-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JgRxw/AOjNNZIy+1zb0HZ8dD96u9D+QZAfJgpnXW9QD8TFWGJZf3oFYJ5YycnYXl UBRmAx62c56VUpIX+nQ/cA== 0001085146-09-003543.txt : 20091117 0001085146-09-003543.hdr.sgml : 20091117 20091116204142 ACCESSION NUMBER: 0001085146-09-003543 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lucrum Capital, LLC CENTRAL INDEX KEY: 0001392485 IRS NUMBER: 743103162 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12891 FILM NUMBER: 091188859 BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET 39TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-288-2121 MAIL ADDRESS: STREET 1: ONE SANSOME STREET 39TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 hluc3q09.txt DB HEDGEWORKS - LUCRUM CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lucrum Capital LLC Address: One Sansome Street - Suite 3908 San Francisco, CA 94104 13F File Number: 028-12891 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ben Hovermale Title: Principal Phone: 415.288.2125 Signature, Place, and Date of Signing: /s/ Ben Hovermale San Francisco, CA November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 35 Form13F Information Table Value Total: $24,511 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIANCE DATA SYSTEMS CORP COM 018581108 1222 20000 SH SOLE 20000 0 0 AMERICAN MED SYS HLDGS INC COM 02744M108 423 25000 SH SOLE 25000 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 927 35000 SH SOLE 35000 0 0 CAPITALSOURCE INC COM 14055X102 434 100000 SH SOLE 100000 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 899 30000 SH SOLE 30000 0 0 DIEDRICH COFFEE INC COM NEW 253675201 241 10000 SH SOLE 10000 0 0 DTS INC COM 23335C101 411 15000 SH SOLE 15000 0 0 ENDWAVE CORP COM NEW 29264A206 63 19800 SH SOLE 19800 0 0 EPIQ SYS INC COM 26882D109 290 20000 SH SOLE 20000 0 0 EXPRESS SCRIPTS INC COM 302182100 1552 20000 SH SOLE 20000 0 0 GAMESTOP CORP NEW CL A 36467W109 927 35000 SH SOLE 35000 0 0 HANSEN NAT CORP COM 411310105 919 25000 SH SOLE 25000 0 0 I D SYSTEMS INC COM 449489103 893 225000 SH SOLE 225000 0 0 INTERACTIVE INTELLIGENCE INC COM 45839M103 956 50000 SH SOLE 50000 0 0 INVERNESS MED INNOVATIONS IN COM 46126P106 581 15000 SH SOLE 15000 0 0 K12 INC COM 48273U102 281 17000 SH SOLE 17000 0 0 LEGG MASON INC COM 524901105 478 15400 SH SOLE 15400 0 0 LOWES COS INC COM 548661107 628 30000 SH SOLE 30000 0 0 MCKESSON CORP COM 58155Q103 1191 20000 SH SOLE 20000 0 0 MEDASSETS INC COM 584045108 497 22000 SH SOLE 22000 0 0 MICRONETICS INC DEL COM 595125105 533 155000 SH SOLE 155000 0 0 MYLAN INC COM 628530107 640 40000 SH SOLE 40000 0 0 MYRIAD GENETICS INC COM 62855J104 384 14000 SH SOLE 14000 0 0 NAVIGANT CONSULTING INC COM 63935N107 675 50000 SH SOLE 50000 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 629 30000 SH SOLE 30000 0 0 NUMEREX CORP PA CL A 67053A102 1606 348363 SH SOLE 348363 0 0 NVIDIA CORP COM 67066G104 451 30000 SH SOLE 30000 0 0 OFFICEMAX INC DEL COM 67622P101 755 60000 SH SOLE 60000 0 0 PHASE FORWARD INC COM 71721R406 744 53000 SH SOLE 53000 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 97 10000 SH SOLE 10000 0 0 SAFEWAY INC COM NEW 786514208 789 40000 SH SOLE 40000 0 0 SKECHERS U S A INC CL A 830566105 857 50000 SH SOLE 50000 0 0 SMARTHEAT INC COM 83172F104 962 81000 SH SOLE 81000 0 0 SMITH MICRO SOFTWARE INC COM 832154108 927 75000 SH SOLE 75000 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 649 30000 SH SOLE 30000 0 0
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