0001397424-14-000004.txt : 20140212
0001397424-14-000004.hdr.sgml : 20140212
20140212153558
ACCESSION NUMBER: 0001397424-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140212
DATE AS OF CHANGE: 20140212
EFFECTIVENESS DATE: 20140212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 14599965
BUSINESS ADDRESS:
STREET 1: 34 SYCAMORE AVE SUITE 1-E
CITY: LITTLE SILVER
STATE: NJ
ZIP: 07739
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 34 SYCAMORE AVE SUITE 1-E
CITY: LITTLE SILVER
STATE: NJ
ZIP: 07739
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001397424
XXXXXXXX
12-31-2013
12-31-2013
WBI INVESTMENTS
34 SYCAMORE AVE SUITE 1-E
LITTLE SILVER
NJ
07739
13F HOLDINGS REPORT
028-12525
N
Cindy Stroik
Chief Compliance Officer
732-842-4920
Cindy Stroik
Little Silver
NJ
02-12-2014
0
113
2269054
false
INFORMATION TABLE
2
13F_021214152319.xml
SPDR INDEX SHS FDS
S&P RUSSIA ETF
78463x558
373
13295
SH
SOLE
13295
0
0
BARCLAYS BK PLC
IPTH PURE BRD
06740p114
460
11648
SH
SOLE
11648
0
0
ROYAL BK SCOTLAND PLC
GOLD TRENDP ETN
78009l407
462
16526
SH
SOLE
16526
0
0
MARKET VECTORS ETF TR
VECTRS POL ETF
57060u571
531
23230
SH
SOLE
23230
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
602
12947
SH
SOLE
12947
0
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355w304
609
12240
SH
SOLE
12240
0
0
REVENUESHARES ETF TR
S&P500 FINL FD
761396506
612
13569
SH
SOLE
13569
0
0
BIG 5 SPORTING GOODS CORP
COM
08915P101
679
34272
SH
SOLE
34272
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
710
15891
SH
SOLE
15891
0
0
SANDERSON FARMS INC
COM
800013104
777
10740
SH
SOLE
10740
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
806
71073
SH
SOLE
71073
0
0
POWERSHARES ETF TRUST
DYNAMIC MKT PT
73935x104
1212
17754
SH
SOLE
17754
0
0
ISHARES
FLTG RATE BD ETF
46429b655
3747
73869
SH
SOLE
73869
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
4027
49322
SH
SOLE
49322
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
4155
114673
SH
SOLE
114673
0
0
AQUA AMERICA INC
COM
03836W103
4407
186816
SH
SOLE
186816
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
4550
73135
SH
SOLE
73135
0
0
ASSOCIATED BANC CORP
COM
045487105
4686
269331
SH
SOLE
269331
0
0
STAGE STORES INC
COM NEW
85254C305
4749
213748
SH
SOLE
213748
0
0
AMGEN INC
COM
031162100
4790
41990
SH
SOLE
41990
0
0
HENRY JACK & ASSOC INC
COM
426281101
5067
85580
SH
SOLE
85580
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
5201
161466
SH
SOLE
161466
0
0
SCHNITZER STL INDS
CL A
806882106
5433
166293
SH
SOLE
166293
0
0
SAP AG
SPON ADR
803054204
5437
62399
SH
SOLE
62399
0
0
CBL & ASSOC PPTYS INC
COM
124830100
5550
309047
SH
SOLE
309047
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959w103
5656
119932
SH
SOLE
119932
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
5731
469019
SH
SOLE
469019
0
0
MID-AMER APT CMNTYS INC
COM
59522j103
5807
95597
SH
SOLE
95597
0
0
HIGHWOODS PPTYS INC
COM
431284108
5940
164220
SH
SOLE
164220
0
0
ENBRIDGE INC
COM
29250N105
6164
141107
SH
SOLE
141107
0
0
DUPONT FABROS TECHNOLOGY INC
COM
26613q106
6317
255654
SH
SOLE
255654
0
0
KELLOGG CO
COM
487836108
6371
104326
SH
SOLE
104326
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
6434
52768
SH
SOLE
52768
0
0
INVESCO LTD
SHS
G491BT108
6565
180359
SH
SOLE
180359
0
0
DDR CORP
COM
23317H102
6692
435416
SH
SOLE
435416
0
0
UMPQUA HLDGS CORP
COM
904214103
6786
354561
SH
SOLE
354561
0
0
LEGGETT & PLATT INC
COM
524660107
6814
220246
SH
SOLE
220246
0
0
MACERICH CO
COM
554382101
7015
119122
SH
SOLE
119122
0
0
HUNTSMAN CORP
COM
447011107
7093
288321
SH
SOLE
288321
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
7099
238216
SH
SOLE
238216
0
0
REDWOOD TR INC
COM
758075402
7149
369081
SH
SOLE
369081
0
0
TECO ENERGY INC
COM
872375100
7238
419828
SH
SOLE
419828
0
0
NOVO-NORDISK A S
ADR
670100205
8007
43335
SH
SOLE
43335
0
0
PACKAGING CORP AMER
COM
695156109
8053
127255
SH
SOLE
127255
0
0
AVERY DENNISON CORP
COM
053611109
8115
161693
SH
SOLE
161693
0
0
FIRST AMERN FINL CORP
COM
31847R102
8353
296188
SH
SOLE
296188
0
0
NORTHERN TR CORP
COM
665859104
8590
138795
SH
SOLE
138795
0
0
BB&T CORP
COM
054937107
8614
230805
SH
SOLE
230805
0
0
OLIN CORP
COM PAR $1
680665205
8639
299456
SH
SOLE
299456
0
0
BLACKROCK INC
COM
09247X101
9401
29707
SH
SOLE
29707
0
0
AVNET INC
COM
053807103
9492
215178
SH
SOLE
215178
0
0
PINNACLE WEST CAP CORP
COM
723484101
9721
183690
SH
SOLE
183690
0
0
AXIALL CORP
COM
05463D100
9905
208788
SH
SOLE
208788
0
0
BROADCOM CORP
CL A
111320107
10589
357203
SH
SOLE
357203
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
12414
126841
SH
SOLE
126841
0
0
ROCKWELL COLLINS INC
COM
774341101
12661
171286
SH
SOLE
171286
0
0
BCE INC
COM NEW
05534B760
13105
302732
SH
SOLE
302732
0
0
EASTMAN CHEM CO
COM
277432100
13573
168188
SH
SOLE
168188
0
0
ENCANA CORP
COM
292505104
14157
784342
SH
SOLE
784342
0
0
INGERSOLL-RAND PLC
SHS
G47791101
14304
232202
SH
SOLE
232202
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
14329
316653
SH
SOLE
316653
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
14480
807582
SH
SOLE
807582
0
0
PIMCO ETF TR
TOTL RETN ETF
72201r775
14723
140571
SH
SOLE
140571
0
0
CINCINNATI FINL CORP
COM
172062101
14812
282826
SH
SOLE
282826
0
0
ROBERT HALF INTL INC
COM
770323103
14879
354351
SH
SOLE
354351
0
0
GANNETT INC
COM
364730101
15021
507801
SH
SOLE
507801
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
15861
1048982
SH
SOLE
1048982
0
0
MANULIFE FINL CORP
COM
56501R106
17239
873745
SH
SOLE
873745
0
0
ENERGIZER HLDGS INC
COM
29266R108
17294
159778
SH
SOLE
159778
0
0
CISCO SYS INC
COM
17275r102
17654
787086
SH
SOLE
787086
0
0
UNION PAC CORP
COM
907818108
18001
107148
SH
SOLE
107148
0
0
DUKE ENERGY CORP NEW
COM NEW
26441c204
18093
262179
SH
SOLE
262179
0
0
PRUDENTIAL FINL INC
COM
744320102
18879
204714
SH
SOLE
204714
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
18952
1409044
SH
SOLE
1409044
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
19182
687535
SH
SOLE
687535
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
20026
560491
SH
SOLE
560491
0
0
ERICSSON
ADR B SEK 10
294821608
20132
1644799
SH
SOLE
1644799
0
0
NIELSEN HOLDINGS N V
COM
N63218106
21180
461532
SH
SOLE
461532
0
0
WAL-MART STORES INC
COM
931142103
21456
272661
SH
SOLE
272661
0
0
WILLIAMS SONOMA INC
COM
969904101
22977
394256
SH
SOLE
394256
0
0
INTL PAPER CO
COM
460146103
24158
492726
SH
SOLE
492726
0
0
WISCONSIN ENERGY CORP
COM
976657106
25425
615019
SH
SOLE
615019
0
0
BAXTER INTL INC
COM
071813109
25833
371433
SH
SOLE
371433
0
0
WEYERHAEUSER CO
COM
962166104
26587
842159
SH
SOLE
842159
0
0
AT&T INC
COM
00206R102
27368
778376
SH
SOLE
778376
0
0
WASTE MGMT INC DEL
COM
94106L109
28048
625096
SH
SOLE
625096
0
0
JOHNSON & JOHNSON
COM
478160104
28287
308843
SH
SOLE
308843
0
0
HOME DEPOT INC
COM
437076102
29249
355216
SH
SOLE
355216
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
29494
259176
SH
SOLE
259176
0
0
PG&E CORP
COM
69331C108
29956
743691
SH
SOLE
743691
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206c813
31319
377377
SH
SOLE
377377
0
0
CAMPBELL SOUP CO
COM
134429109
32717
755932
SH
SOLE
755932
0
0
ENTERGY CORP NEW
COM
29364G103
34190
540387
SH
SOLE
540387
0
0
AGRIUM INC
COM
008916108
35987
393381
SH
SOLE
393381
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
36322
1119318
SH
SOLE
1119318
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
37467
1942284
SH
SOLE
1942284
0
0
PRICE T ROWE GROUP INC
COM
74144T108
37940
452910
SH
SOLE
452910
0
0
GENERAL MLS INC
COM
370334104
38249
766361
SH
SOLE
766361
0
0
TRAVELERS COMPANIES INC
COM
89417E109
40263
444696
SH
SOLE
444696
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
40457
489197
SH
SOLE
489197
0
0
INFOSYS LTD
SPONSORED ADR
456788108
43734
772685
SH
SOLE
772685
0
0
WESTERN UN CO
COM
959802109
45703
2649477
SH
SOLE
2649477
0
0
COACH INC
COM
189754104
48059
856209
SH
SOLE
856209
0
0
JPMORGAN CHASE & CO
COM
46625H100
48301
825949
SH
SOLE
825949
0
0
FOOT LOCKER INC
COM
344849104
49166
1186434
SH
SOLE
1186434
0
0
FIFTH THIRD BANCORP
COM
316773100
56249
2674692
SH
SOLE
2674692
0
0
LILLY ELI & CO
COM
532457108
63319
1241550
SH
SOLE
1241550
0
0
TARGET CORP
COM
87612E106
64935
1026316
SH
SOLE
1026316
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936q769
72584
2917354
SH
SOLE
2917354
0
0
APPLE INC
COM
037833100
86498
154180
SH
SOLE
154180
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464a417
93086
2295018
SH
SOLE
2295018
0
0
ISHARES
IBOXX HI YD ETF
464288513
102721
1105954
SH
SOLE
1105954
0
0
ISHARES
IBOXX INV CP ETF
464287242
132017
1156133
SH
SOLE
1156133
0
0