0001397424-13-000010.txt : 20131113 0001397424-13-000010.hdr.sgml : 20131113 20131113155232 ACCESSION NUMBER: 0001397424-13-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WBI INVESTMENTS CENTRAL INDEX KEY: 0001397424 IRS NUMBER: 222566011 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12525 FILM NUMBER: 131214505 BUSINESS ADDRESS: STREET 1: 34 SYCAMORE AVE SUITE 1-E CITY: LITTLE SILVER STATE: NJ ZIP: 07739 BUSINESS PHONE: 732-842-4920 MAIL ADDRESS: STREET 1: 34 SYCAMORE AVE SUITE 1-E CITY: LITTLE SILVER STATE: NJ ZIP: 07739 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Builders DATE OF NAME CHANGE: 20070424 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001397424 XXXXXXXX 09-30-2013 09-30-2013 WBI INVESTMENTS

34 SYCAMORE AVE SUITE 1-E LITTLE SILVER NJ 07739

13F HOLDINGS REPORT 028-12525 N Gary Stroik 732-842-4920 Gary Stroik, Chief Compliance Officer Little Silver NJ 11-13-2013 0 110 2097134 false INFORMATION TABLE 2 13F_111213160652.xml SPDR INDEX SHS FDS S&P RUSSIA ETF 78463x558 361 13306 SH SOLE 13306 0 0 ROYAL BK SCOTLAND PLC GOLD TRENDP ETN 78009l407 463 16545 SH SOLE 16545 0 0 BARCLAYS BK PLC IPTH PURE BRD 06740p114 468 11663 SH SOLE 11663 0 0 FIRST TR ISE GLBL PLAT INDX COM 33737c104 542 42170 SH SOLE 42170 0 0 ISHARES NA TEC MULTM ETF 464287531 543 17965 SH SOLE 17965 0 0 REVENUESHARES ETF TR S&P500 FINL FD 761396506 554 13573 SH SOLE 13573 0 0 SANDERSON FARMS INC COM 800013104 702 10758 SH SOLE 10758 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 709 71136 SH SOLE 71136 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 731 15883 SH SOLE 15883 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935x104 1079 17790 SH SOLE 17790 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 3227 94446 SH SOLE 94446 0 0 PDL BIOPHARMA INC COM 69329Y104 3355 420960 SH SOLE 420960 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 3575 34645 SH SOLE 34645 0 0 HENRY JACK & ASSOC INC COM 426281101 3654 70724 SH SOLE 70724 0 0 SCHNITZER STL INDS CL A 806882106 3760 136735 SH SOLE 136735 0 0 SAP AG SPON ADR 803054204 3817 51643 SH SOLE 51643 0 0 ISHARES FLTG RATE BD ETF 46429b655 4158 82043 SH SOLE 82043 0 0 INVESCO LTD SHS G491BT108 4756 149090 SH SOLE 149090 0 0 ENERGIZER HLDGS INC COM 29266R108 5443 59717 SH SOLE 59717 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5521 43125 SH SOLE 43125 0 0 LEGGETT & PLATT INC COM 524660107 5613 186166 SH SOLE 186166 0 0 WORTHINGTON INDS INC COM 981811102 5936 172416 SH SOLE 172416 0 0 NOVO-NORDISK A S ADR 670100205 6058 35802 SH SOLE 35802 0 0 FIRST AMERN FINL CORP COM 31847R102 6107 250811 SH SOLE 250811 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 6354 186067 SH SOLE 186067 0 0 NORTHERN TR CORP COM 665859104 6358 116914 SH SOLE 116914 0 0 AXIALL CORP COM 05463D100 6513 172351 SH SOLE 172351 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 6618 543801 SH SOLE 543801 0 0 HIGHWOODS PPTYS INC COM 431284108 6712 190081 SH SOLE 190081 0 0 BLACKROCK INC COM 09247X101 6736 24891 SH SOLE 24891 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 6747 469194 SH SOLE 469194 0 0 MACERICH CO COM 554382101 6748 119558 SH SOLE 119558 0 0 ENBRIDGE INC COM 29250N105 6817 163328 SH SOLE 163328 0 0 DDR CORP COM 23317H102 6822 434261 SH SOLE 434261 0 0 CBL & ASSOC PPTYS INC COM 124830100 6825 357355 SH SOLE 357355 0 0 MID-AMER APT CMNTYS INC COM 59522j103 6916 110663 SH SOLE 110663 0 0 TECO ENERGY INC COM 872375100 6965 421129 SH SOLE 421129 0 0 OLIN CORP COM PAR $1 680665205 6969 302070 SH SOLE 302070 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 7000 247348 SH SOLE 247348 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 7061 236381 SH SOLE 236381 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 7202 146302 SH SOLE 146302 0 0 REDWOOD TR INC COM 758075402 7315 371510 SH SOLE 371510 0 0 URS CORP NEW COM 903236107 7488 139316 SH SOLE 139316 0 0 TAL INTL GROUP INC COM 874083108 7865 168315 SH SOLE 168315 0 0 STURM RUGER & CO INC COM 864159108 8597 137272 SH SOLE 137272 0 0 JANUS CAP GROUP INC COM 47102X105 8766 1030092 SH SOLE 1030092 0 0 BB&T CORP COM 054937107 9056 268334 SH SOLE 268334 0 0 GENTEX CORP COM 371901109 9167 358228 SH SOLE 358228 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 10313 106222 SH SOLE 106222 0 0 THOMSON REUTERS CORP COM 884903105 10755 307200 SH SOLE 307200 0 0 EASTMAN CHEM CO COM 277432100 10824 138944 SH SOLE 138944 0 0 RESMED INC COM 761152107 10838 205185 SH SOLE 205185 0 0 KLA-TENCOR CORP COM 482480100 11105 182492 SH SOLE 182492 0 0 ROBERT HALF INTL INC COM 770323103 11427 292769 SH SOLE 292769 0 0 HASBRO INC COM 418056107 11715 248518 SH SOLE 248518 0 0 CINCINNATI FINL CORP COM 172062101 12302 260862 SH SOLE 260862 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 12638 293832 SH SOLE 293832 0 0 BCE INC COM NEW 05534B760 12851 300962 SH SOLE 300962 0 0 MANULIFE FINL CORP COM 56501R106 13141 793513 SH SOLE 793513 0 0 DIGITAL RLTY TR INC COM 253868103 13332 251069 SH SOLE 251069 0 0 PRUDENTIAL FINL INC COM 744320102 13511 173258 SH SOLE 173258 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 13704 189330 SH SOLE 189330 0 0 NIELSEN HOLDINGS N V COM N63218106 13927 382075 SH SOLE 382075 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 13981 1506543 SH SOLE 1506543 0 0 AVERY DENNISON CORP COM 053611109 14073 323362 SH SOLE 323362 0 0 HUNTSMAN CORP COM 447011107 14398 698589 SH SOLE 698589 0 0 KROGER CO COM 501044101 14419 357443 SH SOLE 357443 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 14939 232666 SH SOLE 232666 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 15720 468971 SH SOLE 468971 0 0 WAL-MART STORES INC COM 931142103 17035 230330 SH SOLE 230330 0 0 PIMCO ETF TR TOTL RETN ETF 72201r775 17369 164062 SH SOLE 164062 0 0 LYONDELLBASELL INDUSTRIES N SHS - 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