-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RR3iEkvNJpSyJD7SsbLAT4qbrXyXMquvMH3PR2xD7eeE2QQVut53uS11eX4yM0H6 thS6BXx0cW3eh9lLCwvXuQ== 0001144204-09-058157.txt : 20091112 0001144204-09-058157.hdr.sgml : 20091111 20091112095305 ACCESSION NUMBER: 0001144204-09-058157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L & S Advisors Inc CENTRAL INDEX KEY: 0001392364 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13201 FILM NUMBER: 091174755 BUSINESS ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 13F-HR 1 v165697_13hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09.30.09 -------- Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: L & S ADVISORS, INC. ------------------------------------- Address: 12121 Wilshire Blvd Ste 1100 ------------------------------------- Los Angeles, CA 90025 ------------------------------------- Form 13F File Number: 28-13201 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SY R. LIPPMAN ------------------ Title: President ------------------ Phone: 310.893.6060 ------------------ Signature, Place, and Date of Signing: /s/ Sy R. Lippman Los Angeles, Ca. 11-12-09 ------------------ ---------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 64 --------------- Form 13F Information Table Value Total: 79,643 --------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None L & S Advisors, Inc. FORM 13F September 30, 2009 FORM 13F INFORMATION TABLE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADOBE SYSTEMS COM 00724F101 251 7600 SH Sole 7600 ALLEGHENY TECHNOLOGIES INC COM 01741R102 325 9300 SH Sole 9300 ANADARKO PETROLEUM CORP COM 032511107 321 5124 SH Sole 5124 ARGO GROUP INTL HLDGS LTD COM G0464B107 620 18400 SH Sole 18400 BARRICK GOLD CORP COM 067901108 2376 62700 SH Sole 62700 BIOTECH HLDRS DEP RCPTS COM 09067d201 596 5866 SH Sole 5866 BLACK HILLS CORP COM 092113109 243 9650 SH Sole 9650 BLACKROCK REAL ASSET EQUITY TR COM 09254B109 505 44195 SH Sole 44195 BROADCOM CORP COM 111320107 275 8950 SH Sole 8950 CAPITAL PPTYS R I CL A CLASS A COM 140430109 146 19465 SH Sole 19465 CAPITAL PROPERTIES RTD **PRIVA COM 140430992 146 19465 SH Sole 19465 CURRENCY SH CAN DOL TR COM 23129X105 1155 12400 SH Sole 12400 CURRENCY SHARES JAPANESE YEN T COM 23130A102 299 2700 SH Sole 2700 CURRENCYSHARES AUSTRALIAN DLR COM 23129U101 2563 29000 SH Sole 29000 CURTISS WRIGHT CORP COM 231561101 693 20300 SH Sole 20300 DEER CONSUMER PRODUCTS INC COM 24379J200 213 11400 SH Sole 11400 DISH NETWORK CORPORATION COM 25470M109 3477 180512 SH Sole 180512 DOMINION RES BLACK WARRIOR COM 25746Q108 282 19558 SH Sole 19558 DORCHESTER MINERALS LP COM 25820R105 1118 49518 SH Sole 49518 ECHOSTAR CORP COM 278768106 666 36102 SH Sole 36102 ENBRIDGE ENERGY PARTNERS L P COM 29250r106 2006 44525 SH Sole 44525 ENERGY TRANSFER PARTNERS L.P COM 29273R109 6486 152425 SH Sole 152425 ENTERPRISE PRODS PARTNERS L P COM 293792107 5800 204810 SH Sole 204810 EXXON MOBIL CORP COM 30231g102 4611 67200 SH Sole 67200 GOLDCORP INC COM 380956409 242 6000 SH Sole 6000 GOLDEN OCEAN GROUP LTD COM G4032A104 20 15800 SH Sole 15800 INERGY L.P. COM 456615103 2389 80225 SH Sole 80225 IPATH S&P 500 VIX SH-TM FT COM 06740C527 2537 50750 SH Sole 50750 ISHARE MSCI ALL CNT ASIA EX JP COM 464288182 1177 22200 SH Sole 22200 ISHARE SILVER TRUST COM 46428Q109 573 35000 SH Sole 35000 ISHARES IBOXX $HI YLD CP BND COM 464288513 1105 12800 SH Sole 12800 ISHARES MSCI BRAZIL IND FD COM 464286400 1515 22400 SH Sole 22400 ISHARES MSCI SOUTH AFRICA COM 464286780 515 9400 SH Sole 9400 ISHARES S&P U.S. PFD STOCK COM 464288687 227 6250 SH Sole 6250 JUNIPER NETWORKS INC COM 48203r104 269 9950 SH Sole 9950 KAYNE ANDERSON MLP INVT COM 486606106 959 45350 SH Sole 45350 KINDER MORGAN ENERGY PRTNRS LP COM 494550106 6347 117500 SH Sole 117500 KLA TENCOR CORP COM 482480100 276 7700 SH Sole 7700 LAM RESEARCH CORP COM 512807108 258 7550 SH Sole 7550 MAGELLAN MIDSTREAM PARTNERS LP COM 559080106 1825 48550 SH Sole 48550 MARKET VECTORS GOLD MINERS COM 57060U100 2810 62050 SH Sole 62050 MARVELL TECHNOLOGY GROUP COM G5876H105 261 16150 SH Sole 16150 MEAD JOHNSON NUTRITION CO COM 582839106 275 6100 SH Sole 6100 NAVIOS MARITIME PARTNERS LP COM Y62267102 961 80400 SH Sole 80400 NVIDIA CORP COM 67066G104 286 19050 SH Sole 19050 OCCIDENTAL PETROLEUM CORP-DEL COM 674599105 314 4000 SH Sole 4000 ONEOK PARTNERS L.P COM 68268N103 3228 61001 SH Sole 61001 PEPSICO INC COM 713448108 264 4500 SH Sole 4500 PLAINS ALL AMERN PIPELINE L P COM 726503105 6673 144150 SH Sole 144150 POWERSHARES FINANCIAL PFD PT COM 73935X229 272 17154 SH Sole 17154 PROCTER & GAMBLE CO COM 742718109 278 4800 SH Sole 4800 PROSHARES ULT SH LEH 20 PLUS T COM 74347R297 240 5450 SH Sole 5450 PROVIDENCE & WORC RAILRD CO COM 743737108 171 16760 SH Sole 16760 QUALCOMM COM 747525103 254 5650 SH Sole 5650 SKYWORKS SOLUTIONS INC COM 83088M102 273 20600 SH Sole 20600 SMARTHEAT INC. COM 83172F104 275 23150 SH Sole 23150 STREETTRACKS GOLD TR COM 78463V107 1166 11800 SH Sole 11800 TELEDYNE INC COM 879360105 315 8765 SH Sole 8765 TEPPCO PARTNERS L P UNIT L.P. COM 872384102 2048 59000 SH Sole 59000 TEVA PHARMACEUTICAL INDS COM 881624209 2355 46576 SH Sole 46576 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 855 31975 SH Sole 31975 XILINX INC COM 983919101 261 11150 SH Sole 11150 YONGYE INTERNATIONAL, INC COM 98607B106 130 15600 SH Sole 15600 SCHWAB--AGGRESSIVE 529 PLAN 485305106 269 20273 SH Sole 20273
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