0000310407-13-000115.txt : 20130405 0000310407-13-000115.hdr.sgml : 20130405 20130405163546 ACCESSION NUMBER: 0000310407-13-000115 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130405 DATE AS OF CHANGE: 20130405 EFFECTIVENESS DATE: 20130405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Madison Scottsdale, LC CENTRAL INDEX KEY: 0001388007 IRS NUMBER: 860735014 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15452 FILM NUMBER: 13746371 BUSINESS ADDRESS: STREET 1: 8777 N GAINEY CENTER DRIVE STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 480-443-9537 MAIL ADDRESS: STREET 1: 8777 N GAINEY CENTER DRIVE STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 13F-HR/A 1 ms13f0313.txt AMENDED AND RESTATED HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [X] Amendment Number: 1 This Amendment (Check only one): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Madison Scottsdale, LC Address: 8777 N. Gainey Center Dr., Ste 220, Scottsdale, AZ 85258 Form 13F File Number: 028-15452 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: W. Richard Mason Title: Chief Compliance Officer Phone: 480-443-9537 Signature, Place, and Date of Signing (signature) W. Richard Mason Madison Scottsdale, LC Scottsdale, Arizona April 5, 2013 Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $100,085(thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ------- -------- -------- -------- --- ---- ------- ------- ------ -------- ------ 3M CO COM 88579Y101 736 6925 SH SOLE 4675 2250 ACCENTURE PLC-CL A ADR G1151C101 76 1000 SH SOLE 1000 AFLAC INC COM 001055102 104 2000 SH SOLE 2000 APPLE INC COM 037833100 89 200 SH SOLE 200 ASCENT CAPITAL GROUP INC-A COM 043632108 3 46 SH SOLE 46 AT&T INC COM 00206R102 544 14826 SH SOLE 8326 6500 AUTOMATIC DATA PROCESSING COM 053015103 34 525 SH SOLE 525 AVERY DENNISON CORP COM 053611109 103 2400 SH SOLE 2400 BANK OF NEW YORK MELLON CORP COM 064058100 112 4000 SH SOLE 4000 BERKSHIRE HATHAWAY INC-CL B COM 084670702 214 2050 SH SOLE 1300 750 BEST BUY CO INC COM 086516101 115 5200 SH SOLE 5200 CANON INC-SPONS ADR ADR 138006309 193 5250 SH SOLE 5250 CARDINAL HEALTH INC COM 14149Y108 37 900 SH SOLE 900 CAREFUSION CORP COM 14170T101 16 450 SH SOLE 450 CARNIVAL CORP COM 143658300 86 2500 SH SOLE 2500 CHEVRON CORP COM 166764100 119 1000 SH SOLE 1000 CINTAS CORP COM 172908105 66 1500 SH SOLE 1500 CISCO SYSTEMS INC COM 17275R102 142 6800 SH SOLE 6800 COCA-COLA CO/THE COM 191216100 206 5100 SH SOLE 3100 2000 CONOCOPHILLIPS COM 20825C104 57 950 SH SOLE 950 CONSUMER STAPLES SPDR ETF 81369Y308 330 8290 SH SOLE 8290 CVS CAREMARK CORP COM 126650100 88 1600 SH SOLE 1600 DAVITA HEALTHCARE PARTNERS I COM 23918K108 71 600 SH SOLE 600 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 44 350 SH SOLE 350 DISCOVERY COMMUNICATIONS-A COM 25470F104 37 466 SH SOLE 466 DISCOVERY COMMUNICATIONS-C COM 25470F302 32 466 SH SOLE 466 DUKE ENERGY CORP COM 26441C204 46 638 SH SOLE 638 EMERSON ELECTRIC CO COM 291011104 42 750 SH SOLE 750 ENERGY SELECT SECTOR SPDR ETF 81369Y506 278 3500 SH SOLE 3500 ENGILITY HOLDINGS INC COM 29285W104 6 249 SH SOLE 249 EXELIS INC COM 30162A108 16 1500 SH SOLE 1500 EXXON MOBIL CORP COM 30231G102 135 1500 SH SOLE 1500 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 122 6700 SH SOLE 6700 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 234 SH SOLE 234 GDF SUEZ-SPON ADR ADR 36160B105 1 40 SH SOLE 40 GENERAL ELECTRIC CO COM 369604103 198 8550 SH SOLE 6050 2500 HEALTH CARE SELECT SECTOR ETF 81369Y209 287 6250 SH SOLE 6250 HONEYWELL INTERNATIONAL INC COM 438516106 96 1275 SH SOLE 1275 ILLINOIS TOOL WORKS COM 452308109 134 2200 SH SOLE 2200 INGERSOLL-RAND PLC ADR G47791101 165 3000 SH SOLE 3000 INTEL CORP COM 458140100 72 3300 SH SOLE 1800 1500 INTERPUBLIC GROUP OF COS INC COM 460690100 2 125 SH SOLE 125 INTL BUSINESS MACHINES CORP COM 459200101 320 1500 SH SOLE 1500 INTL FLAVORS & FRAGRANCES COM 459506101 54 700 SH SOLE 700 ISHARES CORE S&P MIDCAP ETF ETF 464287507 18975 164896 SH SOLE 164185 711 ISHARES CORE S&P SMALL-CAP E ETF 464287804 19265 221288 SH SOLE 220084 1204 ISHARES DJ SELECT DIVIDEND ETF 464287168 249 3925 SH SOLE 3925 ISHARES MSCI EAFE INDEX FUND ETF 464287465 480 8137 SH SOLE 5137 3000 ISHARES MSCI EMU ETF 464286608 201 6150 SH SOLE 3150 3000 ISHARES RUSSELL MIDCAP VALUE ETF 464287473 430 7539 SH SOLE 7539 ITT CORP COM 450911201 21 750 SH SOLE 750 JACOBS ENGINEERING GROUP INC COM 469814107 152 2700 SH SOLE 2700 JOHNSON & JOHNSON COM 478160104 614 7525 SH SOLE 5525 2000 KIMBERLY-CLARK CORP COM 494368103 98 1000 SH SOLE 1000 L-3 COMMUNICATIONS HOLDINGS COM 502424104 121 1500 SH SOLE 1500 LEHMAN BROTHERS HOLDINGS INC COM 524908100 0 600 SH SOLE 600 LIBERTY INTERACTIVE CORP-A COM 53071M104 38 1754 SH SOLE 1754 LIBERTY VENTURES - SER A COM 53071M880 7 87 SH SOLE 87 M & T BANK CORP COM 55261F104 62 600 SH SOLE 600 MARRIOTT INTERNATIONAL -CL A COM 571903202 205 4850 SH SOLE 4850 MARRIOTT VACATIONS WORLD COM 57164Y107 21 484 SH SOLE 484 MEDTRONIC INC COM 585055106 141 3000 SH SOLE 3000 MICROSOFT CORP COM 594918104 318 11100 SH SOLE 9600 1500 MONDELEZ INTERNATIONAL INC-A COM 609207105 46 1500 SH SOLE 1500 Namic Insurance Company Inc. COM 62989*105 21 93 SH SOLE 93 NEENAH PAPER INC COM 640079109 2 60 SH SOLE 60 NESTLE SA-SPONS ADR FOR REG ADR 641069406 453 6250 SH SOLE 6250 NEXTERA ENERGY INC COM 65339F101 103 1325 SH SOLE 1325 NORTHERN TRUST CORP COM 665859104 314 5750 SH SOLE 5750 NOVARTIS AG-ADR ADR 66987V109 214 3000 SH SOLE 3000 PEPSICO INC COM 713448108 101 1275 SH SOLE 1275 PFIZER INC COM 717081103 87 3000 SH SOLE 3000 POWERSHARES FTSE RAFI US 1K ETF 73935X583 894 12751 SH SOLE 12751 PROCTER & GAMBLE CO/THE COM 742718109 308 4000 SH SOLE 4000 QUALCOMM INC COM 747525103 201 3000 SH SOLE 3000 SCHLUMBERGER LTD COM 806857108 75 1000 SH SOLE 1000 SPDR S&P 500 ETF TRUST ETF 78462F103 25103 160349 SH SOLE 156425 3924 SPDR S&P DIVIDEND ETF ETF 78464A763 19163 290394 SH SOLE 286424 3970 SPDR S&P MIDCAP 400 ETF TRST ETF 78467Y107 682 3250 SH SOLE 1750 1500 SPECTRA ENERGY CORP COM 847560109 29 957 SH SOLE 957 TARGET CORP COM 87612E106 382 5575 SH SOLE 5575 TIME WARNER INC COM 887317303 48 833 SH SOLE 833 TJX COMPANIES INC COM 872540109 56 1200 SH SOLE 1200 UNITED PARCEL SERVICE-CL B COM 911312106 266 3100 SH SOLE 3100 UNITEDHEALTH GROUP INC COM 91324P102 538 9400 SH SOLE 9400 US BANCORP COM 902973304 254 7500 SH SOLE 7500 VANGUARD FTSE ALL-WORLD EX-U ETF 922042775 2443 52686 SH SOLE 52686 VANGUARD FTSE EMERGING MARKE ETF 922042858 16 375 SH SOLE 375 VANGUARD INFO TECH ETF ETF 92204A702 124 1700 SH SOLE 1700 VARIAN MEDICAL SYSTEMS INC COM 92220P105 245 3400 SH SOLE 3400 VERIZON COMMUNICATIONS INC COM 92343V104 48 976 SH SOLE 976 VIACOM INC-CLASS A COM 92553P102 63 1000 SH SOLE 1000 VISA INC-CLASS A SHARES COM 92826C839 59 350 SH SOLE 350 WALGREEN CO COM 931422109 63 1325 SH SOLE 1325 WASTE MANAGEMENT INC COM 94106L109 157 4000 SH SOLE 4000 WELLS FARGO & CO COM 949746101 281 7600 SH SOLE 5600 2000 XCEL ENERGY INC COM 98389B100 92 3100 SH SOLE 3100 XYLEM INC COM 98419M100 41 1500 SH SOLE 1500 ZIMMER HOLDINGS INC COM 98956P102 90 1200 SH SOLE 1200