-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PhiO3e8EkMaNeR9Tpwaxifbb3GofC55jgeXm9sTT1gM3lP3FrJg1CVRcie+onoeX ogfKAg1ojFVXMQ/YUs4s1A== 0001389112-07-000007.txt : 20071113 0001389112-07-000007.hdr.sgml : 20071112 20071113140452 ACCESSION NUMBER: 0001389112-07-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 EFFECTIVENESS DATE: 20071113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 2100 Capital Group LLC CENTRAL INDEX KEY: 0001389112 IRS NUMBER: 202394763 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12311 FILM NUMBER: 071236879 BUSINESS ADDRESS: STREET 1: 28 STATE STREET, 37TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 788-3900 MAIL ADDRESS: STREET 1: 28 STATE STREET, 37TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 cg210009300713fhr.txt 9/30/2007 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 2100 Capital Group LLC Address: 28 State Street, 37th Floor Boston, MA 02109 Form 13F File Number: 028-12311 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph L. Demmler Title: Chief Compliance Officer Phone: (617) 788-3905 Signature, Place, and Date of Signing: /s/ Joseph L. Demmler Boston, Massachusetts November 13, 2007 - ----------------------- -------------------- ----------------- [Signature] [City, State] [Date] The institutional investment manager filing this report also files this report with respect to its parent holding company Old Mutual (US) Holdings Inc. (Form 13F File No. 028-11931). Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - ------------------------------------- --------------------------------------- 028-05990 Acadian Asset Management, Inc. 028-04895 Analytic Investors, LLC 028-04041 Thompson, Siegel & Walmsley, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: $12,345 ------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - ------------ ----------- ------------------------------ 1 028-11931 Old Mutual (US) Holdings Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------------------- -------- -------- ------------------- SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACCURAY INC COM* COM 004397105 31 1800 SH DEFINED 1 1800 ACTUANT CORP CL A NEW* COM 00508X203 97 1500 SH DEFINED 1 1500 ACUITY BRANDS INC COM* COM 00508Y102 45 900 SH DEFINED 1 900 AEROPOSTALE COM* COM 007865108 26 1350 SH DEFINED 1 1350 AGCO CORP COM* COM 001084102 122 2400 SH DEFINED 1 2400 AGILYSYS INC COM* COM 00847J105 81 4800 SH DEFINED 1 4800 AK STL HLDG CORP COM* COM 001547108 79 1800 SH DEFINED 1 1800 ALON USA ENERGY INC COM* COM 020520102 20 600 SH DEFINED 1 600 AMERICAN FINL GROUP INC OHIO COM* COM 025932104 180 6300 SH DEFINED 1 6300 AMERICAN GREETINGS CORP CL A* COM 026375105 190 7200 SH DEFINED 1 7200 AMERICAN RAILCAR INDS INC COM* COM 02916P103 66 3000 SH DEFINED 1 3000 AMREP CORP NEW COM COM 032159105 24 900 SH DEFINED 1 900 ANSOFT CORP COM* COM 036384105 89 2700 SH DEFINED 1 2700 APOGEE ENTERPRISES INC COM* COM 037598109 39 1500 SH DEFINED 1 1500 APPLE INC COM* COM 037833100 92 600 SH DEFINED 1 600 APRIA HEALTHCARE GROUP INC COM* COM 037933108 55 2100 SH DEFINED 1 2100 AVNET INC COM* COM 053807103 48 1200 SH DEFINED 1 1200 AVX CORP NEW COM* COM 002444107 58 3600 SH DEFINED 1 3600 BANKRATE INC COM* COM 06646V108 28 600 SH DEFINED 1 600 BASIC ENERGY SVCS INC NEW COM* COM 06985P100 25 1200 SH DEFINED 1 1200 BEARINGPOINT INC COM* COM 074002106 28 6900 SH DEFINED 1 6900 BELDEN INC COM* COM 077454106 42 900 SH DEFINED 1 900 BOYD GAMING CORP COM* COM 103304101 64 1500 SH DEFINED 1 1500 BRINKER INTL INC COM* COM 109641100 148 5400 SH DEFINED 1 5400 BUCKEYE TECHNOLOGIES INC COM* COM 118255108 45 3000 SH DEFINED 1 3000 CALLAWAY GOLF CO COM* COM 131193104 106 6600 SH DEFINED 1 6600 CARDINAL HEALTH INC COM* COM 14149Y108 131 2100 SH DEFINED 1 2100 CARPENTER TECHNOLOGY CORP COM* COM 144285103 78 600 SH DEFINED 1 600 CEC ENTMT INC COM* COM 125137109 24 900 SH DEFINED 1 900 CELANESE CORP DEL COM SER A* COM 150870103 82 2100 SH DEFINED 1 2100 CENTENE CORP DEL COM* COM 15135B101 97 4500 SH DEFINED 1 4500 CENVEO INC COM* COM 15670S105 58 2700 SH DEFINED 1 2700 CHORDIANT SOFTWARE INC COM NEW COM 170404305 25 1800 SH DEFINED 1 1800 CLEAR CHANNEL OUTDOOR HLDGS CL A* COM 18451C109 122 4800 SH DEFINED 1 4800 COLDWATER CREEK INC COM* COM 193068103 23 2100 SH DEFINED 1 2100 COLLECTIVE BRANDS INC COM ADDED* COM 19421W100 40 1800 SH DEFINED 1 1800 COMMVAULT SYSTEMS INC COM COM 204166102 28 1500 SH DEFINED 1 1500 COMPUTER SCIENCES CORP COM* COM 205363104 50 900 SH DEFINED 1 900 COMSTOCK RES INC COM NEW* COM 205768203 167 5400 SH DEFINED 1 5400 CONMED CORP COM* COM 207410101 42 1500 SH DEFINED 1 1500 CONNS INC COM* COM 208242107 29 1200 SH DEFINED 1 1200 CONVERGYS CORP COM* COM 212485106 73 4200 SH DEFINED 1 4200 CORUS BANKSHARES INC COM* COM 220873103 23 1800 SH DEFINED 1 1800 CSG SYS INTL INC COM* COM 126349109 26 1200 SH DEFINED 1 1200 CSK AUTO CORP COM* COM 125965103 45 4200 SH DEFINED 1 4200 CTC MEDIA INC COM* COM 12642X106 66 3000 SH DEFINED 1 3000 DELEK US HLDGS INC COM* COM 246647101 113 4500 SH DEFINED 1 4500 DOLBY LABORATORIES INC COM* COM 25659T107 52 1500 SH DEFINED 1 1500 DRESS BARN INC COM* COM 261570105 26 1500 SH DEFINED 1 1500 DSW INC CL A* COM 23334L102 23 900 SH DEFINED 1 900 ECHOSTAR COMMUNICATIONS NEW CL A* COM 278762109 169 3600 SH DEFINED 1 3600 ECLIPSYS CORP COM* COM 278856109 28 1200 SH DEFINED 1 1200 EL PASO CORP COM* COM 28336L109 76 4500 SH DEFINED 1 4500 ELECTRONIC DATA SYS NEW COM* COM 285661104 111 5100 SH DEFINED 1 5100 EMULEX CORP COM NEW* COM 292475209 46 2400 SH DEFINED 1 2400 ENCANA CORP COM* COM 292505104 204 3300 SH DEFINED 1 3300 ENERGY PARTNERS LTD COM* COM 29270U105 88 6000 SH DEFINED 1 6000 ENPRO INDS INC COM COM 29355X107 97 2400 SH DEFINED 1 2400
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------------------- -------- -------- ------------------- SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE EXCO RESOURCES INC COM* COM 269279402 55 3300 SH DEFINED 1 3300 FERRO CORP COM* COM 315405100 42 2100 SH DEFINED 1 2100 FIFTH THIRD BANCORP COM* COM 316773100 183 5400 SH DEFINED 1 5400 FISERV INC COM* COM 337738108 46 900 SH DEFINED 1 900 FREEPORT-MCMORAN COPPER & GO COM* COM 35671D857 126 1200 SH DEFINED 1 1200 GENCORP INC COM* COM 368682100 36 3000 SH DEFINED 1 3000 GENLYTE GROUP INC COM COM 372302109 77 1200 SH DEFINED 1 1200 GLOBAL INDS LTD COM* COM 379336100 93 3600 SH DEFINED 1 3600 GREATBATCH INC COM* COM 39153L106 24 900 SH DEFINED 1 900 GREIF INC CL A COM 397624107 91 1500 SH DEFINED 1 1500 GREY WOLF INC COM* COM 397888108 183 27900 SH DEFINED 1 27900 HALLIBURTON CO COM* COM 406216101 207 5400 SH DEFINED 1 5400 HEELYS INC COM* COM 42279M107 22 2700 SH DEFINED 1 2700 HEICO CORP NEW COM COM 422806109 74 1500 SH DEFINED 1 1500 HEIDRICK & STRUGGLES INTL IN COM* COM 422819102 22 600 SH DEFINED 1 600 HERCULES OFFSHORE INC COM* COM 427093109 63 2400 SH DEFINED 1 2400 HMS HLDGS CORP COM* COM 40425J101 44 1800 SH DEFINED 1 1800 HOLOGIC INC COM* COM 436440101 73 1200 SH DEFINED 1 1200 HUDSON HIGHLAND GROUP INC COM* COM 443792106 23 1800 SH DEFINED 1 1800 HUMANA INC COM* COM 444859102 210 3000 SH DEFINED 1 3000 IMMUCOR INC COM* COM 452526106 32 900 SH DEFINED 1 900 INFORMATICA CORP COM* COM 45666Q102 28 1800 SH DEFINED 1 1800 INFOSPACE INC COM NEW* COM 45678T201 68 3900 SH DEFINED 1 3900 INTERWOVEN INC COM NEW* COM 46114T508 38 2700 SH DEFINED 1 2700 INTEVAC INC COM* COM 461148108 23 1500 SH DEFINED 1 1500 ITT EDUCATIONAL SERVICES INC COM* COM 45068B109 110 900 SH DEFINED 1 900 J2 GLOBAL COMMUNICATIONS INC COM NEW* COM 46626E205 20 600 SH DEFINED 1 600 KELLY SVCS INC CL A* COM 488152208 48 2400 SH DEFINED 1 2400 KINROSS GOLD CORP COM NO PAR* COM 496902404 90 6000 SH DEFINED 1 6000 KNOLL INC COM NEW COM 498904200 69 3900 SH DEFINED 1 3900 KORN FERRY INTL COM NEW* COM 500643200 30 1800 SH DEFINED 1 1800 KROGER CO COM* COM 501044101 103 3600 SH DEFINED 1 3600 LAWSON SOFTWARE INC NEW COM* COM 52078P102 72 7200 SH DEFINED 1 7200 LEXMARK INTL NEW CL A* COM 529771107 25 600 SH DEFINED 1 600 LIONS GATE ENTMNT CORP COM NEW* COM 535919203 210 20400 SH DEFINED 1 20400 MANPOWER INC COM* COM 56418H100 116 1800 SH DEFINED 1 1800 MANTECH INTL CORP CL A* COM 564563104 54 1500 SH DEFINED 1 1500 MARINER ENERGY INC COM* COM 56845T305 68 3300 SH DEFINED 1 3300 MARVEL ENTERTAINMENT INC COM* COM 57383T103 91 3900 SH DEFINED 1 3900 MASSEY ENERGY CORP COM* COM 576206106 79 3600 SH DEFINED 1 3600 MEDCATH CORP COM COM 58404W109 33 1200 SH DEFINED 1 1200 MENS WEARHOUSE INC COM* COM 587118100 45 900 SH DEFINED 1 900 MENTOR CORP MINN COM* COM 587188103 28 600 SH DEFINED 1 600 METHANEX CORP COM* COM 59151K108 213 8400 SH DEFINED 1 8400 METHODE ELECTRS INC COM* COM 591520200 32 2100 SH DEFINED 1 2100 MICROSOFT CORP COM* COM 594918104 27 900 SH DEFINED 1 900 MICROSTRATEGY INC CL A NEW* COM 594972408 24 300 SH DEFINED 1 300 MILLER HERMAN INC COM* COM 600544100 24 900 SH DEFINED 1 900 NBTY INC COM* COM 628782104 37 900 SH DEFINED 1 900 NETFLIX INC COM* COM 64110L106 31 1500 SH DEFINED 1 1500 NETWORK APPLIANCE INC COM* COM 64120L104 32 1200 SH DEFINED 1 1200 NEWALLIANCE BANCSHARES INC COM* COM 650203102 31 2100 SH DEFINED 1 2100 NIGHTHAWK RADIOLOGY HLDGS IN COM* COM 65411N105 29 1200 SH DEFINED 1 1200 NOBLE ENERGY INC COM* COM 655044105 63 900 SH DEFINED 1 900 O CHARLEYS INC COM* COM 670823103 45 3000 SH DEFINED 1 3000 ODYSSEY RE HLDGS CORP COM* COM 67612W108 134 3600 SH DEFINED 1 3600 OPENWAVE SYS INC COM NEW* COM 683718308 38 8700 SH DEFINED 1 8700 OVERSTOCK COM INC DEL COM* COM 690370101 35 1200 SH DEFINED 1 1200
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------------------- -------- -------- ------------------- SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE PALM INC NEW COM* COM 696643105 34 2100 SH DEFINED 1 2100 PATTERSON UTI ENERGY INC COM* COM 703481101 68 3000 SH DEFINED 1 3000 PAYCHEX INC COM* COM 704326107 25 600 SH DEFINED 1 600 PERINI CORP COM* COM 713839108 34 600 SH DEFINED 1 600 PETROQUEST ENERGY INC COM* COM 716748108 138 12900 SH DEFINED 1 12900 PHILADELPHIA CONS HLDG CORP COM COM 717528103 124 3000 SH DEFINED 1 3000 QLOGIC CORP COM* COM 747277101 52 3900 SH DEFINED 1 3900 QUIDEL CORP COM* COM 74838J101 35 1800 SH DEFINED 1 1800 RADIOSHACK CORP COM* COM 750438103 31 1500 SH DEFINED 1 1500 RAYTHEON CO COM NEW* COM 755111507 211 3300 SH DEFINED 1 3300 RCN CORP COM NEW* COM 749361200 66 5400 SH DEFINED 1 5400 REGAL ENTMT GROUP CL A* COM 758766109 184 8400 SH DEFINED 1 8400 REINSURANCE GROUP AMER INC COM* COM 759351109 153 2700 SH DEFINED 1 2700 RETAIL VENTURES INC COM* COM 76128Y102 34 3300 SH DEFINED 1 3300 ROYAL GOLD INC COM* COM 780287108 98 3000 SH DEFINED 1 3000 SANMINA SCI CORP COM* COM 800907107 26 12300 SH DEFINED 1 12300 SERVICE CORP INTL COM* COM 817565104 116 9000 SH DEFINED 1 9000 SONIC CORP COM* COM 835451105 140 6000 SH DEFINED 1 6000 SOUTHERN COPPER CORP COM* COM 84265V105 111 900 SH DEFINED 1 900 STANDARD PAC CORP NEW COM* COM 85375C101 15 2700 SH DEFINED 1 2700 STEELCASE INC CL A* COM 858155203 194 10800 SH DEFINED 1 10800 STONE ENERGY CORP COM* COM 861642106 132 3300 SH DEFINED 1 3300 SUPERVALU INC COM* COM 868536103 35 900 SH DEFINED 1 900 SVB FINL GROUP COM* COM 78486Q101 128 2700 SH DEFINED 1 2700 SYNOVUS FINL CORP COM* COM 87161C105 194 6900 SH DEFINED 1 6900 SYNTEL INC COM* COM 87162H103 25 600 SH DEFINED 1 600 SYSTEMAX INC COM* COM 871851101 31 1500 SH DEFINED 1 1500 TERRA INDS INC COM* COM 880915103 75 2400 SH DEFINED 1 2400 TOTAL SYS SVCS INC COM* COM 891906109 33 1200 SH DEFINED 1 1200 TREDEGAR CORP COM COM 894650100 62 3600 SH DEFINED 1 3600 TRICO MARINE SERVICES INC COM NEW* COM 896106200 107 3600 SH DEFINED 1 3600 TRIZETTO GROUP INC COM* COM 896882107 121 6900 SH DEFINED 1 6900 TWIN DISC INC COM COM 901476101 35 600 SH DEFINED 1 600 UAP HLDG CORP COM* COM 903441103 56 1800 SH DEFINED 1 1800 UNITED AMER INDEMNITY LTD CL A COM 90933T109 90 4200 SH DEFINED 1 4200 UNITEDHEALTH GROUP INC COM* COM 91324P102 189 3900 SH DEFINED 1 3900 USANA HEALTH SCIENCES INC COM* COM 90328M107 39 900 SH DEFINED 1 900 USEC INC COM* COM 90333E108 52 5100 SH DEFINED 1 5100 VAIL RESORTS INC COM* COM 91879Q109 187 3000 SH DEFINED 1 3000 WABTEC CORP COM* COM 929740108 22 600 SH DEFINED 1 600 WALGREEN CO COM* COM 931422109 71 1500 SH DEFINED 1 1500 WATSON WYATT WORLDWIDE INC CL A* COM 942712100 81 1800 SH DEFINED 1 1800 WELLCARE HEALTH PLANS INC COM* COM 94946T106 190 1800 SH DEFINED 1 1800 WEST MARINE INC COM* COM 954235107 24 2100 SH DEFINED 1 2100 WESTERN REFNG INC COM* COM 959319104 85 2100 SH DEFINED 1 2100 WESTERN UN CO COM* COM 959802109 151 7200 SH DEFINED 1 7200 WESTWOOD ONE INC COM* COM 961815107 31 11100 SH DEFINED 1 11100 WET SEAL INC CL A* COM 961840105 22 5700 SH DEFINED 1 5700 WILLIAMS PARTNERS L P COM UNIT L P* COM 96950F104 87 2100 SH DEFINED 1 2100 ZIONS BANCORPORATION COM* COM 989701107 41 600 SH DEFINED 1 600
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