FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Lumber Liquidators, Inc. [ LL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/18/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/18/2009 | S | 250,000 | D | $13.6909(1)(2) | 7,967,008 | D | |||
Common Stock | 05/18/2009 | S | 25,000(3) | D | $13.49(4) | 7,942,008 | D | |||
Common Stock | 05/19/2009 | S | 125,000 | D | $14.2802(5) | 7,817,008 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Weighted average sale price for prices ranging from $13.50 and $13.86. 100 shares were sold at each of the following prices: $13.5025, $13.53 and $13.735; 190 shares were sold at $13.70 per share; 200 shares were sold at each of the following prices: $13.505, $13.5725 and $13.575; 400 shares were sold at $13.745 per share; 500 shares were sold at $13.86 per share; 1,000 shares were sold at $13.83 per share; 1,200 shares were sold at $13.60 per share; 1,600 shares were sold at $13.85 per share; 3,000 shares were sold at $13.68 per share; 3,688 shares were sold at $13.74 per share; 3,900 shares were sold at $13.57 per share; 4,300 shares were sold at $13.76 per share; 4,500 shares were sold at $13.65 per share; 4,800 shares were sold at $13.81 per share; 4,970 shares were sold at $13.51 per share; 7,300 shares were sold at $13.69 per share; 7,530 shares were sold at $13.50 per share; 9,010 shares were sold at $13.66 per share (continued in Footnote 2). |
2. (Continued from Footnote 1) 10,200 shares were sold at $13.58 per share; 10,224 shares were sold at $13.72 per share; 11,600 shares were sold at each of the following prices: $13.79 and $13.82; 12,000 shares were sold at $13.77 per share; 12,100 shares were sold at each of the following prices: $13.52 and $13.78; 12,888 shares were sold at $13.73 per share; 13,970 shares were sold at $13.59 per share; 14,000 shares were sold at $13.84 per share; 15,400 shares were sold at $13.80 per share; 17,410 shares were sold at $13.61 per share; 17,900 share were sold at $13.56 per share; and 18,700 shares were sold at $13.75 per share. |
3. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2008. |
4. Weighted average sale price for prices ranging from $13.39 and $13.58. 200 shares were sold at $13.56 per share; 2,000 shares were sold at $14.48 per share; 2,145 shares were sold at $13.52 per share; 2,500 shares were sold at $13.39 per share; 2,655 shares were sold at $13.47 per share; 3,000 shares were sold at each of the following prices: $13.40, $13.55 and $13.58; and 6,500 shares were sold at $13.50 per share. |
5. Weighted average sale price for prices ranging from $14.15 and $14.40. 100 shares were sold at $14.365 per share; 200 shares were sold at $14.205 per shares; 201 shares were sold at $14.40 per share; 300 shares were sold at each of the following prices: $14.28 and $14.3525; 400 shares were sold at $14.155 per share; 500 shares were sold at $14.21 per share; 800 shares were sold at $14.38 per share; 946 shares were sold at $14.17 per share; 1,000 shares were sold at $14.22 per share; 1,200 shares were sold at $14.23 per share; 1,700 shares were sold at $14.16 per share; 1,800 shares were sold at $14.20 per share; 2,700 shares were sold at $14.325 per share; 2,800 shares were sold $14.37 per share; 5,961 shares were sold at $14.33 per share; 7,739 shares were sold at $14.32 per share; 15,117 shares were sold at $14.34 per share; 16,159 shares were sold at $14.36 per share; 26,623 shares were sold at $14.35 per share; and 35,654 shares were sold at $14.15 per share. |
/s/ E. Livingston B. Haskell, Power-of-Attorney | 05/20/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |