-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ns9Ehbd0KddsmVQldq9SW3efPBH066pzQjyZjPkDzvAwrVArH9KxFg9tHCJ4QzBl KGY4wcmp/MZKsTSck8mw3A== 0001193125-09-233673.txt : 20091113 0001193125-09-233673.hdr.sgml : 20091113 20091113091405 ACCESSION NUMBER: 0001193125-09-233673 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 091179308 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP ---------------------------------- Address: 120 Broadway, 40th Floor ---------------------------------- New York, New York 10271 ---------------------------------- ---------------------------------- Form 13F File Number: 028-12909 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler ------------------------------- Title: Chief Operating Officer ------------------------------- Phone: (212) 571-1244 ------------------------------- Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 11/12/09 - -------------------------- --------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 91 ------------ Form 13F Information Table Value Total: $342,158 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- ----------- ---------- -------- ------------------- ---------- -------- ---------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE A POWER ENERGY GENERAT SYS L COM G04136100 291 27,047 SH SOLE 27,047 ADVANCED BATTERY TECHNOLOG I COM 00752H102 7,867 1,812,689 SH SOLE 1,812,689 AGFEED INDUSTRIES INC COM 00846L951 58 40,700 SH PUT SOLE 40,700 ANTIGENICS INC DEL COM 037032109 2,951 1,461,988 SH SOLE 1,461,988 A-POWER ENERGY GENERATION COM G04136950 462 589,100 SH PUT SOLE 589,100 BARCLAYS ETN DJUBS NAT37 06739H644 316 19,940 SH SOLE 19,940 BJ SVCS CO COM 055482103 2,730 140,500 SH SOLE 140,500 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 8,036 9,850,000 PRN SOLE 9,850,000 CADBURY PLC SPONS ADR 12721E102 1,428 27,894 SH SOLE 27,894 CAPSTONE TURBINE CORP COM 14067D102 2,327 1,763,217 SH SOLE 1,763,217 CAPSTONE TURBINE CORP COM 14067D952 119 89,200 SH PUT SOLE 89,200 CARDIONET INC COM 14159L903 29 56,900 SH CALL SOLE 56,900 CARDIUM THERAPEUTICS INC COM 141916106 627 387,253 SH SOLE 387,253 CELL THERAPEUTICS INC COM NO PAR 150934503 193 157,000 SH SOLE 157,000 CF INDS HLDGS INC COM 125269100 8,112 94,070 SH SOLE 94,070 CF INDUSTRIES HOLDINGS INC COM 125269900 158 103,700 SH CALL SOLE 103,700 CHARDAN 2008 CHINA ACQST COR SHS G8977T101 875 114,953 SH SOLE 114,953 CHINAHLDGS ACQUISITION CORP COM 16942N106 379 39,050 SH SOLE 39,050 CLEAN ENERGY FUELS CORP COM 184499901 4 10,000 SH CALL SOLE 10,000 COMPTON PETE CORP COM 204940100 247 200,000 SH SOLE 200,000 CONVERGYS CORP COM 212485956 11 53,000 SH PUT SOLE 53,000 CYTORI THERAPEUTICS INC *W EXP 09/13/201 23283K113 2,915 1,495,003 SH SOLE 1,495,003 CYTORI THERAPEUTICS INC COM 23283K105 47 11,807 SH SOLE 11,807 DELCATH SYS INC COM 24661P104 119 24,141 SH SOLE 24,141 EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 10,973 11,000,000 PRN SOLE 11,000,000
ENTERPRISE ACQUISITION CORP COM 29365R108 460 46,300 SH SOLE 46,300 FIRST ADVANTAGE CORP CL A 31845F100 3,485 187,849 SH SOLE 187,849 FIRSTNIAGARA FINL GP INC COM 33582V108 1,380 111,955 SH SOLE 111,955 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 6,176 6,090,000 PRN SOLE 6,090,000 GENTEK INC COM NEW 37245X203 4,066 106,900 SH SOLE 106,900 HELICOS BIOSCIENCES CORP COM 42326R109 1,213 446,429 SH SOLE 446,429 INTELLON CORP COM 45816W504 1,464 206,437 SH SOLE 206,437 INVITROGEN CORP NOTE 2.000% 8/0 46185RAJ9 49,077 35,149,000 PRN SOLE 35,149,000 ISTAR FINL INC FRNT 10/0 45031UBF7 21,730 41,784,000 PRN SOLE 41,784,000 LIBERTYMEDIA CORP NEW ENT COM SER A 53071M500 7,168 230,400 SH SOLE 230,400 LOEWS CORP COM 540424108 15,663 457,305 SH SOLE 457,305 LORILLARD INC COM 544147901 16 12,000 SH CALL SOLE 12,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 586 13,000 SH SOLE 13,000 METAVANTE TECHNOLOGIES INC COM 591407101 1,710 49,580 SH SOLE 49,580 MORGANSTANLEY CHINA A SH FD COM 617468103 4,781 148,536 SH SOLE 148,536 MSC SOFTWARE CORP COM 553531104 5,564 661,628 SH SOLE 661,628 NATCO GROUP INC CL A 63227W203 4,378 98,879 SH SOLE 98,879 NATIONALPENN BANCSHARES INC COM 637138108 1,650 270,004 SH SOLE 270,004 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 855 89,200 SH SOLE 89,200 NCI BUILDING SYSTEMS INC COM 628852905 289 1,088,200 SH CALL SOLE 1,088,200 ODYSSEY RE HLDGS CORP COM 67612W108 3,241 50,000 SH SOLE 50,000 ODYSSEY RE HOLDINGS CORP COM 676118902 629 199,400 SH CALL SOLE 199,400 ODYSSEY RE HOLDINGS CORP COM 67611V951 30 50,000 SH PUT SOLE 50,000 OILSANDS QUEST INC *W EXP 05/12/201 678046129 158 428,000 SH SOLE 428,000 OMNITURE INC COM 68212S109 3,460 161,400 SH SOLE 161,400 OSG AMER L P COM UNIT LPI 671028108 3,506 345,449 SH SOLE 345,449 OVERTURE ACQUISITION CORP COM G6830P100 681 68,400 SH SOLE 68,400 PEPSI BOTTLING GROUP INC COM 713409100 11,581 317,815 SH SOLE 317,815 PEPSIAMERICAS INC COM 71343P200 1,862 65,208 SH SOLE 65,208 PEROT SYS CORP CL A 714265105 3,564 120,000 SH SOLE 120,000 PROLOGIS NOTE 2.625% 5/1 743410AS1 22,443 26,000,000 PRN SOLE 26,000,000
PROLOGIS NOTE 1.875%11/1 743410AR3 4,720 5,500,000 PRN SOLE 5,500,000 PROSPECT ACQUISITION CORP COM 74347T103 477 48,220 SH SOLE 48,220 PROSPECT CAPITAL CORPORATION COM 74348T102 2,062 200,000 SH SOLE 200,000 QUANTUM FUEL SYS TECH WORLDW COM 74765E109 68 51,474 SH SOLE 51,474 ROPER INDS INC NEW NOTE 1/1 776696AA4 8,288 13,061,000 PRN SOLE 13,061,000 SAPIENT CORP COM 803062108 774 100,000 SH SOLE 100,000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,243 125,000 SH SOLE 125,000 SATCON TECHNOLOGY CORP COM 803893106 53 31,200 SH SOLE 31,200 SCHERING PLOUGH CORP COM 806605101 9,905 350,612 SH SOLE 350,612 SEPRACOR INC COM 817315104 6,390 279,030 SH SOLE 279,030 SLM CORP COM 78442P106 121 13,917 SH SOLE 13,917 SPDR TRUST SERIES COM 78462F953 357 202,000 SH PUT SOLE 202,000 SPORTS PPTYS ACQUISITION COR COM 84920F107 722 73,200 SH SOLE 73,200 SPSS INC COM 78462K102 4,072 81,513 SH SOLE 81,513 STEMCELLS INC COM 85857R105 260 159,497 SH SOLE 159,497 STREAM GLOBAL SVCS INC *W EXP 10/17/201 86323M118 24 94,800 SH SOLE 94,800 SUN MICROSYSTEMS COM 866810903 18 42,300 SH CALL SOLE 42,300 SUN MICROSYSTEMS COM 866810953 21 174,900 SH PUT SOLE 174,900 SUN MICROSYSTEMS INC COM NEW 866810203 1,548 170,299 SH SOLE 170,299 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 4,415 127,164 SH SOLE 127,164 TERRA INDUSTRIES INC COM 880915903 96 30,000 SH CALL SOLE 30,000 TICKETMASTER ENTMT INC COM 88633P302 2,883 246,635 SH SOLE 246,635 TM ENTMT & MEDIA INC COM 87260T108 378 48,300 SH SOLE 48,300 TREMISIS ENERGY ACQ CORP II COM 89472N101 116 14,800 SH SOLE 14,800 TRIAN ACQUISITION I CORP COM 89582E108 1,428 146,726 SH SOLE 146,726 TWEEN BRANDS INC COM 901166108 1,926 229,533 SH SOLE 229,533 UNITED STATES NATL GAS FUND UNIT 912318102 26,749 2,278,453 SH SOLE 2,278,453 UNITED STATES NATR GAS COM 912318952 1,541 883,200 SH PUT SOLE 883,200 VERIZON COMMS COM 92343V954 673 50,000 SH PUT SOLE 50,000 VERIZON COMMUNICATIONS INC COM 92343V104 1,211 40,000 SH SOLE 40,000 VIRNETX HOLDING CORP COM 92823T108 1,094 496,031 SH SOLE 496,031
WEBMD HEALTH CORP CL A 94770V102 963 29,090 SH SOLE 29,090 WYETH COM 983024100 21,035 432,998 SH SOLE 432,998 XEROX CORP COM 984121103 2,292 296,100 SH SOLE 296,100 ZION OIL & GAS INC COM 989696109 98 10,000 SH SOLE 10,000
-----END PRIVACY-ENHANCED MESSAGE-----