0001387131-11-000688.txt : 20110428 0001387131-11-000688.hdr.sgml : 20110428 20110428102155 ACCESSION NUMBER: 0001387131-11-000688 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 EFFECTIVENESS DATE: 20110428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 11786098 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 mathes13fhr_033111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 04/27/2011 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 96 ------------- Form 13F Information Table Value Total: $98,624 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes ----------- -------------------- ----------------------------
Form 13F Information Table Title Value Shrs or SH/ PUT/ Invstmt Other Voting Authority Name of Issuer of Class Cusip (x$1000) Prn Amt PRN CALL Dscrtn Managers Sole Shared None -------------- --------- ------ --------- -------- -------- ------- -------- ----- ------- ----- Activision Blizzard In. COM 00507V109 219 20,000 SH SOLE 20,000 Agnico Eagle Mines Ltd. COM 008474108 239 3,600 SH SOLE 3,600 Air Products & Chemicals Inc. COM 009158106 1,610 17,850 SH SOLE 17,850 Akamai Technologies COM 00971T101 578 15,200 SH SOLE 15,200 Allegheny Technologies COM 01741R102 223 3,300 SH SOLE 3,300 Amazon Com Inc COM 023135106 4,545 25,230 SH SOLE 25,230 Apple Inc. COM 037833100 4,349 12,480 SH SOLE 12,480 Applied Matls Inc COM 038222105 300 19,200 SH SOLE 19,200 Baidu Com Inc. Spons. ADR 056752108 499 3,624 SH SOLE 3,624 Baker Hughes Inc. COM 057224107 1,833 24,957 SH SOLE 24,957 Boeing Co COM 097023105 1,533 20,735 SH SOLE 20,735 BP Plc Spons. ADR 055622104 258 5,850 SH SOLE 5,850 Carnival Corp Paired CTF 143658300 883 23,025 SH SOLE 23,025 Caterpillar Inc Del COM 149123101 2,597 23,327 SH SOLE 23,327 Cheesecake Factory Inc. COM 163072101 343 11,400 SH SOLE 11,400 Chevron Corp. COM 166764100 2,484 23,112 SH SOLE 23,112 Chipotle Mexican Grill Cl. A 169656105 531 1,950 SH SOLE 1,950 Cirrus Logic Inc. COM 172755100 210 10,000 SH SOLE 10,000 Cisco Sys Inc COM 17275R102 251 14,663 SH SOLE 14,663 Citigroup Inc COM 172967101 145 32,750 SH SOLE 32,750 Cliffs Natural Resources Inc. COM 18683K101 1,853 18,850 SH SOLE 18,850 Coca Cola Co. COM 191216100 515 7,760 SH SOLE 7,760 Coca-Cola Femsa S A Spons. ADR 191241108 254 3,300 SH SOLE 3,300 ConocoPhillips COM 20825C104 1,965 24,600 SH SOLE 24,600 Corning Inc. COM 219350105 1,478 71,660 SH SOLE 71,660 Costco Whsl Corp. New COM 22160K105 337 4,600 SH SOLE 4,600 Cree Inc. COM 225447101 1,006 21,795 SH SOLE 21,795 CSX Corp COM 126408103 2,104 26,763 SH SOLE 26,763 Deere & Co COM 244199105 1,876 19,367 SH SOLE 19,367 Du Pont E I De Nemours COM 263534109 1,563 28,425 SH SOLE 28,425 EBAY Inc COM 278642103 1,091 35,156 SH SOLE 35,156 Electronic Arts Inc COM 285512109 426 21,790 SH SOLE 21,790 Emerson Elec Co COM 291011104 1,650 28,236 SH SOLE 28,236 Enerplus Corp COM 292766102 215 6,790 SH SOLE 6,790 Exxon Mobil Corp COM 30231G102 1,983 23,568 SH SOLE 23,568 Fedex Corp COM 31428X106 1,441 15,403 SH SOLE 15,403 Frontline LTD COM G3682E127 652 26,200 SH SOLE 26,200 General Mills Inc. COM 370334104 1,528 41,797 SH SOLE 41,797 Gilead Sciences Inc COM 375558103 798 18,800 SH SOLE 18,800 Google Inc Cl. A 38259P508 2,297 3,915 SH SOLE 3,915 Greenbrier Cos Inc COM 393657101 1,885 66,410 SH SOLE 66,410 Harley Davidson Inc COM 412822108 989 23,378 SH SOLE 23,378 HDFC Bank Ltd. Spons. ADR 40415F101 510 3,000 SH SOLE 3,000 Health Care Inc REIT COM 42217K106 262 5,000 SH SOLE 5,000 Hershey Co. COM 427866108 380 6,999 SH SOLE 6,999 Hess Corp COM 42809H107 485 5,692 SH SOLE 5,692 International Business Machines COM 459200101 2,092 12,829 SH SOLE 12,829 J P Morgan Chase & Co. COM 46625H100 1,610 34,930 SH SOLE 34,930 JDS Uniphase Corp COM 46612J507 627 30,100 SH SOLE 30,100 Johnson & Johnson COM 478160104 1,429 24,125 SH SOLE 24,125 Juniper Networks Inc. COM 48203R104 352 8,375 SH SOLE 8,375 Kinder Morgan Energy UT LP COM 494550106 1,800 24,294 SH SOLE 24,294 Markwest Energy Partners LP COM 570759100 1,592 32,850 SH SOLE 32,850 Microchip Technology COM 595017104 1,961 51,579 SH SOLE 51,579 Mosaic Company (THE) COM 61945A107 307 3,900 SH SOLE 3,900 Murphy Oil Corp COM 626717102 215 2,927 SH SOLE 2,927 Nordic American Tanker COM G65773106 442 17,800 SH SOLE 17,800 Nucor Corp. COM 670346105 742 16,125 SH SOLE 16,125 Oceaneering Int'l. Inc. COM 675232102 1,100 12,300 SH SOLE 12,300 OGE Energy Corp COM 670837103 1,015 20,070 SH SOLE 20,070 Oracle Corp COM 68389X105 1,599 47,825 SH SOLE 47,825 Pan American Silver Corp COM 697900108 457 12,300 SH SOLE 12,300 Panera Bread Co Cl. A 69840W108 286 2,250 SH SOLE 2,250 Parker Hannifin Corp COM 701094104 1,548 16,349 SH SOLE 16,349 Pepsico Inc COM 713448108 1,210 18,781 SH SOLE 18,781 Permian Basin Rlty Trst COM 714236106 353 16,180 SH SOLE 16,180 Petroleo Brasilieiro SA Petro Spons. ADR 71654V408 275 6,810 SH SOLE 6,810 PG & E Corp. COM 69331C108 971 21,975 SH SOLE 21,975 Precision Castparts Corp. COM 740189105 559 3,800 SH SOLE 3,800 Procter & Gamble Co. COM 742718109 1,180 19,159 SH SOLE 19,159 Red Hat Inc COM 756577102 225 4,950 SH SOLE 4,950 Salesforce.com Inc COM 79466L302 2,151 16,100 SH SOLE 16,100 Sandisk Corp COM 80004C101 1,837 39,858 SH SOLE 39,858 Schlumberger Ltd COM 806857108 2,312 24,796 SH SOLE 24,796 Sociedad Quimica Y Minera de Chile Spons. ADR 833635105 351 6,350 SH SOLE 6,350 Southern Copper Corp COM 84265V105 1,856 46,095 SH SOLE 46,095 Starbucks Corp COM 855244109 205 5,550 SH SOLE 5,550 Starwood Hotels and Resorts COM 85590A401 407 7,000 SH SOLE 7,000 State Street Corp. COM 857477103 1,373 30,550 SH SOLE 30,550 Suncor Energy Inc COM 867224107 534 11,900 SH SOLE 11,900 SVB Finl Group COM 78486Q101 1,069 18,781 SH SOLE 18,781 Tata Motors Ltd. Spons. ADR 876568502 552 19,850 SH SOLE 19,850 Teradata Corp COM 88076W103 1,547 30,518 SH SOLE 30,518 Terra Nitrogen Co LP COM 881005201 254 2,170 SH SOLE 2,170 Toronto Dominion Bank COM 891160509 523 5,900 SH SOLE 5,900 Transocean Inc. New COM H8817H100 499 6,400 SH SOLE 6,400 Union Pacific Corp COM 907818108 1,400 14,239 SH SOLE 14,239 Urban Outfitters Inc. COM 917047102 422 14,150 SH SOLE 14,150 US Bancorp New COM 902973304 1,437 54,365 SH SOLE 54,365 VMWare Inc Cl. A 928563402 204 2,500 SH SOLE 2,500 Whole Foods Mkt Inc COM 966837106 244 3,700 SH SOLE 3,700 Yahoo Inc COM 984332106 609 36,565 SH SOLE 36,565 Ishares Inc. MSCI Malaysia COM 464286830 509 34,400 SH SOLE 34,400 Ishares Inc. MSCI Singapore COM 464286673 149 10,900 SH SOLE 10,900 Ishares Inc. FTSE XNHUA IDX COM 464287184 746 16,620 SH SOLE 16,620 MKT VECT Indonesia Index COM 57060U753 314 10,500 SH SOLE 10,500 96 98,624 Note: Issues can be omitted if less than 10,000 shares and value less than $200,000.00