-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CWew9oIIZvWnVC1mXUu/yIMw8rDZXREs2xB6cvh+cKRKXMyuo1aWz6K3ymRmRo5q Q8vHLeNCyTqNuRPNzTF1Pg== 0001389059-08-000007.txt : 20081107 0001389059-08-000007.hdr.sgml : 20081107 20081107142151 ACCESSION NUMBER: 0001389059-08-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081107 DATE AS OF CHANGE: 20081107 EFFECTIVENESS DATE: 20081107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLB&B Advisors, LLC CENTRAL INDEX KEY: 0001389059 IRS NUMBER: 203833772 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12136 FILM NUMBER: 081170533 BUSINESS ADDRESS: STREET 1: POST OFFICE BOX 950 CITY: SPRING HOUSE STATE: PA ZIP: 19477 BUSINESS PHONE: 215-643-9100 MAIL ADDRESS: STREET 1: POST OFFICE BOX 950 CITY: SPRING HOUSE STATE: PA ZIP: 19477 13F-HR 1 bla20083qtrfinal.txt BLB&B ADVISORS LLC QUARTERLY 13F FILING ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Quarter Ended 09/30/2008 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. BLB&B Advisors, LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager P.O. Box 950 Spring House PA 19477 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-05861 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Franklin A. Burke President 215 643-9100 - -------------------------------------------------------------------------------- Name (Title) (Phone) ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 208 Form 13F Information Table Value Total: $274,630 (thousands) List of Other Included Managers: None Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- 1. 28-05861 BLB&B Advisors, LLC 6. ------------- --------------------- ------------- --------------------- 2. 7. ------------- --------------------- ------------- --------------------- 3. 8. ------------- --------------------- ------------- --------------------- 4. 9. ------------- --------------------- ------------- --------------------- 5. 10. ------------- --------------------- ------------- --------------------- FORM 13F INFORMATION TABLE PAGE 1
- ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 FAIR INVESTMENT DISCRETION VOTING AUTHORITY TITLE MARKET SHARES OF SHARED NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------------------- 3M CO COM 88579Y101 3768 55,154 sole none ABRAXAS PETE CORP COM 3830106 3888 1,489,474 sole none ADC TELECOMMUNICATIONS INC NEWCOM 886309 161 19,001 sole none AETNA INC (NEW) COM 00817Y108 305 8,447 sole none AGILENT TECH INC COM 00846U101 252 8,498 sole none AGL RESOURCES INC. COM 1204106 672 21,400 sole none Air Prods & Chems Inc COM 009158106 1003 14,650 sole none AK STEEL HOLDINGS CORP COM 1547108 448 17,295 sole none ALCATEL-LUCENT ADR COM 13904304 821 213,714 sole none ALCOA INC COM 13817101 2347 103,938 sole none Alcoa Inc COM 013817101 383 16,950 sole none ALLIANCEBERSTEIN HLDG LP COM 01881G106 217 5,850 sole none ALLIED CAPITAL CORP NEW COM 01903Q108 191 17,650 sole none ALLSTATE CORP COM 20002101 500 10,850 sole none ALTRIA GROUP COM 02209S103 571 28,775 sole none AMER ELECTRIC & PWR COM 25537101 835 22,557 sole none AMERICAN EAGLE OUTFITTERS INC COM 2.553E+109 222 14,575 sole none AMERICAN EXPRESS CO COM 25816109 1247 35,189 sole none AMERIPRISE FINANCIAL INC COM 03076C106 227 5,954 sole none AMGEN COM 31162100 244 4,112 sole none Anheuser Busch Cos COM 035229103 234 3,600 sole none Applied Matls Inc COM 038222105 343 22,700 sole none AQUA AMERICA INC COM 03836W103 1072 60,319 sole none ARVIN MERITOR INC COM 43353101 984 75,487 sole none AT & T INC COM 00206R102 5139 184,071 sole none Automatic Data Process COM 053015103 1760 41,175 sole none Bank New York Mellon Corp COM 064058100 391 11,998 sole none BANK OF AMERICA CORP COM 60505104 850 24,277 sole none Bank Of America Corp COM 060505104 776 22,172 sole none BAXTER INTERNATIONAL COM 71813109 2017 30,726 sole none Berkshire Hathaway Cl B COM 084670207 883 201 sole none BERKSHIRE HATHAWAY INC COM 84670207 308 70 sole none BERKSHIRE HATHAWAY INC CLA COM 84670108 261 2 sole none BLACK & DECKER CORP COM 91797100 648 10,661 sole none BOEING COMPANY COM 97023105 2359 41,125 sole none BP PLC SPONS ADR COM 55622104 2335 46,535 sole none BP Plc Spons ADR COM 055622104 1092 21,767 sole none BRISTOL-MYERS SQUIBB COM 110122108 4614 221,273 sole none CAMPBELL SOUP CO COM 134429109 638 16,529 sole none CARDINAL HEALTH INC COM 14149Y108 239 4,846 sole none CATERPILLAR INC COM 149123101 1831 30,726 sole none CBS CORPORATION COM 124857202 892 61,189 sole none CENTERPOINT ENERGY INC COM 15189T107 3262 223,873 sole none CHEVRON CORPORATION COM 166764100 7261 88,036 sole none CHUBB CORP COM 171232101 1038 18,915 sole none CIGNA CORP COM 125509109 243 7,143 sole none Cinncinnati Financial Corp COM 172062101 384 13,486 sole none CISCO SYSTEMS INC COM 17275R102 1572 69,676 sole none CITIGROUP INC COM 172967101 4236 206,511 sole none CMS ENERGY CORP COM 125896100 2008 160,988 sole none COCA COLA COM 191216100 1483 28,044 sole none COLGATE PALMOLIVE CO COM 194162103 307 4,072 sole none COMCAST CORP CLASS A COM 20030N101 509 25,928 sole none CONAGRA FOODS INC COM 205887102 2658 136,587 sole none COOPER TIRE & RUBBER COM 216831107 425 49,364 sole none CORNING INC COM 219350105 4049 258,871 sole none CSX CORP COM 126408103 215 3,940 sole none CVS CAREMARK CORP COM 126650100 233 6,918 sole none CYPRESS SEMICONDUCTOR COM 232806109 317 60,727 sole none DANAHER CORP COM 235851102 555 8,002 sole none DEERE & CO COM 244199105 362 7,310 sole none DISNEY WALT COM 254687106 1322 43,072 sole none DOMINION RES INC VA COM 25746U109 904 21,132 sole none DOW CHEMICAL CO COM 260543103 799 25,141 sole none DUKE ENERGY CORP COM 26441C105 3617 207,495 sole none DUPONT E.I. DE NEMOURS COM 263534109 1828 45,350 sole none E TRADE GROUP COM 269246104 149 53,069 sole none EASTMAN CHEMICAL CO COM 277432100 1130 20,528 sole none EASTMAN KODAK COM 277461109 696 45,274 sole none EATON CORP COM 278058102 208 3,700 sole none ELAN PLC ADR COM 284131208 134 12,537 sole none EMC CORP MASS COM 268648102 1215 101,618 sole none EMERSON ELEC CO COM 291011104 1395 34,200 sole none EXELON CORP COM 30161N101 402 6,422 sole none EXXON MOBIL CORP COM 30231G102 12393 159,582 sole none FEDERAL SIGNAL CORP COM 313855108 2185 159,525 sole none FINANCIAL SELECT SECTOR COM 81369Y605 361 18,140 sole none FLEXTRONICS INTL COM Y2573F102 101 14,205 sole none FORD CAP TR II 6.50% PREF 345395206 762 49,468 sole none FORD MOTOR CO COM 345370860 667 128,234 sole none FOSTER WHEELER LTD COM G36535139 499 13,818 sole none FPL GROUP INC COM 302571104 1827 36,328 sole none FREEPORT MCMORAN COPPER & GOLDCOM 35671D857 309 5,434 sole none GARDNER DENVER INC COM 365558105 250 7,200 sole none GENERAL ELECTRIC CO COM 369604103 10703 419,716 sole none GENERAL MOTORS 7.375% PREF 370442725 217 31,019 sole none GENERAL MOTORS CORP COM 370442105 346 36,590 sole none GENERAL MOTORS CORP PFD PREF 370442717 128 16,045 sole none GLAXOSMITHKLINE PLC COM 37733W105 704 16,200 sole none Gold Resource Corp COM 38068T105 44 12,000 sole none GOODYEAR TIRE & RUBBER COM 382550101 749 48,935 sole none GOODYEAR TIRE 8% PREF 21988G577 88 14,690 sole none HALLIBURTON CO COM 406216101 213 6,580 sole none HARLEY DAVIDSON INC COM 412822108 737 19,767 sole none Harleysville Group Inc. COM 412824104 410 10,848 sole none HARLEYSVILLE NATL COM 412850109 1337 78,744 sole none HARRIS CORP DEL COM 413875105 342 7,400 sole none HARTMARX CORP COM 417119104 228 123,041 sole none HEALTHCARE PROPERTIES COM 40414L109 272 6,780 sole none HEINZ H J CO COM 423074103 510 10,214 sole none HEWLETT PACKARD CO COM 428236103 3282 70,970 sole none HOME DEPOT INC COM 437076102 2423 93,594 sole none HONEYWELL INT'L COM 438516106 2385 57,397 sole none HRPT PPTYS TR SBI COM 40426W101 687 99,658 sole none IBM COM 459200101 14370 122,863 sole none INGERSOLL-RAND CO CL A COM G4776G101 486 15,592 sole none INTEL CORP COM 458140100 4559 243,427 sole none ISHARES LEHMAN TR AGG BD FD COM 464287226 468 4,750 sole none ISHARES LEHMAN US TREAS COM 464287176 306 3,025 sole none ISHARES MSCI EAFE INDEX FUND COM 464287465 2673 47,481 sole none Ishares MSCI Japan Index Fd COM 464286848 630 59,083 sole none Ishares Tr 1-3 Yr Tr Index COM 464287457 302 3,613 sole none Ishares Tr DJ Us Tech Sec COM 464287721 602 12,690 sole none Ishares Tr Russell 1000 GrowthCOM 464287614 3335 68,700 sole none Ishares Tr S&P Small Cap 600 COM 464287804 414 6,965 sole none JOHNSON & JOHNSON COM 478160104 7454 107,588 sole none JP MORGAN & CHASE CO. COM 46625H100 3799 81,355 sole none KELLOGG CO COM 487836108 523 9,315 sole none KEYCORP NEW COM 493267108 137 11,435 sole none KIMBERLY CLARK CORP COM 494368103 1104 17,027 sole none KINDER MORGAN ENERGY COM 494550106 878 16,880 sole none KRAFT FOODS INC CL A COM 50075N104 1106 33,783 sole none LA-Z-BOY INC COM 505336107 109 11,685 sole none LOCKHEED MARTIN CORP COM 539830109 397 3,616 sole none LOWES COMPANIES INC COM 548661107 615 25,980 sole none LSI LOGIC CORP. COM 502161102 97 18,034 sole none LUBRIZOL CORP COM 549271104 801 18,567 sole none MARATHON OIL CORP COM 565849106 307 7,712 sole none MASCO CORP COM 574599106 2517 140,288 sole none MCDONALDS CORP COM 580135101 267 4,335 sole none MEDCO HEALTH SOLUTIONS INC COM 58405U102 282 6,272 sole none MEDTRONIC INC COM 585055106 511 10,204 sole none MERCK & CO COM 589331107 2531 80,189 sole none MERRILL LYNCH & CO COM 590188108 597 23,583 sole none MFS MULTIMARKET FUND 552737108 388 77,584 sole none MICROSOFT CORP COM 594918104 4831 181,010 sole none Midcap Spdr Tr Ser 1 COM 595635103 1227 9,311 sole none MORGAN STANLEY COM 617446448 387 16,846 sole none MORGAN STANLEY COM 617460209 140 12,050 sole none MOTOROLA INC COM 620076109 1330 186,270 sole none MUELLER WATER PRODUCTS COM 624758207 988 151,984 sole none NEFFS BANCORP INC PA COM 640098109 625 2,550 sole none NEW YORK COMMUNITY BANCORP INCCOM 649445103 1123 66,879 sole none NEWELL RUBBERMAID INC COM 651229106 1583 91,737 sole none NOKIA CORP SPONS ADR COM 654902204 822 44,098 sole none NORAM ENERGY CONV CONV 655419AC3 469 473,250 sole none NORFOLK SOUTHERN COM 655844108 245 3,700 sole none NUVEEN MUN VALUE FD FUND 670928100 266 28,267 sole none OCCIDENTAL PETROLEUM COM 674599105 2364 33,562 sole none OLIN CORP COM 680665205 339 17,480 sole none PEPCO COM 713291102 447 19,517 sole none PEPSICO INC COM 713448108 2986 41,900 sole none PFIZER INC COM 717081103 5637 305,689 sole none PHILIP MORRIS INTERNATIONAL INCOM 718172109 1341 27,875 sole none PLUM CREEK TIMBER CO INC COM 729251108 942 18,899 sole none PNC FINANCIAL SERV GRP COM 693475105 1977 26,463 sole none Powershares Global Water ETF COM 73936T623 331 20,090 sole none PPG INDUSTRIES COM 693506107 282 4,842 sole none PPL CORPORATION COM 69351T106 2683 72,471 sole none PRAXAIR INC COM 74005P104 390 5,430 sole none PROCTER & GAMBLE COM 742718109 4089 58,668 sole none PUB SRV ENTERPRISE COM 744573106 277 8,460 sole none QUALCOMM INC COM 747525103 222 5,176 sole none RAYTHEON COMPANY COM 755111507 305 5,705 sole none RELIANT ENERGY INC COM 75952B105 623 84,820 sole none ROYAL DUTCH SHELL PLC ADR CL ACOM 780259206 797 13,500 sole none SAFEWAY INC NEW COM 786514208 4848 204,396 sole none SANMINA CORP COM 800907107 23 16,290 sole none SCHERING PLOUGH CORP COM 806605101 1215 65,762 sole none SCHLUMBERGER LTD COM 806857108 2504 32,062 sole none SEMPRA ENERGY COM 816851109 893 17,700 sole none SHERWIN WILLIAMS CO COM 824348106 264 4,625 sole none SIRIUS XM RADIO INC COM 82967N108 38 67,145 sole none SMURFIT-STONE CONTAINER COM 832727101 75 15,938 sole none SOUTHERN CO COM 842587107 268 7,109 sole none Spdr SP Biotech ETF COM 78464A870 332 5,520 sole none SPDR TR UNIT SER 1 COM 78462F103 216 1,865 sole none SPECTRA ENERGY COM 847560109 2765 116,196 sole none SPRINT NEXTEL COM 852061100 535 87,772 sole none SUNCOR ENERGY INC COM 867229106 284 6,750 sole none SUNPOWER CORP CL B COM 867652307 1044 15,125 sole none SYSCO CORP COM 871829107 286 9,281 sole none Target Corp COM 87612E106 586 11,950 sole none TARGET CORP COM 8.761E+110 583 11,879 sole none TASTY BAKING CO COM 876553306 59 14,208 sole none TECO ENERGY INC COM 872375100 649 41,282 sole none TEXAS INSTRS INC COM 882508104 1543 71,790 sole none TEXTRON INC COM 883203101 1103 37,687 sole none TIME WARNER INC COM 887317105 364 27,755 sole none TRANSOCEAN INC NEW COM G90073100 660 6,005 sole none TRAVELERS COS INC COM 8.942E+113 767 16,961 sole none UNITED TECHNOLOGIES COM 913017109 798 13,291 sole none US BANCORP DEL COM 902973304 261 7,237 sole none VAN KAMPEN BOND FD FUND 920955101 339 23,577 sole none VAN KAMPEN SR INCOME FUND 920961109 585 143,375 sole none Vanguard Emerging Mkt ETF COM 922042858 535 15,430 sole none Vanguard Index Tr Stk Mkt ETF COM 922908769 257 4,400 sole none VERIZON COMMUNICATIONS COM COM 92343V104 7301 227,519 sole none VIACOM INC CL B COM 92553P201 326 13,109 sole none VISTEON CORP COM 92839U107 127 54,716 sole none WACHOVIA CORP COM 929903102 606 173,256 sole none WAL MART STORES INC COM 931142103 668 11,149 sole none WESTERN DIGITAL CORP COM 958102105 4989 234,012 sole none WEYERHAEUSER CO COM 962166104 869 14,350 sole none WILLIAMS COS COM 969457100 607 25,672 sole none WYETH COM 983024100 2716 73,530 sole none XEROX CORP COM 984121103 211 18,303 sole none ZIMMER HOLDINGS INC COM 98956P102 854 13,225 sole none
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