SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
ProSight Global Holdings Ltd

(Last) (First) (Middle)
1 CLARENDON HOUSE, 2 CHURCH STREET

(Street)
HAMILTON D0 HM11

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2014
3. Issuer Name and Ticker or Trading Symbol
TIPTREE FINANCIAL INC. [ TIPT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 3,242,882 I By New York Marine & General Insurance Company
Class A Common Stock 1,411,591 I By Gotham Insurance Company
Class A Common Stock 941,527 I By Southwest Marine and General Insurance Company
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
ProSight Global Holdings Ltd

(Last) (First) (Middle)
1 CLARENDON HOUSE, 2 CHURCH STREET

(Street)
HAMILTON D0 HM11

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ProSight Global, Inc.

(Last) (First) (Middle)
412 MOUNT KEMBLE AVENUE, SUITE 300C

(Street)
MORRISTOWN NJ 07960

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ProSight Specialty Insurance Group, Inc.

(Last) (First) (Middle)
412 MOUNT KEMBLE AVENUE, SUITE 300C

(Street)
MORRISTOWN NJ 07960

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
NEW YORK MARINE & GENERAL INSURANCE CO

(Last) (First) (Middle)
412 MOUNT KEMBLE AVENUE, SUITE 300C

(Street)
MORRISTOWN NJ 07960

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Southwest Marine & General Insurance Co

(Last) (First) (Middle)
412 MOUNT KEMBLE AVENUE, SUITE 300C

(Street)
MORRISTOWN NJ 07960

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Gotham Insurance Co

(Last) (First) (Middle)
412 MOUNT KEMBLE AVENUE, SUITE 300C

(Street)
MORRISTOWN NJ 07960

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
Remarks:
/s/ Eric Bernstein, Director, ProSight Global Holdings Limited 03/04/2015
/s/ Anthony Piszel, Chief Financial Officer, ProSight Global, Inc. 03/04/2015
/s/ Bill Eckert, Controller, ProSight Specialty Insurance Group, Inc. 03/04/2015
/s/ Bill Eckert, Controller, New York Marine and General Insurance Company 03/04/2015
/s/ Bill Eckert, Controller, Southwest Marine and General Insurance Company 03/04/2015
/s/ Bill Eckert, Controller, Gotham Insurance Company 03/04/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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