5215
SH
SOLE
5215
0
0
FIRST AMERN FINL CORP
COM
31847R102
813
16268
SH
DFND
1
0
16268
0
FIRST MIDWEST BANCORP DEL
COM
320867104
1595
68094
SH
DFND
1
0
68094
0
FIRST MIDWEST BANCORP DEL
COM
320867104
1397
59668
SH
SOLE
59668
0
0
1ST SOURCE CORP
COM
336901103
1435
28256
SH
DFND
1
0
28256
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734x119
791
17317
SH
DFND
1
0
17317
0
FIRST TR EXCH TRD ALPHA FD I
LATIN AMER ALP
33737j125
1171
52931
SH
DFND
1
0
52931
0
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738d101
1333
53768
SH
DFND
1
0
53768
0
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738d101
558
22509
SH
SOLE
22509
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1940
162054
SH
DFND
1
0
162054
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
2466
36673
SH
DFND
1
0
36673
0
GALLAGHER ARTHUR J & CO
COM
363576109
21957
356742
SH
DFND
1
0
356742
0
GALLAGHER ARTHUR J & CO
COM
363576109
5470
88873
SH
SOLE
88873
0
0
GAMESTOP CORP NEW
CL A
36467W109
727
35208
SH
DFND
1
0
35208
0
GANNETT CO INC
COM
36473h104
498
55300
SH
DFND
1
0
55300
0
GENERAL MTRS CO
COM
37045V100
2092
51802
SH
DFND
1
0
51802
0
GREENHILL & CO INC
COM
395259104
446
26882
SH
DFND
1
0
26882
0
GREIF INC
CL A
397624107
4611
78765
SH
DFND
1
0
78765
0
GUARANTY BANCORP DEL
COM NEW
40075T607
850
30574
SH
DFND
1
0
30574
0
GUARANTY BANCORP DEL
COM NEW
40075T607
752
27037
SH
SOLE
27037
0
0
HANESBRANDS INC
COM
410345102
5537
224722
SH
DFND
1
0
224722
0
HANESBRANDS INC
COM
410345102
3092
125479
SH
SOLE
125479
0
0
HANOVER INS GROUP INC
COM
410867105
4865
50191
SH
DFND
1
0
50191
0
HARRIS CORP DEL
COM
413875105
1228
9324
SH
DFND
1
0
9324
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
361
10813
SH
DFND
1
0
10813
0
HEALTHSOUTH CORP
COM NEW
421924309
2699
58228
SH
DFND
1
0
58228
0
HEALTHSOUTH CORP
COM NEW
421924309
1611
34761
SH
SOLE
34761
0
0
HERITAGE FINL CORP WASH
COM
42722X106
1375
46622
SH
DFND
1
0
46622
0
HERSHEY CO
COM
427866108
2851
26116
SH
DFND
1
0
26116
0
HERSHEY CO
COM
427866108
10014
91724
SH
SOLE
91724
0
0
HILL ROM HLDGS INC
COM
431475102
1074
14513
SH
DFND
1
0
14513
0
HILLENBRAND INC
COM
431571108
4321
111227
SH
DFND
1
0
111227
0
HILLENBRAND INC
COM
431571108
754
19410
SH
SOLE
19410
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
2036
29310
SH
DFND
1
0
29310
0
HOME DEPOT INC
COM
437076102
10661
65181
SH
DFND
1
0
65181
0
HOME DEPOT INC
COM
437076102
12798
78248
SH
SOLE
78248
0
0
HONEYWELL INTL INC
COM
438516106
2604
18369
SH
DFND
1
0
18369
0
HONEYWELL INTL INC
COM
438516106
5804
40949
SH
SOLE
40949
0
0
HOOKER FURNITURE CORP
COM
439038100
720
15077
SH
DFND
1
0
15077
0
HUNTSMAN CORP
COM
447011107
5197
189546
SH
DFND
1
0
189546
0
HUNTSMAN CORP
COM
447011107
8851
322783
SH
SOLE
322783
0
0
ITT INC
COM
45073V108
2508
56650
SH
DFND
1
0
56650
0
IDEX CORP
COM
45167R104
1359
11191
SH
DFND
1
0
11191
0
INNOPHOS HOLDINGS INC
COM
45774n108
533
10826
SH
DFND
1
0
10826
0
INTERFACE INC
COM
458665304
2100
95903
SH
DFND
1
0
95903
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
4126
60058
SH
DFND
1
0
60058
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1108
16123
SH
SOLE
16123
0
0
INTERNATIONAL BANCSHARES COR
COM
459044103
2458
61305
SH
DFND
1
0
61305
0
INTERNATIONAL BANCSHARES COR
COM
459044103
856
21335
SH
SOLE
21335
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
840
5790
SH
DFND
1
0
5790
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
3891
27229
SH
DFND
1
0
27229
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
4518
31616
SH
SOLE
31616
0
0
ISHARES INC
INTL HIGH YIELD
464286210
1516
28305
SH
DFND
1
0
28305
0
ISHARES INC
INTL HIGH YIELD
464286210
506
9448
SH
SOLE
9448
0
0
ISHARES INC
EM HGHYL BD ETF
464286285
5933
116810
SH
DFND
1
0
116810
0
ISHARES INC
EM HGHYL BD ETF
464286285
277
5450
SH
SOLE
5450
0
0
ISHARES INC
MSCI EM ASIA ETF
464286426
886
12728
SH
DFND
1
0
12728
0
ISHARES INC
MSCI PAC JP ETF
464286665
319
6890
SH
SOLE
6890
0
0
ISHARES TR
SELECT DIVID ETF
464287168
926
9885
SH
DFND
1
0
9885
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1359
30851
SH
DFND
1
0
30851
0
ISHARES TR
CHINA LG-CAP ETF
464287184
567
12879
SH
SOLE
12879
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
591
16848
SH
SOLE
16848
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
20511
192560
SH
DFND
1
0
192560
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
5742
53907
SH
SOLE
53907
0
0
ISHARES TR
N AMER TECH ETF
464287549
316
2032
SH
SOLE
2032
0
0
ISHARES TR
COHEN STEER REIT
464287564
246
2441
SH
SOLE
2441
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
356
2850
SH
SOLE
2850
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
772
6628
SH
DFND
1
0
6628
0
ISHARES TR
IBOXX HI YD ETF
464288513
65318
735894
SH
DFND
1
0
735894
0
ISHARES TR
IBOXX HI YD ETF
464288513
43473
489776
SH
SOLE
489776
0
0
ISHARES TR
10-20 YR TRS ETF
464288653
22771
166904
SH
DFND
1
0
166904
0
ISHARES TR
S&P US PFD STK
464288687
26667
687120
SH
DFND
1
0
687120
0
ISHARES TR
S&P US PFD STK
464288687
12227
315052
SH
SOLE
315052
0
0
ISHARES
10+ YR CR BD ETF
464289511
15635
251959
SH
DFND
1
0
251959
0
ISHARES
10+ YR CR BD ETF
464289511
9326
150285
SH
SOLE
150285
0
0
JPMORGAN CHASE & CO
COM
46625H100
316
3311
SH
DFND
1
0
3311
0
JOHNSON & JOHNSON
COM
478160104
14048
108056
SH
DFND
1
0
108056
0
JOHNSON & JOHNSON
COM
478160104
11059
85060
SH
SOLE
85060
0
0
KAR AUCTION SVCS INC
COM
48238T109
1583
33164
SH
DFND
1
0
33164
0
KADANT INC
COM
48282T104
1616
16400
SH
DFND
1
0
16400
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
4665
45232
SH
DFND
1
0
45232
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
1839
17833
SH
SOLE
17833
0
0
KELLY SVCS INC
CL A
488152208
1106
44076
SH
DFND
1
0
44076
0
KIMBALL INTL INC
CL B
494274103
438
22172
SH
DFND
1
0
22172
0
KIMBALL INTL INC
CL B
494274103
190
9586
SH
SOLE
9586
0
0
KOHLS CORP
COM
500255104
648
14188
SH
DFND
1
0
14188
0
KORN FERRY INTL
COM NEW
500643200
4181
106033
SH
DFND
1
0
106033
0
L BRANDS INC
COM
501797104
493
11855
SH
DFND
1
0
11855
0
LPL FINL HLDGS INC
COM
50212V100
2055
39851
SH
DFND
1
0
39851
0
L3 TECHNOLOGIES INC
COM
502413107
550
2919
SH
DFND
1
0
2919
0
L3 TECHNOLOGIES INC
COM
502413107
2580
13693
SH
SOLE
13693
0
0
LAKELAND BANCORP INC
COM
511637100
885
43380
SH
DFND
1
0
43380
0
LAKELAND FINL CORP
COM
511656100
1456
29892
SH
DFND
1
0
29892
0
LEAR CORP
COM NEW
521865204
5499
31770
SH
DFND
1
0
31770
0
LEGG MASON INC
COM
524901105
11841
301218
SH
DFND
1
0
301218
0
LEGG MASON INC
COM
524901105
5775
146903
SH
SOLE
146903
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
511
5575
SH
DFND
1
0
5575
0
LINCOLN ELEC HLDGS INC
COM
533900106
2336
25476
SH
SOLE
25476
0
0
LITTELFUSE INC
COM
537008104
1963
10021
SH
DFND
1
0
10021
0
LOCKHEED MARTIN CORP
COM
539830109
6885
22188
SH
DFND
1
0
22188
0
LOCKHEED MARTIN CORP
COM
539830109
9868
31803
SH
SOLE
31803
0
0
LOGMEIN INC
COM
54142L109
1252
11378
SH
DFND
1
0
11378
0
MB FINANCIAL INC NEW
COM
55264U108
5028
111693
SH
DFND
1
0
111693
0
MB FINANCIAL INC NEW
COM
55264U108
3368
74814
SH
SOLE
74814
0
0
MDU RES GROUP INC
COM
552690109
341
13143
SH
SOLE
13143
0
0
MSA SAFETY INC
COM
553498106
2863
36008
SH
DFND
1
0
36008
0
MSA SAFETY INC
COM
553498106
1880
23645
SH
SOLE
23645
0
0
MSCI INC
COM
55354G100
2440
20876
SH
DFND
1
0
20876
0
MACYS INC
COM
55616P104
638
29231
SH
DFND
1
0
29231
0
MAINSOURCE FINANCIAL GP INC
COM
56062Y102
2014
56156
SH
DFND
1
0
56156
0
MANPOWERGROUP INC
COM
56418H100
7175
60894
SH
DFND
1
0
60894
0
MANPOWERGROUP INC
COM
56418H100
2316
19657
SH
SOLE
19657
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
486
3905
SH
DFND
1
0
3905
0
MATSON INC
COM
57686G105
1580
56061
SH
DFND
1
0
56061
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
1150
24100
SH
DFND
1
0
24100
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
22885
479675
SH
SOLE
479675
0
0
MERCURY GENL CORP NEW
COM
589400100
529
9332
SH
DFND
1
0
9332
0
METLIFE INC
COM
59156R108
2692
51812
SH
DFND
1
0
51812
0
MICROSOFT CORP
COM
594918104
10739
144170
SH
DFND
1
0
144170
0
MICROSOFT CORP
COM
594918104
12285
164924
SH
SOLE
164924
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
1887
21020
SH
DFND
1
0
21020
0
MICROCHIP TECHNOLOGY INC
COM
595017104
3638
40526
SH
SOLE
40526
0
0
MOELIS & CO
CL A
60786m105
497
11544
SH
DFND
1
0
11544
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
423
26153
SH
SOLE
26153
0
0
MORGAN STANLEY
COM NEW
617446448
3288
68250
SH
DFND
1
0
68250
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
2882
33961
SH
DFND
1
0
33961
0
NASDAQ INC
COM
631103108
7906
101925
SH
DFND
1
0
101925
0
NASDAQ INC
COM
631103108
4440
57245
SH
SOLE
57245
0
0
NATIONAL CINEMEDIA INC
COM
635309107
432
61949
SH
DFND
1
0
61949
0
NAVIENT CORPORATION
COM
63938c108
467
31120
SH
DFND
1
0
31120
0
NEW MEDIA INVT GROUP INC
COM
64704v106
507
34259
SH
DFND
1
0
34259
0
NEW YORK CMNTY BANCORP INC
COM
649445103
621
48161
SH
DFND
1
0
48161
0
NEW YORK TIMES CO
CL A
650111107
1386
70698
SH
DFND
1
0
70698
0
NORTHROP GRUMMAN CORP
COM
666807102
1012
3518
SH
DFND
1
0
3518
0
NORTHWEST BANCSHARES INC MD
COM
667340103
991
57358
SH
DFND
1
0
57358
0
NORTHWEST BANCSHARES INC MD
COM
667340103
1438
83288
SH
SOLE
83288
0
0
OCEANFIRST FINL CORP
COM
675234108
1157
42100
SH
DFND
1
0
42100
0
ORACLE CORP
COM
68389X105
2794
57778
SH
DFND
1
0
57778
0
PBF ENERGY INC
CL A
69318G106
1508
54605
SH
DFND
1
0
54605
0
PACKAGING CORP AMER
COM
695156109
1502
13095
SH
DFND
1
0
13095
0
PACKAGING CORP AMER
COM
695156109
5
44
SH
SOLE
44
0
0
PACWEST BANCORP DEL
COM
695263103
541
10706
SH
DFND
1
0
10706
0
PARKER HANNIFIN CORP
COM
701094104
5611
32057
SH
DFND
1
0
32057
0
PARKER HANNIFIN CORP
COM
701094104
2306
13173
SH
SOLE
13173
0
0
PEPSICO INC
COM
713448108
510
4578
SH
DFND
1
0
4578
0
PEPSICO INC
COM
713448108
754
6764
SH
SOLE
6764
0
0
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
4747
235482
SH
DFND
1
0
235482
0
PIER 1 IMPORTS INC
COM
720279108
502
119709
SH
DFND
1
0
119709
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201r833
13224
129897
SH
DFND
1
0
129897
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936t573
16000
537440
SH
DFND
1
0
537440
0
POWERSHARES ETF TR II
S&P600 LOVL PT
73937b639
2454
53412
SH
DFND
1
0
53412
0
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937b654
793
19334
SH
SOLE
19334
0
0
POWERSHARES ETF TR II
ASIA PAC BD PR
73937b753
8669
371901
SH
DFND
1
0
371901
0
PROVIDENT FINL SVCS INC
COM
74386T105
364
13637
SH
DFND
1
0
13637
0
PROVIDENT FINL SVCS INC
COM
74386T105
1681
63012
SH
SOLE
63012
0
0
PULTE GROUP INC
COM
745867101
3879
141924
SH
DFND
1
0
141924
0
QUAD / GRAPHICS INC
COM CL A
747301109
469
20742
SH
DFND
1
0
20742
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
3317
39334
SH
DFND
1
0
39334
0
REALOGY HLDGS CORP
COM
75605Y106
2133
64742
SH
DFND
1
0
64742
0
REGAL BELOIT CORP
COM
758750103
2263
28651
SH
DFND
1
0
28651
0
REGAL ENTMT GROUP
CL A
758766109
716
44724
SH
DFND
1
0
44724
0
REPUBLIC SVCS INC
COM
760759100
3126
47316
SH
DFND
1
0
47316
0
ROCKWELL AUTOMATION INC
COM
773903109
1833
10284
SH
DFND
1
0
10284
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355w304
330
5361
SH
SOLE
5361
0
0
RYDEX ETF TRUST
GUG S&P500 EWCON
78355w874
263
2148
SH
SOLE
2148
0
0
S&P GLOBAL INC
COM
78409v104
2095
13403
SH
DFND
1
0
13403
0
SEI INVESTMENTS CO
COM
784117103
4976
81490
SH
DFND
1
0
81490
0
SPDR SER TR
BLOOMBERG SRT TR
78468r408
65197
2330964
SH
DFND
1
0
2330964
0
SPDR SER TR
BLOOMBERG SRT TR
78468r408
42610
1523434
SH
SOLE
1523434
0
0
SANDY SPRING BANCORP INC
COM
800363103
223
5388
SH
DFND
1
0
5388
0
SANDY SPRING BANCORP INC
COM
800363103
1020
24615
SH
SOLE
24615
0
0
SCHNITZER STL INDS
CL A
806882106
622
22094
SH
DFND
1
0
22094
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
500
12065
SH
DFND
1
0
12065
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369y886
946
17839
SH
DFND
1
0
17839
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369y886
12
220
SH
SOLE
220
0
0
STANLEY BLACK & DECKER INC
COM
854502101
691
4574
SH
DFND
1
0
4574
0
STATE BK FINL CORP
COM
856190103
955
33322
SH
DFND
1
0
33322
0
STATE BK FINL CORP
COM
856190103
750
26188
SH
SOLE
26188
0
0
STEELCASE INC
CL A
858155203
604
39235
SH
DFND
1
0
39235
0
SUNTRUST BKS INC
COM
867914103
15253
255196
SH
DFND
1
0
255196
0
SUNTRUST BKS INC
COM
867914103
8458
141513
SH
SOLE
141513
0
0
SYNOVUS FINL CORP
COM NEW
87161c501
1814
39374
SH
DFND
1
0
39374
0
SYNCHRONY FINL
COM
87165b103
1260
40580
SH
DFND
1
0
40580
0
TAILORED BRANDS INC
COM
87403a107
765
52964
SH
DFND
1
0
52964
0
TARGET CORP
COM
87612E106
505
8552
SH
DFND
1
0
8552
0
TEXAS INSTRS INC
COM
882508104
10305
114957
SH
DFND
1
0
114957
0
TEXAS INSTRS INC
COM
882508104
422
4706
SH
SOLE
4706
0
0
TEXAS ROADHOUSE INC
COM
882681109
627
12760
SH
DFND
1
0
12760
0
TEXAS ROADHOUSE INC
COM
882681109
2863
58260
SH
SOLE
58260
0
0
3M CO
COM
88579Y101
412
1964
SH
SOLE
1964
0
0
TIME WARNER INC
COM NEW
887317303
2222
21692
SH
DFND
1
0
21692
0
TIME WARNER INC
COM NEW
887317303
1677
16368
SH
SOLE
16368
0
0
TOWNEBANK PORTSMOUTH VA
COM
89214P109
1897
56639
SH
DFND
1
0
56639
0
TRACTOR SUPPLY CO
COM
892356106
2326
36749
SH
DFND
1
0
36749
0
TRICO BANCSHARES
COM
896095106
853
20929
SH
DFND
1
0
20929
0
UMH PPTYS INC
COM
903002103
442
28408
SH
SOLE
28408
0
0
UNILEVER PLC
SPON ADR NEW
904767704
9713
167576
SH
SOLE
167576
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
3544
29508
SH
DFND
1
0
29508
0
UNITED PARCEL SERVICE INC
CL B
911312106
7113
59229
SH
SOLE
59229
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
2283
11656
SH
DFND
1
0
11656
0
UNITEDHEALTH GROUP INC
COM
91324p102
1050
5361
SH
SOLE
5361
0
0
VAIL RESORTS INC
COM
91879Q109
6805
29830
SH
DFND
1
0
29830
0
VAIL RESORTS INC
COM
91879Q109
624
2736
SH
SOLE
2736
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
2473
32143
SH
DFND
1
0
32143
0
VALLEY NATL BANCORP
COM
919794107
6137
509295
SH
DFND
1
0
509295
0
VALLEY NATL BANCORP
COM
919794107
2566
212956
SH
SOLE
212956
0
0
VALMONT INDS INC
COM
920253101
1593
10075
SH
DFND
1
0
10075
0
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F353
12501
503671
SH
DFND
1
0
503671
0
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F353
7597
306092
SH
SOLE
306092
0
0
VANECK VECTORS ETF TR
INTL HIGH YIELD
92189F445
13622
528823
SH
DFND
1
0
528823
0
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F700
252
4269
SH
SOLE
4269
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
699
16036
SH
DFND
1
0
16036
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
267
6123
SH
SOLE
6123
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204a108
973
6790
SH
DFND
1
0
6790
0
VANGUARD SCOTTSDALE FDS
INT-TERM GOV
92206c706
1110
17159
SH
DFND
1
0
17159
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206c771
1042
19750
SH
SOLE
19750
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206c813
44966
477498
SH
DFND
1
0
477498
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206c813
46544
494251
SH
SOLE
494251
0
0
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206c847
2186
28424
SH
DFND
1
0
28424
0
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206c847
5665
73683
SH
SOLE
73683
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
39318
446741
SH
DFND
1
0
446741
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
27616
313788
SH
SOLE
313788
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
1393
16764
SH
DFND
1
0
16764
0
VANGUARD INDEX FDS
REIT ETF
922908553
213
2569
SH
SOLE
2569
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
335
2623
SH
SOLE
2623
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1079
8331
SH
DFND
1
0
8331
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1213
9367
SH
SOLE
9367
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
1677
33886
SH
DFND
1
0
33886
0
VIAD CORP
COM NEW
92552R406
342
5615
SH
SOLE
5615
0
0
VIRTU FINL INC
CL A
928254101
493
30427
SH
DFND
1
0
30427
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
1228
10584
SH
DFND
1
0
10584
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
2345
124714
SH
DFND
1
0
124714
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
4242
129485
SH
DFND
1
0
129485
0
WASTE MGMT INC DEL
COM
94106L109
7652
97760
SH
DFND
1
0
97760
0
WASTE MGMT INC DEL
COM
94106L109
6607
84419
SH
SOLE
84419
0
0
WILEY JOHN & SONS INC
CL A
968223206
1181
22072
SH
DFND
1
0
22072
0
WISDOMTREE TR
ASIA LC DBT FD
97717x842
2185
48109
SH
DFND
1
0
48109
0
WISDOMTREE TR
ASIA LC DBT FD
97717x842
311
6842
SH
SOLE
6842
0
0
WYNDHAM WORLDWIDE CORP
COM
98310w108
11464
108760
SH
DFND
1
0
108760
0
WYNDHAM WORLDWIDE CORP
COM
98310w108
14737
139804
SH
SOLE
139804
0
0
XILINX INC
COM
983919101
5198
73382
SH
DFND
1
0
73382
0
XILINX INC
COM
983919101
12223
172572
SH
SOLE
172572
0
0
ALLEGION PUB LTD CO
ORD SHS
g0176j109
1344
15542
SH
DFND
1
0
15542
0
AON PLC
SHS CL A
G0408V102
670
4585
SH
DFND
1
0
4585
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
11803
87388
SH
DFND
1
0
87388
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
15648
115853
SH
SOLE
115853
0
0
GENPACT LIMITED
SHS
G3922B107
1585
55145
SH
DFND
1
0
55145
0
INGERSOLL-RAND PLC
SHS
G47791101
7021
78737
SH
DFND
1
0
78737
0
INGERSOLL-RAND PLC
SHS
G47791101
2817
31587
SH
SOLE
31587
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
g4863a108
1039
42311
SH
DFND
1
0
42311
0
INVESCO LTD
SHS
G491BT108
452
12906
SH
DFND
1
0
12906
0
MAIDEN HOLDINGS LTD
SHS
G5753U112
338
42487
SH
DFND
1
0
42487
0
SEAGATE TECHNOLOGY PLC
SHS
g7945m107
1711
51591
SH
DFND
1
0
51591
0
WILLIS TOWERS WATSON PUB LTD
SHS
g96629103
2011
13037
SH
DFND
1
0
13037
0
GARMIN LTD
SHS
H2906T109
4005
74211
SH
DFND
1
0
74211
0
GARMIN LTD
SHS
H2906T109
1740
32231
SH
SOLE
32231
0
0
TE CONNECTIVITY LTD
REG SHS
h84989104
4857
58470
SH
DFND
1
0
58470
0
TE CONNECTIVITY LTD
REG SHS
h84989104
894
10766
SH
SOLE
10766
0
0
CNH INDL N V
SHS
n20944109
1958
163000
SH
DFND
1
0
163000
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
n53745100
6151
62101
SH
DFND
1
0
62101
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
n53745100
13010
131346
SH
SOLE
131346
0
0