-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wzpl/DRkHdSA8QN4270ama8f+EK/mCvELNbCJNMy4MoDUevu7SIFbtzfIUdH49GT rAa2rkPSbNvGxK5VIgpX8w== 0001126481-09-000005.txt : 20091202 0001126481-09-000005.hdr.sgml : 20091202 20091202152228 ACCESSION NUMBER: 0001126481-09-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHARLES RIVER PARTNERSHIP XI LP CENTRAL INDEX KEY: 0001126481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217465 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: STE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BigBand Networks, Inc. CENTRAL INDEX KEY: 0001381325 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043444278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-995-5000 MAIL ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Charles River Friends XI-A, LP CENTRAL INDEX KEY: 0001393393 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217464 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-768-6000 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Charles River Friends XI-B, LP CENTRAL INDEX KEY: 0001393394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217463 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-768-6000 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Charles River XI GP, LP CENTRAL INDEX KEY: 0001393395 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217462 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-768-6000 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Charles River XI GP, LLC CENTRAL INDEX KEY: 0001393396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217461 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-768-6000 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-30 0 0001381325 BigBand Networks, Inc. BBND 0001126481 CHARLES RIVER PARTNERSHIP XI LP 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001393393 Charles River Friends XI-A, LP 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001393394 Charles River Friends XI-B, LP 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001393395 Charles River XI GP, LP 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001393396 Charles River XI GP, LLC 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 Common Stock 2009-11-30 4 S 0 130000 3.6154 D 8789770 I See Footnotes (2)(3)(4) Common Stock 2009-12-01 4 S 0 56600 3.6031 D 8733170 I See Footnotes (3)(4)(6) Common Stock 2009-12-01 4 S 0 1160631 3.25 D 7572539 I See Footnotes (3)(4)(8) Represents 126,144 shares sold by Charles River Partnership XI, LP ("CRP XI"), 3,186 shares sold by Charles River Friends XI-A, LP ("CRF XI-A") and 670 shares sold by Charles River Friends XI-B, LP ("CRF XI-B"). Represents 8,524,494 shares held by CRP XI, 221,179 shares held by CRF XI-A and 44,097 shares held by CRF XI-B. Charles River XI GP, LLC ("CR XI GP LLC") is the General Partner of Charles River XI GP, LP ("CR XI GP LP"). CR XI GP LLC is also the General Partner of CRF XI-A and CRF XI-B. CR XI GP LP is the General Partner of CRP XI. CRP XI, CRF XI-A and CRF XI-B (collectively, the "Partnerships") form a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934. Each of Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai, and Michael J. Zak is a managing member of CR XI GP, LLC. Accordingly, each of CR XI GP LP, CR XI GP LLC and Messrs. Armony, Baldwin, Burnes, Dintersmith, Sachs, Tai, and Zak (collectively, the "Management Persons") may be deemed to beneficially own the securities owned by the Partnerships. Each of the Management Persons disclaims beneficial ownership of the securities reported herein held by the Partnerships, except to the extent of such person's pecuniary interest in each applicable Partnership, if any. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. Represents 54,920 shares sold by CRP XI, 1,387 shares sold by CRF XI-A and 293 shares sold by CRF XI-B. Represents 8,469,574 shares held by CRP XI, 219,792 shares held by CRF XI-A and 43,804 shares held by CRF XI-B. Represents 1,126,201 shares sold by CRP XI, 28,446 shares sold by CRF XI-A and 5,984 shares sold by CRF XI-B. Represents 7,343,373 shares held by CRP XI, 191,346 shares held by CRF XI-A and 37,820 shares held by CRF XI-B. Each of Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai, and Michael J. Zak (the "Individual Management Persons") is also a reporting person. Because the SEC's filing system will not accept CIK and CCC codes from more than ten joint filers of a report, the individual Management Persons have filed separately from this Form 4. Such other Form 4 and this Form 4 relate to the same securities and transactions. Thus, in total, there are twelve (12) joint filers: Charles River Partnership XI, LP, Charles River Friends XI-A, LP, Charles River Friends XI-B, LP, Charles River XI GP, LP, Charles River XI GP, LLC, Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai, and Michael J. Zak. /s/ John A. Genest, Attorney-in-Fact for Charles River XI GP, LLC, general partner of Charles River XI GP, LP, general partner of Charles River Partnership XI, LP 2009-12-02 /s/ John A. Genest, Attorney-in-Fact for Charles River XI GP, LLC, general partner of Charles River Friends XI-A, LP 2009-12-02 /s/ John A. Genest, Attorney-in-Fact for Charles River XI GP, LLC, general partner of Charles River Friends XI-B, LP 2009-12-02 /s/ John A. Genest, Attorney-in-Fact for Charles River XI GP, LLC, general partner of Charles River XI GP, LP 2009-12-02 /s/ John A. Genest, Attorney-in-Fact for Charles River XI GP, LLC 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----