-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7vvIE+3PT6mmBJgMy6dfyOCBiM8U1rYSh722Fj9Ba98zu1ahAZ7wOjLPhHk2eGU v+3Q076WuqY3OGRtos2oeA== 0001209191-09-028198.txt : 20090521 0001209191-09-028198.hdr.sgml : 20090521 20090521194415 ACCESSION NUMBER: 0001209191-09-028198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090519 FILED AS OF DATE: 20090521 DATE AS OF CHANGE: 20090521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horton Robert CENTRAL INDEX KEY: 0001392938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 09846615 MAIL ADDRESS: STREET 1: C/O BIGBAND NETWORKS, INC. STREET 2: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BigBand Networks, Inc. CENTRAL INDEX KEY: 0001381325 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043444278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-995-5000 MAIL ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-19 0 0001381325 BigBand Networks, Inc. BBND 0001392938 Horton Robert C/O BIGBAND NETWORKS, INC. 475 BROADWAY STREET REDWOOD CITY CA 94063 0 1 0 0 Sr. VP & General Counsel Common Stock 2009-05-19 4 M 0 35000 1.32 A 47001 D Common Stock 2009-05-19 4 S 0 35000 5.2757 D 12001 D Employee Stock Option (right to buy) 1.32 2009-05-19 4 M 0 35000 0.00 D 2015-03-16 Common Stock 35000 17500 D Restricted Stock Units 2009-05-19 4 A 0 52309 0.00 A Common Stock 52309 52309 D Restricted Stock Units 2009-05-19 4 A 0 32691 0.00 A Common Stock 32691 32691 D Reflects the weighted average sale price, with the range of sale prices from $5.25 to $5.32 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer. This option vested according to the following schedule: 1/4 of the option vested on February 1, 2006 and 1/48 of the option vested each month thereafter. Each restricted stock unit represents a contingent right to receive one share of BBND common stock. The restricted stock units vest in eight (8) equal semi-annual installments beginning on November 19, 2009. Vested shares will be delivered to the reporting person on or about each such vesting date. The restricted stock units vest in six (6) equal semi-annual installments beginning on November 19, 2009. Vested shares will be delivered to the reporting person on or about each such vesting date. /s/ Robert Horton 2009-05-21 -----END PRIVACY-ENHANCED MESSAGE-----