-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/d8AxYJlrVp0btvVtsGKDiIoZI2b371pRt1t8o93UeENnRWrGdUF+q5ED+WkYkL ZevJVEaslHFZKO5nLsZE4w== 0001395236-11-000002.txt : 20110215 0001395236-11-000002.hdr.sgml : 20110215 20110214185927 ACCESSION NUMBER: 0001395236-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P. CENTRAL INDEX KEY: 0001395267 IRS NUMBER: 450547951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12774 FILM NUMBER: 11610069 BUSINESS ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (415) 362-3700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 13F-HR 1 smallcap13f021411.txt SCHEDULE 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 December 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ValueAct SmallCap Management, L.P. ----------------------------------------------------- 435 Pacific Avenue, Fourth Floor ----------------------------------------------------- San Francisco, CA 94133 ----------------------------------------------------- Form 13F File Number: 28-12774 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Lockwood Title: Managing Member Phone: 415-362-3700 Signature, Place, and Date of Signing: /s/ David Lockwood San Francisco, CA February 14, 2011 - ------------------ ----------------- ---------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 11 --------------- Form 13F Information Table Value Total: $177,631 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ACI WORLDWIDE INC COM 004498101 1,268 47,200 SH Sole 47,200 - ----------------------------------------------------------------------------------------------------------------------------------- AFC ENTERPRISES INC COM 00104Q107 4,120 296,397 SH Sole 296,397 - ----------------------------------------------------------------------------------------------------------------------------------- BIGBAND NETWORKS INC COM 089750509 28,024 10,008,635 SH Sole 10,008,635 - ----------------------------------------------------------------------------------------------------------------------------------- BREEZE EASTERN CORP COM 106764103 5,626 792,406 SH Sole 792,406 - ----------------------------------------------------------------------------------------------------------------------------------- ENERGY SOLUTIONS INC COM 292756202 34,903 6,266,252 SH Sole 6,266,252 - ----------------------------------------------------------------------------------------------------------------------------------- IMMUCOR INC COM 452526106 27,220 1,372,671 SH Sole 1,372,671 - ----------------------------------------------------------------------------------------------------------------------------------- NEUTRAL TANDEM INC COM 64128B108 12,024 832,674 SH Sole 832,674 - ----------------------------------------------------------------------------------------------------------------------------------- PAPA JOHNS INTL INC COM 698813102 4,432 160,000 SH Sole 160,000 - ----------------------------------------------------------------------------------------------------------------------------------- S1 CORP COM 78463B101 27,593 3,998,921 SH Sole 3,998,921 - ----------------------------------------------------------------------------------------------------------------------------------- STEINWAY MUSICAL INSTRS INC COM 858495104 21,475 1,081,853 SH Sole 1,081,853 - ----------------------------------------------------------------------------------------------------------------------------------- TRANSDIGM GROUP INC COM 893641100 10,946 152,000 SH Sole 152,000 - -----------------------------------------------------------------------------------------------------------------------------------
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