-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MCuKCFK1XUZv/Vgh9r3EurHkd25TngbwG7HRQ4TjMH+98GbaGca1LVza6KTgbnVQ nWnw6Haax6cxW9RttuXFDg== 0001341004-09-002068.txt : 20091019 0001341004-09-002068.hdr.sgml : 20091019 20091019120017 ACCESSION NUMBER: 0001341004-09-002068 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091019 DATE AS OF CHANGE: 20091019 EFFECTIVENESS DATE: 20091019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECOFIN LTD CENTRAL INDEX KEY: 0001387869 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12086 FILM NUMBER: 091125097 BUSINESS ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU BUSINESS PHONE: 44 020 7451 2941 MAIL ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU 13F-HR/A 1 ecofin13f.txt FORM 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, STATED.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------- Check here if Amendment [X]; Amendment Number: 1 ------ This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ecofin Limited ---------------------------------- Address: 15 Buckingham Street ---------------------------------- London WC2N 6DU, United Kingdom ---------------------------------- Form 13F File Number: 028- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Murray ------------------------ Title: Chairman ------------------------ Phone: +44 (0)20 7451 2941 ------------------------ Signature, Place, and Date of Signing: /s/ John Murray London, United Kingdom October 19, 2009 --------------- ---------------------- ---------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 34 ----------- Form 13F Information Table Value Total: $467,577 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name - ------ -------------------------
Invest- Title ment Other Voting Authority Of Value Shares / Sh / Put/ Discre- Mana- ------------------------------ Security Class CUSIP (x$1,000) Prn Amt Prn Call tion gers Sole Shared None - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ------------------------------ ALLEGHENY ENERGY COM 017361106 19,721 743,644 SH Sole 743,644 INC AMERICAN ELECTRIC COM 25537101 27,447 885,688 SH Sole 885,688 POWER CALPINE CORP (UN*) COM 131347304 8,931 775,301 SH Sole 775,301 NEW CHENIERE ENERGY COM 16411Q101 4,296 1,466,286 SH Sole 1,466,286 INC CMS ENERGY CORP COM 125896100 25,664 1,915,260 SH Sole 1,915,260 COVANTA HOLDING COM 22282E102 6,988 411,066 SH Sole 411,066 CORP DPL INC COM 233293109 8,716 333,952 SH Sole 333,952 EL PASO CORP COM 28336L109 20,289 1,966,005 SH Sole 1,966,005 ENTERGY CORP COM 29364G103 22,628 283,348 SH Sole 283,348 EXELON CORP COM 30161N101 4,696 94,632 SH Sole 94,632 FPL 8.375% CV PREF CONVPRF 302571609 20,000 400,000 SH Sole 400,000 (UN*) ITC HOLDINGS CORP COM 465685105 69,922 1,538,436 SH Sole 1,538,436 NORTHEAST UTILITIES COM 664397106 7,255 305,594 SH Sole 305,594 NRG ENERGY INC COM 629377508 15,345 544,348 SH Sole 544,348 NEW NV ENERGY INC COM 67073Y106 12,054 1,040,041 SH Sole 1,040,041 P G AND E CORP COM 69331C108 16,579 409,449 SH Sole 409,449 PENN VIRGINIA GP COM 70788P105 5,850 455,924 SH Sole 455,924 HOLDINGS LP (UN*) UNIT R LIM PEPCO HOLDINGS INC COM 713291102 13,961 938,220 SH Sole 938,220 PINNACLE WEST COM 723484101 11,107 338,432 SH Sole 338,432 CAPITAL PORTLAND GENERAL COM 736508847 10,097 512,030 SH Sole 512,030 ELECTRIC CO NEW PPL CORPORATION COM 69351T106 29,885 985,018 SH Sole 985,018 PROGRESS ENERGY COM 743263105 3,484 89,204 SH Sole 89,204 INC PUBLIC SERVICE COM 744573106 27,978 889,870 SH Sole 889,870 ENTERPRISE GP QUESTAR CORP COM 748356102 4,309 114,730 SH Sole 114,730 SEMPRA ENERGY COM 816851109 22,905 459,847 SH Sole 459,847 SHORT SANDP500 COM 74347R503 3,964 70,440 SH Sole 70,440 PROSHARES US SPDR TR UNIT 78462F103 252 3,600 SH Sole 3,600 SER 1 SOUTH JERSEY COM 838518108 3,627 102,754 SH Sole 102,754 INDUSTRIES TECO ENERGY INC COM 872375100 15,523 1,102,500 SH Sole 1,102,500 UTILITIES SELECT SBI 81369Y886 31 1,040 SH Sole 1,040 SECTOR SPDR MATERI ALS VECTREN COM 92240G101 2,573 111,661 SH Sole 111,661 CORPORATION WGL HOLDINGS COM 92924F106 1,932 58,292 SH Sole 58,292 WILLIAMS COS INC COM 969457100 26,659 1,491,853 SH Sole 1,491,853 YINGLI GREEN ADR 98584B103 1,909 153,220 SH Sole 153,220 ENERGY HOLD-ADR (US*)
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