0001395067-14-000007.txt : 20140820 0001395067-14-000007.hdr.sgml : 20140820 20140820144849 ACCESSION NUMBER: 0001395067-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 EFFECTIVENESS DATE: 20140820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management Inc. CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 141054667 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001395067 XXXXXXXX 12-31-2013 12-31-2013 true 1 RESTATEMENT Marquette Asset Management Inc.

60 SOUTH SIXTH STREET #3900 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-12461 N Christopher Vernier 6126613787 Christopher Vernier Minneapolis MN 08-20-2014 0 84 239274 false INFORMATION TABLE 2 13F12312013.xml MARQUETTE ASSET MANAGEMENT Dreyfus Strategic Municipals, ETF 261932107 422 55525 SH SOLE 55525 0 0 Guggenheim S&P 500 Pure Growth ETF 78355W403 28488 405240 SH SOLE 405240 0 0 iShares Core S&P Mid-Cap ETF ETF 464287507 673 5028 SH SOLE 5028 0 0 iShares Core S&P Small-Cap ETF ETF 464287804 256 2345 SH SOLE 2345 0 0 iShares Core Total US Bond Mar ETF 464287226 5727 53809 SH SOLE 53809 0 0 iShares Dow Jones Select Divid ETF 464287168 4899 68655 SH SOLE 68655 0 0 iShares FTSE NAREIT Residentia ETF 464288562 318 7049 SH SOLE 6814 0 235 iShares iBoxx High Yield Corp ETF 464288513 801 8620 SH SOLE 8531 0 89 iShares iBoxx Investment Grade ETF 464287242 630 5520 SH SOLE 5520 0 0 iShares JPMorgan USD Emerging ETF 464288281 783 7239 SH SOLE 7069 0 170 iShares MSCI EAFE ETF 464287465 1056 15745 SH SOLE 15745 0 0 iShares MSCI Emerging Markets ETF 464287234 236 5649 SH SOLE 5649 0 0 iShares Russell 1000 Growth ETF 464287614 27558 320630 SH SOLE 320630 0 0 iShares Russell 1000 Value ETF 464287598 17246 183137 SH SOLE 183137 0 0 iShares Russell 2000 Growth ETF 464287648 362 2674 SH SOLE 2674 0 0 iShares Russell 2000 Index ETF 464287655 6224 53949 SH SOLE 53949 0 0 iShares Russell 2000 Value ETF 464287630 971 9755 SH SOLE 9755 0 0 iShares Russell Midcap ETF 464287499 4904 32699 SH SOLE 32699 0 0 iShares S&P 500 Barra Value ETF 464287408 1341 15691 SH SOLE 15691 0 0 iShares S&P Mid Cap Growth ETF 464287606 219 1456 SH SOLE 1456 0 0 iShares S&P Midcap 400 Value E ETF 464287705 825 7096 SH SOLE 7096 0 0 iShares S&P US Preferred Stock ETF 464288687 5701 154796 SH SOLE 154586 0 210 JPMorgan Alerian MLP Index ETF 46625H365 11000 237334 SH SOLE 236884 0 450 Nuveen Dividend Advantage Muni ETF 67066V101 142 11250 SH SOLE 11250 0 0 PowerShares Buyback Achievers ETF 73935X286 1521 35305 SH SOLE 35305 0 0 Powershares Emerging Market So ETF 73936T573 798 29550 SH SOLE 29550 0 0 PowerShares FTSE RAFI Develope ETF 73936T789 670 15235 SH SOLE 15235 0 0 PowerShares FTSE RAFI Emerging ETF 73936T763 256 12511 SH SOLE 12511 0 0 PowerShares FTSE RAFI US 1000 ETF 73935X583 327 3944 SH SOLE 3944 0 0 PowerShares FTSE RAFI US 1500 ETF 73935X567 10514 107577 SH SOLE 107577 0 0 PowerShares Fundamental High Y ETF 73936T557 478 24900 SH SOLE 24900 0 0 PowerShares Global Listed Priv ETF 73935x195 623 51463 SH SOLE 51463 0 0 Putnam Managed Municipal Incom ETF 746823103 140 21040 SH SOLE 21040 0 0 S&P Depositary Receipts S&P 50 ETF 78462F103 6166 33386 SH SOLE 33386 0 0 Schwab US Aggregate Bond ETF 808524839 1013 20139 SH SOLE 19654 0 485 Schwab US Large-Cap Growth ETF 808524300 41355 914135 SH SOLE 913253 0 882 Schwab US Mid-Cap ETF 808524508 3252 86837 SH SOLE 86173 0 664 Schwab US REIT ETF 808524847 949 31372 SH SOLE 31372 0 0 Schwab US Small-Cap ETF 808524607 3351 63832 SH SOLE 63462 0 370 SPDR Barclays International Co ETF 78464A151 361 9859 SH SOLE 8989 0 870 SPDR Barclays Short Term Corp ETF 78464A474 823 26821 SH SOLE 24685 0 2136 SPDR Barclays Short Term High ETF 78468R408 629 20400 SH SOLE 20125 0 275 SPDR Consumer Discretionary ETF 81369Y407 366 5475 SH SOLE 568 0 4907 SPDR Financial Sector ETF 81369Y605 2136 97707 SH SOLE 10194 0 87513 SPDR Health Care Sector ETF 81369Y209 2082 37552 SH SOLE 3929 0 33623 SPDR Industrials Sector ETF 81369Y704 811 15524 SH SOLE 1606 0 13918 SPDR Technology Sector ETF 81369Y803 1390 38905 SH SOLE 4077 0 34828 Vanguard Bond Index Fund ETF 921937819 844 10335 SH SOLE 10335 0 0 Vanguard Growth ETF 922908736 5335 57338 SH SOLE 57338 0 0 Vanguard Large-Cap ETF 922908637 297 3500 SH SOLE 3500 0 0 Vanguard Mid-Cap ETF 922908629 3357 30514 SH SOLE 30514 0 0 Vanguard Small-Cap ETF 922908751 3665 33330 SH SOLE 33330 0 0 Vanguard Value ETF 922908744 637 8336 SH SOLE 8336 0 0 Enterprise Products Part LP MLPS 293792107 3639 54882 SH SOLE 54882 0 0 Genesis Energy LP MLPS 371927104 2461 46823 SH SOLE 46823 0 0 Magellan Midstream Partners LP MLPS 559080106 2623 41450 SH SOLE 41450 0 0 Markwest Energy Partners LP MLPS 570759100 2404 36347 SH SOLE 36347 0 0 Targa Resources Partners LP MLPS 87611X105 3903 74621 SH SOLE 74621 0 0 Western Gas Partners LP MLPS 958254104 2280 36956 SH SOLE 36956 0 0 3M Company Common Stock 88579Y101 349 2490 SH SOLE 2490 0 0 Alerian MLP ETF Common Stock 00162Q866 839 47180 SH SOLE 47180 0 0 American Express Co. Common Stock 025816109 285 3143 SH SOLE 439 0 2704 Apache Corporation Common Stock 037411105 285 3314 SH SOLE 3314 0 0 Bemis Company Inc. Common Stock 081437105 258 6300 SH SOLE 6300 0 0 Berkshire Hathaway Cl B Common Stock 084670702 308 2600 SH SOLE 2600 0 0 Charles Schwab Corp Common Stock 808513105 231 8869 SH SOLE 8869 0 0 Emerson Electric Co. Common Stock 291011104 206 2930 SH SOLE 2930 0 0 Exxon Mobil Corp Common Stock 30231G102 238 2352 SH SOLE 2352 0 0 General Electric Common Stock 369604103 341 12150 SH SOLE 12150 0 0 Home Depot Inc. Common Stock 437076102 226 2741 SH SOLE 344 0 2397 IBM Corp Common Stock 459200101 245 1304 SH SOLE 889 0 415 iShares Russell Midcap Growth Common Stock 464287481 203 2408 SH SOLE 2408 0 0 iShares Russell Midcap Value Common Stock 464287473 240 3656 SH SOLE 3656 0 0 Lennar Corp -A Common Stock 526057104 202 5098 SH SOLE 510 0 4588 Lockheed Martin Common Stock 539830109 301 2028 SH SOLE 212 0 1816 Nike Inc Cl B Common Stock 654106103 267 3394 SH SOLE 491 0 2903 Pulte Homes, Inc Common Stock 745867101 220 10790 SH SOLE 1073 0 9717 Schlumberger Ltd. Common Stock 806857108 404 4481 SH SOLE 4481 0 0 Sherwin-Williams Co. Common Stock 824348106 219 1196 SH SOLE 169 0 1027 TJX Companies Inc. Common Stock 872540109 259 4069 SH SOLE 425 0 3644 Tyco International Ltd Common Stock H89128104 253 6172 SH SOLE 640 0 5532 U.S. Bancorp Common Stock 902973304 295 7309 SH SOLE 7309 0 0 United Technologies Common Stock 913017109 360 3165 SH SOLE 3165 0 0 Valley National Bancorp Strike Warrants 919794123 3 12671 SH SOLE 12671 0 0