0001389256-11-000008.txt : 20110516
0001389256-11-000008.hdr.sgml : 20110516
20110513204129
ACCESSION NUMBER: 0001389256-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Investment Management, LLC
CENTRAL INDEX KEY: 0001389256
IRS NUMBER: 810567059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12131
FILM NUMBER: 11843109
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-350-2788
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
a54335ame13fvhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment []; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: American Assets Investment Management, LLC
Address: 11455 El Camino Real
Suite 200
San Diego, CA 92130
Form 13F File Number: 028-12131
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nicole L. Miller
Title: Compliance Analyst
Phone: 619-278-0020
Signature, Place, and Date of Signing:
/s/ Nicole Miller San Diego, CA 5/13/2011
------------------------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all
holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13-F File Number Name
--------------------- ----
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 120
Form 13F Information Table Value Total: $119,737
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13-F File Number Name
--- --------------------- ----
Form 13-F Information Table
as of March 31, 2011
VOTING AUTHORITY
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------------------------- -------- --------- -------- --------- --- ---- ------- -------- --------- ------ ----
***BANCO SANT CENT HISP Com 05964H105 741.88 63,300 Sole N/A All
ABBOTT LABORATORIES Com 002824100 2,452.50 50,000 Sole N/A All
ALEXANDRIA REAL EST INC Com 015271109 70.17 900 Sole N/A All
ALKERMES INC Com 01642T108 518.00 40,000 Sole N/A All
AMBAC FINANCIAL GROUP INC Com 023139108 2.40 15,600 Sole N/A All
AMERICAN ELEC PWR INC Com 025537101 1,757.00 50,000 Sole N/A All
AMERICAN EXPRESS CO Com 025816109 931.12 20,600 Sole N/A All
AMERICAN TOWER CORPORATION Com 029912201 41.46 800 Sole N/A All
AMERISOURCEBERGEN CORP Com 03073E105 712.08 18,000 Sole N/A All
APACHE CORP Com 037411105 916.44 7,000 Sole N/A All
APPLE COMPUTER INC Com 037833100 1,742.54 5,000 Sole N/A All
B WTS BANK AMER CORP Com 060505104 126.00 50,000 Sole N/A All
BANCO SANTANDER CENT HISP ADR Com 05964H105 585.50 50,000 Sole N/A All
BANK AMER CORP Com 060505104 4,332.25 325,000 Sole N/A All
BANK OF AMERICA CORP Com 060505153 799.80 60,000 Sole N/A All
BANK OF AMERICA WTS 10/28/18 Com 060505153 126.00 50,000 Sole N/A All
BANK OF NEW YORK MELLON CORP/THE Com 064058100 298.70 10,000 Sole N/A All
BAXTER INTL CORP Com 071813109 2,688.50 50,000 Sole N/A All
BERKSHIRE HATHAWAY B Com 084670702 20.91 250 Sole N/A All
BK NEW YORK MELLON CORP COM Com 064058100 1,365.06 45,700 Sole N/A All
BP PLC Com 055622104 9,220.85 208,900 Sole N/A All
BUCKEYE PARTNERS L P Com 118230101 953.10 15,000 Sole N/A All
CAPITAL ONE FINANCIAL CORP Com 14040H105 1,096.36 21,100 Sole N/A All
CARDINAL HEALTH INC COM Com 14149Y108 1,229.42 29,891 Sole N/A All
CAREFUSION CORP COM Com 14170T101 703.45 24,945 Sole N/A All
CHESAPEAKE ENERGY CORP Com 165167107 854.76 25,500 Sole N/A All
CHEVRON CORP Com 166764100 6,707.38 62,400 Sole N/A All
CISCO SYS INC Com 17275R102 1,114.75 65,000 Sole N/A All
CITIGROUP INC Com 172967101 654.16 148,000 Sole N/A All
COCA-COLA CO Com 191216100 1,990.20 30,000 Sole N/A All
CONOCOPHILLIPS Com 20825C104 2,635.38 33,000 Sole N/A All
CORESITE REALTY CORP Com 21870Q105 68.11 4,300 Sole N/A All
COVIDIEN LTD Com G2554F113 2,337.30 45,000 Sole N/A All
DIGITAL REALTY TRUST INC Com 253868103 63.95 1,100 Sole N/A All
DUKE ENERGY CORP COM Com 26441C105 907.50 50,000 Sole N/A All
DUKE REALTY CORP Com 264411505 28.02 2,000 Sole N/A All
DUPONT FABROS TECHNOLOGY INC Com 26613Q205 67.90 2,800 Sole N/A All
ENERGY TRANSFER PARTNERS L P Com 29273R109 258.80 5,000 Sole N/A All
EXCEL TR INC COM Com 30068C109 471.60 40,000 Sole N/A All
EXXON MOBIL CORP Com 30231G102 2,103.25 25,000 Sole N/A All
FEDERAL REALTY INVESTMENT TRUST Com 313747206 69.33 850 Sole N/A All
FELCOR LODGING TRUST INC Com 31430F101 50.57 8,250 Sole N/A All
FIRST INDUSTRIAL REALTY TR INC Com 32054K103 47.56 4,000 Sole N/A All
GENERAL ELEC CO Com 369604103 6,534.30 325,900 Sole N/A All
GOLDMAN SACHS GROUP INC Com 38141G104 1,681.16 10,600 Sole N/A All
GOOGLE INC Com 38259P508 234.48 400 Sole N/A All
GOOGLE INC-CL A Com 38259P508 469.41 800 Sole N/A All
HARTFORD FIN SERVICES GRP, INC. Com 416515104 1,090.67 40,500 Sole N/A All
HECKMANN CORP COM Com 422680108 65.50 10,000 Sole N/A All
HOST HOTELS & RESORTS INC Com 44107P104 533.53 30,297 Sole N/A All
HUNTINGTON BANCSHARES INC Com 446150104 166.00 25,000 Sole N/A All
INTEL CORP Com 458140100 1,311.70 65,000 Sole N/A All
INT BUS.MACHINES CORP. (IBM) Com 459200101 652.28 4,000 Sole N/A All
ISHARES DJ US REAL EST IDX FUND Com 464287739 367.80 6,192 Sole N/A All
JOHNSON & JOHNSON Com 478160104 2,073.75 35,000 Sole N/A All
JPMORGAN CHASE & CO Com 46625H100 691.50 15,000 Sole N/A All
KROGER CO Com 501044101 479.40 20,000 Sole N/A All
LAS VEGAS SANDS CORP Com 517834107 63.33 1,500 Sole N/A All
LOWES COS INC Com 548661107 396.45 15,000 Sole N/A All
MACERICH CO Com 554382101 6,395.61 129,126 Sole N/A All
MANULIFE FINANCIAL CORP Com 56501R106 177.35 10,000 Sole N/A All
MANULIFE FINL CORP Com 56501R106 796.05 45,000 Sole N/A All
MARRIOTT INTERNATIONAL, INC. Com 571903202 53.37 1,500 Sole N/A All
MCKESSON CORP COM Com 58155Q103 1,620.53 20,500 Sole N/A All
MERCK & CO COM Com 58933Y105 1,650.50 50,000 Sole N/A All
METLIFE INC COM Com 59156R108 2,012.85 45,000 Sole N/A All
MGIC INVT CORP WIS Com 552848103 80.01 9,000 Sole N/A All
MICROSOFT CORP Com 594918104 507.80 20,000 Sole N/A All
MICROSOFT CORP Com 594918104 253.60 10,000 Sole N/A All
MORGAN STANLEY Com 617446448 1,284.04 47,000 Sole N/A All
NV ENERGY INC COM Com 67073Y106 297.80 20,000 Sole N/A All
ONEOK PARTNERS L P Com 68268N103 724.68 8,800 Sole N/A All
ORACLE CORP Com 68389X105 462.61 13,837 Sole N/A All
ORACLE CORP OZARK HOLDING INC Com 68389X105 263.62 7,900 Sole N/A All
OVERSEAS SHIPHOLDING GROUP INC Com 690368105 3,888.94 121,000 Sole N/A All
PEPSICO INC Com 713448108 1,996.71 31,000 Sole N/A All
PFIZER INC Com 717081103 2,234.10 110,000 Sole N/A All
PG & E CORP Com 69331C108 1,281.22 29,000 Sole N/A All
PINNACLE WEST CAP CORP Com 723484101 1,925.55 45,000 Sole N/A All
PNC FINL SVCS GROUP INC 12/31/18 Com 693475121 179.52 12,000 Sole N/A All
PPL CORP Com 69351T106 1,012.00 40,000 Sole N/A All
PRUDENTIAL FINL INC COM Com 744320102 677.38 11,000 Sole N/A All
QUALCOMM INC Com 747525103 1,025.32 18,700 Sole N/A All
ROCHE HLDG LTD SPNSRD ADR Com 771195104 647.10 18,000 Sole N/A All
ROCHE HOLDING AG Com 771195104 250.97 7,000 Sole N/A All
ROYAL DUTCH SHELL PLC Com 780259206 2,185.80 30,000 Sole N/A All
SAUL CENTERS INC Com 804395101 89.10 2,000 Sole N/A All
SCHLUMBERGER LTD Com 806857108 1,270.39 13,622 Sole N/A All
SOUTHERN CO Com 842587107 571.65 15,000 Sole N/A All
STARWOOD HOTELS & RESORTS WW Com 85590A401 1,906.34 32,800 Sole N/A All
STRATEGIC HOTELS & RESORTS INC Com 86272T106 114.17 17,700 Sole N/A All
SUNSTONE HOTEL INVESTORS INC Com 867892101 44.84 4,400 Sole N/A All
TAUBMAN CENTERS INC Com 876664103 42.86 800 Sole N/A All
TERRENO REALTY CORP Com 88146M101 (34.46) (2,000) Sole N/A All
TEVA PHARMACEUTICAL SPNSRD ADR Com 881624209 501.70 10,000 Sole N/A All
TOYOTA MOTOR CORP Com 892331307 1,284.00 16,000 Sole N/A All
TRANSATLANTIC HLDGS INC Com 893521104 194.68 4,000 Sole N/A All
WALGREEN CO Com 931422109 1,204.20 30,000 Sole N/A All
WELLS FARGO & CO COM Com 949746101 3,081.01 97,162 Sole N/A All
WTS JPMORGAN CHASE & COMPANY Com 46634E114 67.12 4,000 Sole N/A All
ALEXANDRIA REAL ESTATE EQ INC ps 015271406 38.40 1,500 Sole N/A All
APACHE CO PFD ps 037411808 85.03 1,200 Sole N/A All
CITIGROUP CAP PFD ps 173080201 548.00 20,000 Sole N/A All
CITIGROUP INC CONV PFD ps 172967416 88.55 700 Sole N/A All
DUPONT FABROS TECHNOLOGY INC ps 26613Q106 30.06 1,200 Sole N/A All
ENTERTAINMENT PROPERTIES TRUST ps 29380T501 28.73 1,200 Sole N/A All
FIRST INDUSTRIAL REALTY TRUST INC ps 32054K772 34.35 1,500 Sole N/A All
FIRST INDUSTRIAL REALTY TRUST INC ps 32054K798 22.93 1,000 Sole N/A All
HARTFORD FIN SERV GROUP, INC. ps 416515708 1,797.45 69,000 Sole N/A All
HSBC FIN CORP PFD ps 40429C607 282.72 12,000 Sole N/A All
HUDSON PACIFIC PROPERTIES INC ps 444097208 38.06 1,500 Sole N/A All
ISTAR FINANCIAL INC ps 45031U705 30.45 1,500 Sole N/A All
ISTAR FINANCIAL INC ps 45031U804 32.99 1,600 Sole N/A All
JPMORGAN CHASE CAP XXIX PFD ps 48125E207 1,019.20 40,000 Sole N/A All
JPMORGAN CHASE CAP XXVIII PFD BB ps 48124Y204 516.00 20,000 Sole N/A All
LASALLE HOTEL PROPERTIES ps 517942603 28.56 1,200 Sole N/A All
LEXINGTON REALTY TRUST ps 529043200 28.34 1,200 Sole N/A All
LEXINGTON REALTY TRUST ps 529537201 37.56 1,500 Sole N/A All
METLIFE CONV PFD ps 59156R116 381.83 4,500 Sole N/A All
SUNSTONE HOTEL INVESTORS INC ps 867892200 42.01 1,700 Sole N/A All