SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Main Street Capital CORP

(Last) (First) (Middle)
1300 POST OAK BLVD.
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GLOWPOINT, INC. [ GLOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/31/2017 J(1) 7,645,414 D $0.00 0 I By Main Street Equity Interests, Inc.
Common Stock 07/31/2017 J(1) 47,741 D $0.00 0 I By Main Street Mezzanine Fund, LP
Common Stock 07/31/2017 J(1) 18,362 D $0.00 0 I By Main Street Capital II, LP
Common Stock 07/31/2017 J(2) 22,369 A $0.35 22,369 D
Common Stock 07/31/2017 J(2) 145,394 A $0.35 145,394 I By Main Street Mezzanine Fund, LP
Common Stock 07/31/2017 J(2) 55,919 A $0.35 55,919 I By Main Street Capital II, LP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Main Street Capital CORP

(Last) (First) (Middle)
1300 POST OAK BLVD.
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Main Street Equity Interests, Inc.

(Last) (First) (Middle)
1300 POST OAK BLVD.
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Issuer redeemed these shares of Common Stock from Main Street Equity Interests, Inc., Main Street Mezzanine Fund, LP, and Main Street Capital II, LP for a combined price of $1.
2. Main Street Capital Corporation, Main Street Mezzanine Fund, LP, and Main Street Capital II, LP received these shares of Common Stock in exchange for cancelling certain notes previously issued by Issuer that have a combined fair market value of approximately $78,000.
Remarks:
/s/ Jason B. Beauvais, Secretary, on behalf of Main Street Capital Corporation 08/02/2017
/s/ Jason B. Beauvais, Secretary, on behalf of Main Street Equity Interests, Inc. 08/02/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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