0001389256-11-000008.txt : 20110516 0001389256-11-000008.hdr.sgml : 20110516 20110513204129 ACCESSION NUMBER: 0001389256-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Investment Management, LLC CENTRAL INDEX KEY: 0001389256 IRS NUMBER: 810567059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12131 FILM NUMBER: 11843109 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-350-2788 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 a54335ame13fvhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Assets Investment Management, LLC Address: 11455 El Camino Real Suite 200 San Diego, CA 92130 Form 13F File Number: 028-12131 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicole L. Miller Title: Compliance Analyst Phone: 619-278-0020 Signature, Place, and Date of Signing: /s/ Nicole Miller San Diego, CA 5/13/2011 ------------------------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13-F File Number Name --------------------- ---- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $119,737 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13-F File Number Name --- --------------------- ---- Form 13-F Information Table as of March 31, 2011
VOTING AUTHORITY TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER --------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------------------------- -------- --------- -------- --------- --- ---- ------- -------- --------- ------ ---- ***BANCO SANT CENT HISP Com 05964H105 741.88 63,300 Sole N/A All ABBOTT LABORATORIES Com 002824100 2,452.50 50,000 Sole N/A All ALEXANDRIA REAL EST INC Com 015271109 70.17 900 Sole N/A All ALKERMES INC Com 01642T108 518.00 40,000 Sole N/A All AMBAC FINANCIAL GROUP INC Com 023139108 2.40 15,600 Sole N/A All AMERICAN ELEC PWR INC Com 025537101 1,757.00 50,000 Sole N/A All AMERICAN EXPRESS CO Com 025816109 931.12 20,600 Sole N/A All AMERICAN TOWER CORPORATION Com 029912201 41.46 800 Sole N/A All AMERISOURCEBERGEN CORP Com 03073E105 712.08 18,000 Sole N/A All APACHE CORP Com 037411105 916.44 7,000 Sole N/A All APPLE COMPUTER INC Com 037833100 1,742.54 5,000 Sole N/A All B WTS BANK AMER CORP Com 060505104 126.00 50,000 Sole N/A All BANCO SANTANDER CENT HISP ADR Com 05964H105 585.50 50,000 Sole N/A All BANK AMER CORP Com 060505104 4,332.25 325,000 Sole N/A All BANK OF AMERICA CORP Com 060505153 799.80 60,000 Sole N/A All BANK OF AMERICA WTS 10/28/18 Com 060505153 126.00 50,000 Sole N/A All BANK OF NEW YORK MELLON CORP/THE Com 064058100 298.70 10,000 Sole N/A All BAXTER INTL CORP Com 071813109 2,688.50 50,000 Sole N/A All BERKSHIRE HATHAWAY B Com 084670702 20.91 250 Sole N/A All BK NEW YORK MELLON CORP COM Com 064058100 1,365.06 45,700 Sole N/A All BP PLC Com 055622104 9,220.85 208,900 Sole N/A All BUCKEYE PARTNERS L P Com 118230101 953.10 15,000 Sole N/A All CAPITAL ONE FINANCIAL CORP Com 14040H105 1,096.36 21,100 Sole N/A All CARDINAL HEALTH INC COM Com 14149Y108 1,229.42 29,891 Sole N/A All CAREFUSION CORP COM Com 14170T101 703.45 24,945 Sole N/A All CHESAPEAKE ENERGY CORP Com 165167107 854.76 25,500 Sole N/A All CHEVRON CORP Com 166764100 6,707.38 62,400 Sole N/A All CISCO SYS INC Com 17275R102 1,114.75 65,000 Sole N/A All CITIGROUP INC Com 172967101 654.16 148,000 Sole N/A All COCA-COLA CO Com 191216100 1,990.20 30,000 Sole N/A All CONOCOPHILLIPS Com 20825C104 2,635.38 33,000 Sole N/A All CORESITE REALTY CORP Com 21870Q105 68.11 4,300 Sole N/A All COVIDIEN LTD Com G2554F113 2,337.30 45,000 Sole N/A All DIGITAL REALTY TRUST INC Com 253868103 63.95 1,100 Sole N/A All DUKE ENERGY CORP COM Com 26441C105 907.50 50,000 Sole N/A All DUKE REALTY CORP Com 264411505 28.02 2,000 Sole N/A All DUPONT FABROS TECHNOLOGY INC Com 26613Q205 67.90 2,800 Sole N/A All ENERGY TRANSFER PARTNERS L P Com 29273R109 258.80 5,000 Sole N/A All EXCEL TR INC COM Com 30068C109 471.60 40,000 Sole N/A All EXXON MOBIL CORP Com 30231G102 2,103.25 25,000 Sole N/A All FEDERAL REALTY INVESTMENT TRUST Com 313747206 69.33 850 Sole N/A All FELCOR LODGING TRUST INC Com 31430F101 50.57 8,250 Sole N/A All FIRST INDUSTRIAL REALTY TR INC Com 32054K103 47.56 4,000 Sole N/A All GENERAL ELEC CO Com 369604103 6,534.30 325,900 Sole N/A All GOLDMAN SACHS GROUP INC Com 38141G104 1,681.16 10,600 Sole N/A All GOOGLE INC Com 38259P508 234.48 400 Sole N/A All GOOGLE INC-CL A Com 38259P508 469.41 800 Sole N/A All HARTFORD FIN SERVICES GRP, INC. Com 416515104 1,090.67 40,500 Sole N/A All HECKMANN CORP COM Com 422680108 65.50 10,000 Sole N/A All HOST HOTELS & RESORTS INC Com 44107P104 533.53 30,297 Sole N/A All HUNTINGTON BANCSHARES INC Com 446150104 166.00 25,000 Sole N/A All INTEL CORP Com 458140100 1,311.70 65,000 Sole N/A All INT BUS.MACHINES CORP. (IBM) Com 459200101 652.28 4,000 Sole N/A All ISHARES DJ US REAL EST IDX FUND Com 464287739 367.80 6,192 Sole N/A All JOHNSON & JOHNSON Com 478160104 2,073.75 35,000 Sole N/A All JPMORGAN CHASE & CO Com 46625H100 691.50 15,000 Sole N/A All KROGER CO Com 501044101 479.40 20,000 Sole N/A All LAS VEGAS SANDS CORP Com 517834107 63.33 1,500 Sole N/A All LOWES COS INC Com 548661107 396.45 15,000 Sole N/A All MACERICH CO Com 554382101 6,395.61 129,126 Sole N/A All MANULIFE FINANCIAL CORP Com 56501R106 177.35 10,000 Sole N/A All MANULIFE FINL CORP Com 56501R106 796.05 45,000 Sole N/A All MARRIOTT INTERNATIONAL, INC. Com 571903202 53.37 1,500 Sole N/A All MCKESSON CORP COM Com 58155Q103 1,620.53 20,500 Sole N/A All MERCK & CO COM Com 58933Y105 1,650.50 50,000 Sole N/A All METLIFE INC COM Com 59156R108 2,012.85 45,000 Sole N/A All MGIC INVT CORP WIS Com 552848103 80.01 9,000 Sole N/A All MICROSOFT CORP Com 594918104 507.80 20,000 Sole N/A All MICROSOFT CORP Com 594918104 253.60 10,000 Sole N/A All MORGAN STANLEY Com 617446448 1,284.04 47,000 Sole N/A All NV ENERGY INC COM Com 67073Y106 297.80 20,000 Sole N/A All ONEOK PARTNERS L P Com 68268N103 724.68 8,800 Sole N/A All ORACLE CORP Com 68389X105 462.61 13,837 Sole N/A All ORACLE CORP OZARK HOLDING INC Com 68389X105 263.62 7,900 Sole N/A All OVERSEAS SHIPHOLDING GROUP INC Com 690368105 3,888.94 121,000 Sole N/A All PEPSICO INC Com 713448108 1,996.71 31,000 Sole N/A All PFIZER INC Com 717081103 2,234.10 110,000 Sole N/A All PG & E CORP Com 69331C108 1,281.22 29,000 Sole N/A All PINNACLE WEST CAP CORP Com 723484101 1,925.55 45,000 Sole N/A All PNC FINL SVCS GROUP INC 12/31/18 Com 693475121 179.52 12,000 Sole N/A All PPL CORP Com 69351T106 1,012.00 40,000 Sole N/A All PRUDENTIAL FINL INC COM Com 744320102 677.38 11,000 Sole N/A All QUALCOMM INC Com 747525103 1,025.32 18,700 Sole N/A All ROCHE HLDG LTD SPNSRD ADR Com 771195104 647.10 18,000 Sole N/A All ROCHE HOLDING AG Com 771195104 250.97 7,000 Sole N/A All ROYAL DUTCH SHELL PLC Com 780259206 2,185.80 30,000 Sole N/A All SAUL CENTERS INC Com 804395101 89.10 2,000 Sole N/A All SCHLUMBERGER LTD Com 806857108 1,270.39 13,622 Sole N/A All SOUTHERN CO Com 842587107 571.65 15,000 Sole N/A All STARWOOD HOTELS & RESORTS WW Com 85590A401 1,906.34 32,800 Sole N/A All STRATEGIC HOTELS & RESORTS INC Com 86272T106 114.17 17,700 Sole N/A All SUNSTONE HOTEL INVESTORS INC Com 867892101 44.84 4,400 Sole N/A All TAUBMAN CENTERS INC Com 876664103 42.86 800 Sole N/A All TERRENO REALTY CORP Com 88146M101 (34.46) (2,000) Sole N/A All TEVA PHARMACEUTICAL SPNSRD ADR Com 881624209 501.70 10,000 Sole N/A All TOYOTA MOTOR CORP Com 892331307 1,284.00 16,000 Sole N/A All TRANSATLANTIC HLDGS INC Com 893521104 194.68 4,000 Sole N/A All WALGREEN CO Com 931422109 1,204.20 30,000 Sole N/A All WELLS FARGO & CO COM Com 949746101 3,081.01 97,162 Sole N/A All WTS JPMORGAN CHASE & COMPANY Com 46634E114 67.12 4,000 Sole N/A All ALEXANDRIA REAL ESTATE EQ INC ps 015271406 38.40 1,500 Sole N/A All APACHE CO PFD ps 037411808 85.03 1,200 Sole N/A All CITIGROUP CAP PFD ps 173080201 548.00 20,000 Sole N/A All CITIGROUP INC CONV PFD ps 172967416 88.55 700 Sole N/A All DUPONT FABROS TECHNOLOGY INC ps 26613Q106 30.06 1,200 Sole N/A All ENTERTAINMENT PROPERTIES TRUST ps 29380T501 28.73 1,200 Sole N/A All FIRST INDUSTRIAL REALTY TRUST INC ps 32054K772 34.35 1,500 Sole N/A All FIRST INDUSTRIAL REALTY TRUST INC ps 32054K798 22.93 1,000 Sole N/A All HARTFORD FIN SERV GROUP, INC. ps 416515708 1,797.45 69,000 Sole N/A All HSBC FIN CORP PFD ps 40429C607 282.72 12,000 Sole N/A All HUDSON PACIFIC PROPERTIES INC ps 444097208 38.06 1,500 Sole N/A All ISTAR FINANCIAL INC ps 45031U705 30.45 1,500 Sole N/A All ISTAR FINANCIAL INC ps 45031U804 32.99 1,600 Sole N/A All JPMORGAN CHASE CAP XXIX PFD ps 48125E207 1,019.20 40,000 Sole N/A All JPMORGAN CHASE CAP XXVIII PFD BB ps 48124Y204 516.00 20,000 Sole N/A All LASALLE HOTEL PROPERTIES ps 517942603 28.56 1,200 Sole N/A All LEXINGTON REALTY TRUST ps 529043200 28.34 1,200 Sole N/A All LEXINGTON REALTY TRUST ps 529537201 37.56 1,500 Sole N/A All METLIFE CONV PFD ps 59156R116 381.83 4,500 Sole N/A All SUNSTONE HOTEL INVESTORS INC ps 867892200 42.01 1,700 Sole N/A All