0001397424-16-000010.txt : 20160210
0001397424-16-000010.hdr.sgml : 20160210
20160210165204
ACCESSION NUMBER: 0001397424-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
EFFECTIVENESS DATE: 20160210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS, INC.
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 161406391
BUSINESS ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: WBI INVESTMENTS
DATE OF NAME CHANGE: 20100211
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001397424
XXXXXXXX
12-31-2015
12-31-2015
WBI INVESTMENTS, INC.
1 RIVER CENTRE
331 NEWMAN SPRINGS ROAD SUITE 122
RED BANK
NJ
07701
13F HOLDINGS REPORT
028-12525
N
Cynthia R. Bonna
Chief Compliance Officer
732-842-4920
Cynthia R. Bonna
Red Bank
NJ
02-10-2016
1
263
3185068
false
1
028-16338
Millington Securities, Inc.
INFORMATION TABLE
2
13F_020916164459.xml
ABAXIS INC
COM
002567105
1051
18870
SH
DFND
1
0
18870
0
ABSOLUTE SHS TR
WBI TACTICAL SMG
00400R106
72950
3227874
SH
SOLE
3227874
0
0
ABSOLUTE SHS TR
WBI TACTICAL SMV
00400R205
73280
3202000
SH
SOLE
3202000
0
0
ABSOLUTE SHS TR
WBI TACTICAL SMY
00400R304
93624
4326753
SH
SOLE
4326753
0
0
ABSOLUTE SHS TR
WBI TACTICAL SMS
00400R403
78184
3670719
SH
SOLE
3670719
0
0
ABSOLUTE SHS TR
WBI LGCAP WBIE
00400R502
73399
3176690
SH
SOLE
3176690
0
0
ABSOLUTE SHS TR
WBI TACTCL LCV
00400R601
74589
3266363
SH
SOLE
3266363
0
0
ABSOLUTE SHS TR
WBI TACTICAL LCY
00400R700
95753
4418898
SH
SOLE
4418898
0
0
ABSOLUTE SHS TR
WBI TACTICAL LCS
00400R809
81262
3615257
SH
SOLE
3615257
0
0
ABSOLUTE SHS TR
WBI TCT INC SH
00400R874
205643
8390169
SH
SOLE
8390169
0
0
ABSOLUTE SHS TR
WBI TCT HG INC
00400R882
100457
4307744
SH
SOLE
4307744
0
0
ACETO CORP
COM
004446100
357
13233
SH
SOLE
13233
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
4488
115947
SH
DFND
1
0
115947
0
ALBANY INTL CORP
CL A
012348108
1553
42480
SH
DFND
1
0
42480
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
20915
1349343
SH
SOLE
1349343
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
7030
97531
SH
DFND
1
0
97531
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
3504
48615
SH
SOLE
48615
0
0
AMERICAN STS WTR CO
COM
029899101
4910
117047
SH
DFND
1
0
117047
0
AMGEN INC
COM
031162100
19596
120716
SH
DFND
1
0
120716
0
AMGEN INC
COM
031162100
7305
45000
SH
SOLE
45000
0
0
AMTRUST FINL SVCS INC
COM
032359309
7194
116831
SH
DFND
1
0
116831
0
AMTRUST FINL SVCS INC
COM
032359309
9781
158834
SH
SOLE
158834
0
0
APPLIED MATLS INC
COM
038222105
8986
481316
SH
SOLE
481316
0
0
ATLANTIC TELE NETWORK INC
COM NEW
049079205
1947
24884
SH
DFND
1
0
24884
0
ATLANTIC TELE NETWORK INC
COM NEW
049079205
785
10032
SH
SOLE
10032
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
4463
52677
SH
DFND
1
0
52677
0
BARD C R INC
COM
067383109
278
1466
SH
SOLE
1466
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742e711
277
13774
SH
SOLE
13774
0
0
BBCN BANCORP INC
COM
073295107
3037
176348
SH
SOLE
176348
0
0
BLACK HILLS CORP
COM
092113109
6847
147478
SH
DFND
1
0
147478
0
BLACKROCK INC
COM
09247X101
14989
44018
SH
DFND
1
0
44018
0
BLACKROCK INC
COM
09247X101
43074
126494
SH
SOLE
126494
0
0
BRASKEM S A
SP ADR PFD A
105532105
1262
93220
SH
SOLE
93220
0
0
BROADCOM CORP
CL A
111320107
14516
251059
SH
DFND
1
0
251059
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
6237
116089
SH
DFND
1
0
116089
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
5052
94018
SH
SOLE
94018
0
0
CBS CORP NEW
CL B
124857202
1253
26582
SH
DFND
1
0
26582
0
CBOE HLDGS INC
COM
12503M108
11652
179533
SH
DFND
1
0
179533
0
CIGNA CORPORATION
COM
125509109
3681
25158
SH
DFND
1
0
25158
0
CME GROUP INC
COM
12572Q105
7289
80451
SH
DFND
1
0
80451
0
CME GROUP INC
COM
12572Q105
4773
52685
SH
SOLE
52685
0
0
CMS ENERGY CORP
COM
125896100
5809
160999
SH
DFND
1
0
160999
0
CSG SYS INTL INC
COM
126349109
3489
96962
SH
DFND
1
0
96962
0
CAPELLA EDUCATION COMPANY
COM
139594105
2808
60753
SH
DFND
1
0
60753
0
CAPITAL BK FINL CORP
CL A COM
139794101
1778
55597
SH
DFND
1
0
55597
0
CARNIVAL CORP
PAIRED CTF
143658300
45741
839590
SH
DFND
1
0
839590
0
CARNIVAL CORP
PAIRED CTF
143658300
51174
939321
SH
SOLE
939321
0
0
CATHAY GEN BANCORP
COM
149150104
6840
218314
SH
DFND
1
0
218314
0
CATHAY GEN BANCORP
COM
149150104
1979
63164
SH
SOLE
63164
0
0
CENTERPOINT ENERGY INC
COM
15189t107
7898
430200
SH
DFND
1
0
430200
0
CHESAPEAKE UTILS CORP
COM
165303108
1580
27841
SH
DFND
1
0
27841
0
CINTAS CORP
COM
172908105
6418
70484
SH
DFND
1
0
70484
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2022
18383m258
7080
349026
SH
DFND
1
0
349026
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2022
18383m258
21445
1057175
SH
SOLE
1057175
0
0
COLUMBIA BKG SYS INC
COM
197236102
2096
64467
SH
DFND
1
0
64467
0
COLUMBIA BKG SYS INC
COM
197236102
1972
60651
SH
SOLE
60651
0
0
COMCAST CORP NEW
CL A
20030n101
4321
76572
SH
DFND
1
0
76572
0
COMPANIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
1054
48681
SH
DFND
1
0
48681
0
COMPANIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
408
18859
SH
SOLE
18859
0
0
CONAGRA FOODS INC
COM
205887102
21458
508969
SH
DFND
1
0
508969
0
CONAGRA FOODS INC
COM
205887102
40758
966747
SH
SOLE
966747
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
1202
8439
SH
DFND
1
0
8439
0
COOPER TIRE & RUBR CO
COM
216831107
4232
111805
SH
DFND
1
0
111805
0
D R HORTON INC
COM
23331A109
5375
167824
SH
DFND
1
0
167824
0
D R HORTON INC
COM
23331A109
290
9050
SH
SOLE
9050
0
0
DARDEN RESTAURANTS INC
COM
237194105
18381
288824
SH
DFND
1
0
288824
0
DEAN FOODS CO NEW
COM NEW
242370203
6164
359431
SH
DFND
1
0
359431
0
DISNEY WALT CO
COM DISNEY
254687106
4232
40270
SH
DFND
1
0
40270
0
DOLLAR GEN CORP NEW
COM
256677105
4568
63562
SH
DFND
1
0
63562
0
DOMINOS PIZZA INC
COM
25754A201
8503
76429
SH
DFND
1
0
76429
0
DOVER CORP
COM
260003108
3249
52995
SH
DFND
1
0
52995
0
DOVER CORP
COM
260003108
38347
625460
SH
SOLE
625460
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
4932
52923
SH
SOLE
52923
0
0
EAST WEST BANCORP INC
COM
27579R104
10091
242816
SH
SOLE
242816
0
0
EMPIRE DIST ELEC CO
COM
291641108
2019
71915
SH
DFND
1
0
71915
0
ENPRO INDS INC
COM
29355X107
351
8001
SH
SOLE
8001
0
0
EQUIFAX INC
COM
294429105
6749
60601
SH
DFND
1
0
60601
0
EQUIFAX INC
COM
294429105
497
4466
SH
SOLE
4466
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
6131
91964
SH
SOLE
91964
0
0
ESSEX PPTY TR INC
COM
297178105
20355
85022
SH
SOLE
85022
0
0
DELHAIZE GROUP
SPONSORED ADR
29759w101
1328
54676
SH
DFND
1
0
54676
0
DELHAIZE GROUP
SPONSORED ADR
29759w101
281
11555
SH
SOLE
11555
0
0
EXPONENT INC
COM
30214U102
1957
39184
SH
DFND
1
0
39184
0
FNB CORP PA
COM
302520101
5514
413334
SH
DFND
1
0
413334
0
FAIR ISAAC CORP
COM
303250104
4447
47219
SH
DFND
1
0
47219
0
FIFTH STREET FINANCE CORP
COM
31678A103
1930
302566
SH
DFND
1
0
302566
0
FIRST MERCHANTS CORP
COM
320817109
1289
50724
SH
DFND
1
0
50724
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734x150
201
7684
SH
SOLE
7684
0
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734x176
201
6039
SH
SOLE
6039
0
0
FISERV INC
COM
337738108
7208
78814
SH
DFND
1
0
78814
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
4498
48705
SH
DFND
1
0
48705
0
FOOT LOCKER INC
COM
344849104
6099
93701
SH
DFND
1
0
93701
0
FOOT LOCKER INC
COM
344849104
640
9830
SH
SOLE
9830
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
2249
53742
SH
DFND
1
0
53742
0
GENERAL COMMUNICATION INC
CL A
369385109
1194
60349
SH
DFND
1
0
60349
0
GENERAL MTRS CO
COM
37045V100
7320
215229
SH
DFND
1
0
215229
0
GENERAL MTRS CO
COM
37045V100
6665
195983
SH
SOLE
195983
0
0
GLATFELTER
COM
377316104
943
51140
SH
DFND
1
0
51140
0
GLATFELTER
COM
377316104
368
19941
SH
SOLE
19941
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
4642
142079
SH
DFND
1
0
142079
0
HEALTHCARE SVCS GRP INC
COM
421906108
5340
153129
SH
DFND
1
0
153129
0
HEIDRICK & STRUGGLES INTL IN
COM
422819102
1088
39974
SH
SOLE
39974
0
0
HOME DEPOT INC
COM
437076102
2408
18208
SH
DFND
1
0
18208
0
HOME DEPOT INC
COM
437076102
8882
67158
SH
SOLE
67158
0
0
HORACE MANN EDUCATORS CORP N
COM
440327104
1564
47143
SH
DFND
1
0
47143
0
HUNTINGTON BANCSHARES INC
COM
446150104
5482
495618
SH
DFND
1
0
495618
0
HUNTINGTON INGALLS INDS INC
COM
446413106
4562
35965
SH
DFND
1
0
35965
0
IDACORP INC
COM
451107106
6015
88453
SH
DFND
1
0
88453
0
INFINITY PPTY & CAS CORP
COM
45665Q103
1262
15347
SH
DFND
1
0
15347
0
INNOSPEC INC
COM
45768S105
6179
113770
SH
DFND
1
0
113770
0
INSPERITY INC
COM
45778Q107
2666
55374
SH
SOLE
55374
0
0
INTEL CORP
COM
458140100
8646
250983
SH
SOLE
250983
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
4555
17773
SH
DFND
1
0
17773
0
INVESTORS BANCORP INC NEW
COM
46146L101
4337
348629
SH
DFND
1
0
348629
0
INVESTORS BANCORP INC NEW
COM
46146L101
1379
110838
SH
SOLE
110838
0
0
ISHARES TR
MRNGSTR LG-CP GR
464287119
374
3109
SH
SOLE
3109
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
36763
322454
SH
DFND
1
0
322454
0
ISHARES TR
IBOXX INV CP ETF
464287242
35837
314334
SH
SOLE
314334
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
58901
488478
SH
DFND
1
0
488478
0
ISHARES TR
20+ YR TR BD ETF
464287432
114759
951727
SH
SOLE
951727
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
32376
306619
SH
SOLE
306619
0
0
ISHARES TR
INTL TREA BD ETF
464288117
16760
186905
SH
DFND
1
0
186905
0
ISHARES TR
MSCI ACWI ETF
464288257
211
3781
SH
SOLE
3781
0
0
ISHARES TR
MBS ETF
464288588
21016
195137
SH
DFND
1
0
195137
0
ISHARES TR
CORE US CR BD
464288620
14383
134787
SH
DFND
1
0
134787
0
ISHARES TR
1-3 YR CR BD ETF
464288646
46220
441872
SH
SOLE
441872
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
5442
44382
SH
DFND
1
0
44382
0
ISHARES TR
3-7 YR TR BD ETF
464288661
1065
8688
SH
SOLE
8688
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
10205
262669
SH
DFND
1
0
262669
0
ISHARES TR
U.S. PFD STK ETF
464288687
57846
1488957
SH
SOLE
1488957
0
0
ISHARES TR
US HOME CONS ETF
464288752
406
14974
SH
SOLE
14974
0
0
ISHARES
10+ YR CR BD ETF
464289511
16440
295312
SH
DFND
1
0
295312
0
ISHARES TR
CORE US TR BD
46429b267
5454
217622
SH
DFND
1
0
217622
0
ISHARES TR
0-5YR INVT GR CP
46434v100
19068
379533
SH
DFND
1
0
379533
0
J2 GLOBAL INC
COM
48123V102
6709
81497
SH
SOLE
81497
0
0
KAR AUCTION SVCS INC
COM
48238T109
10284
277712
SH
DFND
1
0
277712
0
KAR AUCTION SVCS INC
COM
48238T109
2708
73118
SH
SOLE
73118
0
0
KFORCE INC
COM
493732101
642
25403
SH
SOLE
25403
0
0
KROGER CO
COM
501044101
1231
29435
SH
SOLE
29435
0
0
L BRANDS INC
COM
501797104
16056
167565
SH
DFND
1
0
167565
0
L BRANDS INC
COM
501797104
40394
421565
SH
SOLE
421565
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
13828
230544
SH
DFND
1
0
230544
0
LAUDER ESTEE COS INC
CL A
518439104
4755
53994
SH
DFND
1
0
53994
0
LEAR CORP
COM NEW
521865204
3353
27300
SH
DFND
1
0
27300
0
LEGGETT & PLATT INC
COM
524660107
2790
66395
SH
SOLE
66395
0
0
LILLY ELI & CO
COM
532457108
27126
321934
SH
DFND
1
0
321934
0
LILLY ELI & CO
COM
532457108
37416
444054
SH
SOLE
444054
0
0
LOWES COS INC
COM
548661107
21159
278257
SH
DFND
1
0
278257
0
LOWES COS INC
COM
548661107
10757
141460
SH
SOLE
141460
0
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
1122
17301
SH
DFND
1
0
17301
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
388
5975
SH
SOLE
5975
0
0
MSCI INC
COM
55354G100
18295
253634
SH
DFND
1
0
253634
0
MSCI INC
COM
55354G100
9665
133992
SH
SOLE
133992
0
0
MANPOWERGROUP INC
COM
56418H100
5354
63513
SH
DFND
1
0
63513
0
MARKETAXESS HLDGS INC
COM
57060D108
4528
40575
SH
DFND
1
0
40575
0
MASCO CORP
COM
574599106
17156
606224
SH
DFND
1
0
606224
0
MCCORMICK & CO INC
COM NON VTG
579780206
7184
83964
SH
DFND
1
0
83964
0
MCCORMICK & CO INC
COM NON VTG
579780206
5751
67220
SH
SOLE
67220
0
0
MOLSON COORS BREWING CO
CL B
60871R209
14868
158306
SH
DFND
1
0
158306
0
MOLSON COORS BREWING CO
CL B
60871R209
7949
84637
SH
SOLE
84637
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
886
13386
SH
DFND
1
0
13386
0
MORNINGSTAR INC
COM
617700109
2958
36783
SH
DFND
1
0
36783
0
MOVADO GROUP INC
COM
624580106
495
19242
SH
DFND
1
0
19242
0
NBT BANCORP INC
COM
628778102
1506
54000
SH
DFND
1
0
54000
0
NTT DOCOMO INC
SPONS ADR
62942M201
583
28417
SH
DFND
1
0
28417
0
NASDAQ INC
COM
631103108
8657
148831
SH
DFND
1
0
148831
0
NEENAH PAPER INC
COM
640079109
1089
17450
SH
DFND
1
0
17450
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
4855
82712
SH
DFND
1
0
82712
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
4666
79485
SH
SOLE
79485
0
0
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
7316
184097
SH
DFND
1
0
184097
0
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
65
1625
SH
SOLE
1625
0
0
NORTHROP GRUMMAN CORP
COM
666807102
9356
49554
SH
DFND
1
0
49554
0
NORTHROP GRUMMAN CORP
COM
666807102
1009
5346
SH
SOLE
5346
0
0
NOVO-NORDISK A S
ADR
670100205
20642
355413
SH
DFND
1
0
355413
0
NOVO-NORDISK A S
ADR
670100205
6563
112999
SH
SOLE
112999
0
0
NVIDIA CORP
COM
67066G104
2903
88065
SH
DFND
1
0
88065
0
ORBITAL ATK INC
COM
68557N103
1591
17805
SH
DFND
1
0
17805
0
OWENS CORNING NEW
COM
690742101
9397
199801
SH
DFND
1
0
199801
0
PARK NATL CORP
COM
700658107
955
10557
SH
DFND
1
0
10557
0
PERKINELMER INC
COM
714046109
4510
84197
SH
DFND
1
0
84197
0
PETMED EXPRESS INC
COM
716382106
1528
89148
SH
DFND
1
0
89148
0
PETMED EXPRESS INC
COM
716382106
194
11321
SH
SOLE
11321
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201r775
14196
136215
SH
DFND
1
0
136215
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201r775
963
9244
SH
SOLE
9244
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201r833
9744
96847
SH
SOLE
96847
0
0
PINNACLE FOODS INC DEL
COM
72348P104
11076
260852
SH
DFND
1
0
260852
0
PINNACLE FOODS INC DEL
COM
72348P104
7841
184667
SH
SOLE
184667
0
0
POOL CORPORATION
COM
73278L105
7383
91394
SH
DFND
1
0
91394
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935x229
1468
77952
SH
SOLE
77952
0
0
POWERSHARES ETF TRUST
S&P 500 HGH QLTY
73935x682
392
16939
SH
SOLE
16939
0
0
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936t565
11116
743536
SH
DFND
1
0
743536
0
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936t565
2125
142171
SH
SOLE
142171
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937b779
499
12939
SH
SOLE
12939
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
907
17622
SH
DFND
1
0
17622
0
PRIMERICA INC
COM
74164M108
5184
109767
SH
DFND
1
0
109767
0
RLI CORP
COM
749607107
4134
66950
SH
DFND
1
0
66950
0
RENASANT CORP
COM
75970E107
1541
44788
SH
DFND
1
0
44788
0
RENASANT CORP
COM
75970E107
297
8618
SH
SOLE
8618
0
0
ROCKWELL COLLINS INC
COM
774341101
7113
77063
SH
SOLE
77063
0
0
ROLLINS INC
COM
775711104
4143
159972
SH
DFND
1
0
159972
0
RYANAIR HLDGS PLC
SPONSORED ADR NE ADDED
783513203
18135
209745
SH
DFND
1
0
209745
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355w304
370
7528
SH
SOLE
7528
0
0
RYDEX ETF TRUST
GUG S&P SC600 PV
78355w700
366
6674
SH
SOLE
6674
0
0
SPDR SERIES TRUST
BRCLYS INTL ETF
78464a516
26528
513811
SH
DFND
1
0
513811
0
SPDR SERIES TRUST
BRCLYS INTL ETF
78464a516
8608
166721
SH
SOLE
166721
0
0
SASOL LTD
SPONSORED ADR
803866300
5394
201120
SH
DFND
1
0
201120
0
SASOL LTD
SPONSORED ADR
803866300
245
9134
SH
SOLE
9134
0
0
SEAWORLD ENTMT INC
COM
81282V100
6567
333511
SH
DFND
1
0
333511
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
744
22150
SH
DFND
1
0
22150
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
762
22683
SH
SOLE
22683
0
0
SHOE CARNIVAL INC
COM
824889109
868
37413
SH
DFND
1
0
37413
0
SMITH A O
COM
831865209
4317
56345
SH
DFND
1
0
56345
0
SMITH A O
COM
831865209
425
5543
SH
SOLE
5543
0
0
SMUCKER J M CO
COM NEW
832696405
5026
40748
SH
DFND
1
0
40748
0
SMUCKER J M CO
COM NEW
832696405
3208
26013
SH
SOLE
26013
0
0
SNAP ON INC
COM
833034101
11531
67262
SH
DFND
1
0
67262
0
SNAP ON INC
COM
833034101
539
3143
SH
SOLE
3143
0
0
SONIC CORP
COM
835451105
2120
65619
SH
DFND
1
0
65619
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
6235
61249
SH
SOLE
61249
0
0
STANDARD MTR PRODS INC
COM
853666105
1259
33100
SH
DFND
1
0
33100
0
STANLEY BLACK & DECKER INC
COM
854502101
9776
91594
SH
DFND
1
0
91594
0
STANLEY BLACK & DECKER INC
COM
854502101
25309
237135
SH
SOLE
237135
0
0
STARBUCKS CORP
COM
855244109
8752
145791
SH
DFND
1
0
145791
0
STRYKER CORP
COM
863667101
7871
84689
SH
SOLE
84689
0
0
SYNOVUS FINL CORP
COM NEW
87161c501
15876
490304
SH
DFND
1
0
490304
0
SYNOVUS FINL CORP
COM NEW
87161c501
515
15895
SH
SOLE
15895
0
0
T MOBILE US INC
COM
872590104
3946
100877
SH
DFND
1
0
100877
0
TARGET CORP
COM
87612E106
9208
126820
SH
DFND
1
0
126820
0
TELETECH HOLDINGS INC
COM
879939106
853
30558
SH
DFND
1
0
30558
0
TESSERA TECHNOLOGIES INC
COM
88164L100
507
16900
SH
SOLE
16900
0
0
TEXAS INSTRS INC
COM
882508104
17669
322361
SH
DFND
1
0
322361
0
TEXAS INSTRS INC
COM
882508104
39549
721571
SH
SOLE
721571
0
0
TORO CO
COM
891092108
4382
59966
SH
DFND
1
0
59966
0
UNITED FIRE GROUP INC
COM
910340108
1137
29679
SH
SOLE
29679
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
10218
86855
SH
DFND
1
0
86855
0
UNITEDHEALTH GROUP INC
COM
91324p102
3212
27300
SH
SOLE
27300
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
36411
438372
SH
DFND
1
0
438372
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
44496
535713
SH
SOLE
535713
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206c680
392
3842
SH
SOLE
3842
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206c771
21015
398624
SH
DFND
1
0
398624
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206c771
232
4403
SH
SOLE
4403
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206c813
23259
276298
SH
DFND
1
0
276298
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
11523
137030
SH
DFND
1
0
137030
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
15331
182320
SH
SOLE
182320
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
374
4356
SH
SOLE
4356
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
402
5036
SH
SOLE
5036
0
0
VEREIT INC
COM
92339v100
17623
2225124
SH
DFND
1
0
2225124
0
VEREIT INC
COM
92339v100
1199
151416
SH
SOLE
151416
0
0
WASHINGTON FED INC
COM
938824109
5185
217562
SH
DFND
1
0
217562
0
WASTE MGMT INC DEL
COM
94106L109
8262
154808
SH
SOLE
154808
0
0
WESTLAKE CHEM CORP
COM
960413102
2245
41335
SH
DFND
1
0
41335
0
WISDOMTREE TR
JAPN HEDGE EQT
97717w851
351
7009
SH
SOLE
7009
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
6210
59425
SH
DFND
1
0
59425
0
GENPACT LIMITED
SHS
G3922B107
1147
45923
SH
DFND
1
0
45923
0
MAIDEN HOLDINGS LTD
SHS
G5753U112
1736
116454
SH
DFND
1
0
116454
0
NIELSEN HLDGS PLC
SHS EUR
g6518l108
7308
156823
SH
SOLE
156823
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
4313
260304
SH
DFND
1
0
260304
0
STERIS PLC
SHS USD ADDED
G84720104
7853
104235
SH
DFND
1
0
104235
0
XL GROUP PLC
SHS
G98290102
11784
300771
SH
DFND
1
0
300771
0
AVAGO TECHNOLOGIES LTD
SHS
y0486s104
32825
226147
SH
DFND
1
0
226147
0
AVAGO TECHNOLOGIES LTD
SHS
y0486s104
6229
42911
SH
SOLE
42911
0
0
SEASPAN CORP
SHS
Y75638109
1064
67281
SH
DFND
1
0
67281
0
TEEKAY TANKERS LTD
CL A
Y8565N102
5096
740715
SH
DFND
1
0
740715
0