-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZP6mfHFywbjDPiaEfLWy6LZQfpLxTcKjtFeR0wi1Cl8x7v0RXbNwNamU4p/cb// DP8o8cwQdGzoEmWut96cQQ== 0001140361-09-024271.txt : 20091102 0001140361-09-024271.hdr.sgml : 20091102 20091102140953 ACCESSION NUMBER: 0001140361-09-024271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 EFFECTIVENESS DATE: 20091102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cheyne Capital Management (UK) LLP CENTRAL INDEX KEY: 0001390457 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12483 FILM NUMBER: 091150630 BUSINESS ADDRESS: STREET 1: STORNAWAY HOUSE STREET 2: 13 CLEVELAND ROW CITY: LONDON STATE: X0 ZIP: SW1A 3DH BUSINESS PHONE: 011-44(0)2070317450 MAIL ADDRESS: STREET 1: STORNAWAY HOUSE STREET 2: 13 CLEVELAND ROW CITY: LONDON STATE: X0 ZIP: SW1A 3DH 13F-HR 1 form13f.txt CHEYNE CAPITAL 13F-HR 9-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cheyne Capital Management (UK) LLP Address: Stornoway House, 13 Cleveland Row, London SW1A 1DH Form 13F File Number: 028-12483 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Simon James Title: Compliance Officer Phone: +44 (0)20 7031 7560 Signature, Place, and Date of Signing: /s/ London, England 10/ /2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $ 29,217 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ACERGY S A SPONSORED ADR 00443E104 1263 100000 SH SOLE 100000 0 0 CF INDS HLDGS INC COM 125269100 1293 15000 SH SOLE 15000 0 0 DEERE & CO COM 244199105 1438 33500 SH SOLE 33500 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 377 25000 SH SOLE 25000 0 0 HANSEN NAT CORP COM 411310105 1470 40000 SH SOLE 40000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1316 11000 SH SOLE 11000 0 0 MCDONALDS CORP COM 580135101 1141 20000 SH SOLE 20000 0 0 MERCK & CO INC COM 589331107 1582 50000 SH SOLE 50000 0 0 MORGAN STANLEY COM NEW 617446448 309 10000 SH SOLE 10000 0 0 NASDAQ OMX GROUP INC COM 631103108 842 40000 SH SOLE 40000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 863 20000 SH SOLE 20000 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 571 40000 SH SOLE 40000 0 0 NII HLDGS INC NOTE 2.750% 8/1 62913FAF9 983 1000000 SH SOLE 1000000 0 0 NOBLE CORPORATION BAAR NAMEN AKT H5833N103 1518 40000 SH SOLE 40000 0 0 NRG ENERGY INC COM NEW 629377508 564 20000 SH SOLE 20000 0 0 ORACLE CORP COM 68389X105 2536 121704 SH SOLE 121704 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 1089 70000 SH SOLE 70000 0 0 PFIZER INC COM 717081103 1655 100000 SH SOLE 100000 0 0 PROCTER & GAMBLE CO COM 742718109 2317 40000 SH SOLE 40000 0 0 RENT A CTR INC NEW COM 76009N100 566 30000 SH SOLE 30000 0 0 TRANSATLANTIC HLDGS INC COM 893521104 1003 20000 SH SOLE 20000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 582 30000 SH SOLE 30000 0 0 WAL MART STORES INC COM 931142103 2455 50000 SH SOLE 50000 0 0 WASHINGTON FED INC COM 938824109 1012 60000 SH SOLE 60000 0 0 XYRATEX LTD COM G98268108 472 49600 SH SOLE 49600 0 0
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