0001437749-11-003675.txt : 20110527 0001437749-11-003675.hdr.sgml : 20110527 20110527163829 ACCESSION NUMBER: 0001437749-11-003675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110527 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPherson T. Alex CENTRAL INDEX KEY: 0001411156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 11878734 MAIL ADDRESS: STREET 1: C/O NOVABAY PHARMACEUTICALS, INC. STREET 2: 5980 HORTON STREET, SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: CA FISCAL YEAR END: 0120 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml PRIMARY DOCUMENT X0303 4 2011-05-27 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001411156 McPherson T. Alex C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 Common Stock 2011-05-27 4 P 0 400 1.64 A 900 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 600 1.65 A 1500 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 100 1.63 A 1600 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 2400 1.65 A 4000 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 100 1.64 A 4100 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 100 1.63 A 4200 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 500 1.65 A 4700 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 100 1.64 A 4800 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 100 1.63 A 4900 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 100 1.64 A 5000 I By the McPherson Family Trust Common Stock 2011-05-27 4 P 0 1700 1.6499 A 6700 I By the McPherson Family Trust Common Stock 37693 D /s/ Theresa Granados, Attorney-in-Fact for Alex T. McPherson 2011-05-27