0001387723-13-000004.txt : 20130418 0001387723-13-000004.hdr.sgml : 20130418 20130417180823 ACCESSION NUMBER: 0001387723-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130418 DATE AS OF CHANGE: 20130417 EFFECTIVENESS DATE: 20130418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF STOCKTON CENTRAL INDEX KEY: 0001387723 IRS NUMBER: 940902780 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14652 FILM NUMBER: 13767818 BUSINESS ADDRESS: STREET 1: 240 N. SAN JOAQUIN STREET CITY: STOCKTON STATE: CA ZIP: 95202 BUSINESS PHONE: 209-929-1500 MAIL ADDRESS: STREET 1: P. O. BOX 201014 CITY: STOCKTON STATE: CA ZIP: 95201 13F-HR 1 bostrust2013.03.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment manager Filing This Report: Name: Bank of Stockton Trust & Investment Group Address: P. O. Box 201014 Stockton, CA 95201 13F File Number: 028-14652 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it,that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel F. Fargo Title: Vice President/Executive Trust Officer Phone: 209-929-1377 Signature, Place, and Date of Signing DANIEL F. FARGO Stockton, California, April 17, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [] 13F NOTICE. []13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: $130,811 (thousands) List of Other Included Managers: NONE ASSETS AS OF 12/31/12 REQUESTED MODEL: BNK REPORT PTR289 9E BANK OF STOCKTON SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/11/13 PAGE 1 AS OF 03/31/13 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,034 13,610 SH X 13,610 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11 150 SH X 150 EVEREST RE GROUP LTD COM G3223R108 362 2,790 SH X 2,790 EVEREST RE GROUP LTD COM G3223R108 6 50 SH X 50 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 369 9,665 SH X 9,665 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 5 135 SH X 135 AGL RES INC COM 001204106 240 5,718 SH X 5,718 AGL RES INC COM 001204106 5 110 SH X 110 AT&T INC COM 00206R102 907 24,717 SH X 24,717 AT&T INC COM 00206R102 156 4,260 SH X 4,260 ABBOTT LABS COM 002824100 329 9,323 SH X 9,323 ABBOTT LABS COM 002824100 6 158 SH X 158 ABBVIE INC COM 00287Y109 386 9,473 SH X 9,473 ABBVIE INC COM 00287Y109 6 158 SH X 158 ADOBE SYS INC COM 00724F101 228 5,250 SH X 5,250 ALLSTATE CORP COM 020002101 241 4,904 SH X 4,904 AMERICAN EXPRESS CO COM 025816109 1,166 17,288 SH X 17,288 AMERICAN EXPRESS CO COM 025816109 7 100 SH X 100 AMERICAN TOWER CORP NEW COM 03027X100 622 8,085 SH X 8,085 AMERICAN TOWER CORP NEW COM 03027X100 4 55 SH X 55 AMERISOURCEBERGEN CORP COM 03073E105 419 8,150 SH X 8,150 AMERISOURCEBERGEN CORP COM 03073E105 5 100 SH X 100 ANALOG DEVICES INC COM 032654105 521 11,204 SH X 11,204 ANALOG DEVICES INC COM 032654105 5 105 SH X 105 APPLE INC COM 037833100 1,216 2,747 SH X 2,747 APPLE INC COM 037833100 9 20 SH X 20 AXIALL CORP COM 05463D100 206 3,307 SH X 3,307 AXIALL CORP COM 05463D100 1 19 SH X 19 BANK MONTREAL QUE COM 063671101 337 5,350 SH X 5,350 BANK MONTREAL QUE COM 063671101 6 100 SH X 100 BEAM INC COM 073730103 343 5,400 SH X 5,400 BECTON DICKINSON & CO COM 075887109 624 6,529 SH X 6,529 BECTON DICKINSON & CO COM 075887109 6 65 SH X 65 BED BATH & BEYOND INC COM 075896100 444 6,887 SH X 6,887 BED BATH & BEYOND INC COM 075896100 6 95 SH X 95 BLACKROCK INVT QUALITY MUN T COM 09247D105 1,106 68,250 SH X 68,250 BRISTOL MYERS SQUIBB CO COM 110122108 466 11,305 SH X 11,305 BRISTOL MYERS SQUIBB CO COM 110122108 164 3,985 SH X 3,985 CIGNA CORPORATION COM 125509109 127 2,042 SH X 2,042 CIGNA CORPORATION COM 125509109 206 3,306 SH X 3,306 CVS CAREMARK CORPORATION COM 126650100 797 14,499 SH X 14,499 CVS CAREMARK CORPORATION COM 126650100 9 165 SH X 165 CATERPILLAR INC DEL COM 149123101 605 6,951 SH X 6,951 CATERPILLAR INC DEL COM 149123101 5 55 SH X 55 CHEESECAKE FACTORY INC COM 163072101 336 8,698 SH X 8,698 CHEVRON CORP NEW COM 166764100 1,942 16,343 SH X 16,343 CHEVRON CORP NEW COM 166764100 8 65 SH X 65 COCA COLA CO COM 191216100 738 18,246 SH X 18,246 COCA COLA CO COM 191216100 179 4,420 SH X 4,200 220 COHEN & STEERS REIT & PFD IN COM 19247X100 2,083 110,310 SH X 110,310 COHEN & STEERS REIT & PFD IN COM 19247X100 94 5,000 SH X 5,000 COMCAST CORP NEW CL A 20030N101 1,061 25,274 SH X 25,274 COMCAST CORP NEW CL A 20030N101 17 400 SH X 400 CONOCOPHILLIPS COM 20825C104 269 4,474 SH X 4,474 COSTCO WHSL CORP NEW COM 22160K105 1,027 9,681 SH X 9,681 COSTCO WHSL CORP NEW COM 22160K105 9 85 SH X 85 DWS MUN INCOME TR COM 23338M106 917 62,400 SH X 62,400 DANAHER CORP DEL COM 235851102 680 10,934 SH X 10,934 DISNEY WALT CO COM DISNEY 254687106 200 3,523 SH X 3,523 DISNEY WALT CO COM DISNEY 254687106 28 500 SH X 500 DOMINION RES INC VA NEW COM 25746U109 291 5,009 SH X 5,009 DREYFUS MUN INCOME INC COM 26201R102 358 34,600 SH X 34,600 DU PONT E I DE NEMOURS & CO COM 263534109 334 6,800 SH X 6,800 EBAY INC COM 278642103 320 5,905 SH X 5,905 EBAY INC COM 278642103 5 100 SH X 100 EMERSON ELEC CO COM 291011104 254 4,540 SH X 4,540 EMERSON ELEC CO COM 291011104 29 520 SH X 520 EQUITY RESIDENTIAL SH BEN INT 29476L107 382 6,935 SH X 6,935 EXPRESS SCRIPTS HLDG CO COM 30219G108 689 11,950 SH X 11,950 EXPRESS SCRIPTS HLDG CO COM 30219G108 6 100 SH X 100 EXXON MOBIL CORP COM 30231G102 1,373 15,237 SH X 15,237 EXXON MOBIL CORP COM 30231G102 215 2,387 SH X 2,387 FASTENAL CO COM 311900104 226 4,405 SH X 4,405 FASTENAL CO COM 311900104 5 105 SH X 105 FORTUNE BRANDS HOME & SEC IN COM 34964C106 398 10,629 SH X 10,629 FRANKLIN RES INC COM 354613101 483 3,203 SH X 3,203 FRANKLIN RES INC COM 354613101 8 50 SH X 50 GENERAL ELECTRIC CO COM 369604103 969 41,897 SH X 41,897 GENERAL ELECTRIC CO COM 369604103 25 1,085 SH X 1,085 GENERAL MLS INC COM 370334104 573 11,626 SH X 11,626 GOOGLE INC CL A 38259P508 585 737 SH X 737 GOOGLE INC CL A 38259P508 8 10 SH X 10 HEALTH CARE REIT INC COM 42217K106 341 5,020 SH X 5,020 HELMERICH & PAYNE INC COM 423452101 498 8,200 SH X 8,200 HELMERICH & PAYNE INC COM 423452101 4 65 SH X 65 HOME DEPOT INC COM 437076102 890 12,759 SH X 12,759 HOME DEPOT INC COM 437076102 44 630 SH X 500 130 INTEL CORP COM 458140100 225 10,298 SH X 10,298 INTEL CORP COM 458140100 183 8,400 SH X 8,400 INTERNATIONAL BUSINESS MACHS COM 459200101 2,002 9,388 SH X 9,388 INTERNATIONAL BUSINESS MACHS COM 459200101 52 245 SH X 200 45 ISHARES TR CORE S&P500 ETF 464287200 810 5,150 SH X 5,150 ISHARES TR CORE S&P MCP ETF 464287507 14,467 125,726 SH X 125,396 330 ISHARES TR CORE S&P MCP ETF 464287507 126 1,094 SH X 459 635 ISHARES TR COHEN&ST RLTY 464287564 6,685 81,080 SH X 80,915 165 ISHARES TR COHEN&ST RLTY 464287564 80 974 SH X 574 400 ISHARES TR CORE S&P SCP ETF 464287804 10,957 125,861 SH X 125,636 225 ISHARES TR CORE S&P SCP ETF 464287804 120 1,379 SH X 734 645 ISHARES TR MSCI SMALL CAP 464288273 410 9,330 SH X 9,330 ISHARES TR MSCI SMALL CAP 464288273 10 220 SH X 220 ISHARES TR S&P CAL AMTFR MN 464288356 322 2,805 SH X 2,805 ISHARES TR S&P CAL AMTFR MN 464288356 149 1,300 SH X 1,300 ISHARES TR US PFD STK IDX 464288687 203 5,000 SH X 5,000 JPMORGAN CHASE & CO COM 46625H100 474 9,995 SH X 9,995 JPMORGAN CHASE & CO COM 46625H100 7 150 SH X 150 JOHNSON & JOHNSON COM 478160104 968 11,874 SH X 11,874 JOHNSON & JOHNSON COM 478160104 166 2,033 SH X 2,033 LILLY ELI & CO COM 532457108 161 2,830 SH X 2,830 LILLY ELI & CO COM 532457108 136 2,400 SH X 2,400 LOWES COS INC COM 548661107 205 5,400 SH X 5,400 MCDONALDS CORP COM 580135101 405 4,065 SH X 4,065 MCGRAW HILL COS INC COM 580645109 255 4,900 SH X 4,900 MCKESSON CORP COM 58155Q103 897 8,311 SH X 8,311 MCKESSON CORP COM 58155Q103 6 60 SH X 60 MEAD JOHNSON NUTRITION CO COM 582839106 293 3,782 SH X 3,782 MEAD JOHNSON NUTRITION CO COM 582839106 7 84 SH X 84 MERCK & CO INC NEW COM 58933Y105 208 4,700 SH X 4,700 MERCK & CO INC NEW COM 58933Y105 40 894 SH X 894 MICROSOFT CORP COM 594918104 246 8,603 SH X 8,603 MICROSOFT CORP COM 594918104 92 3,200 SH X 3,200 MYLAN INC COM 628530107 743 25,674 SH X 25,674 MYLAN INC COM 628530107 7 225 SH X 225 NATIONAL OILWELL VARCO INC COM 637071101 478 6,762 SH X 6,762 NATIONAL OILWELL VARCO INC COM 637071101 4 60 SH X 60 NEXTERA ENERGY INC COM 65339F101 367 4,730 SH X 4,730 NEXTERA ENERGY INC COM 65339F101 3 45 SH X 45 OLD REP INTL CORP COM 680223104 138 10,893 SH X 10,893 ORACLE CORP COM 68389X105 624 19,305 SH X 19,305 ORACLE CORP COM 68389X105 19 600 SH X 600 PPG INDS INC COM 693506107 1,072 8,004 SH X 8,004 PPG INDS INC COM 693506107 5 34 SH X 34 PARKER HANNIFIN CORP COM 701094104 726 7,925 SH X 7,925 PARKER HANNIFIN CORP COM 701094104 5 60 SH X 60 PEPSICO INC COM 713448108 756 9,556 SH X 9,556 PFIZER INC COM 717081103 337 11,690 SH X 11,690 PFIZER INC COM 717081103 97 3,360 SH X 3,360 PIMCO MUN INCOME FD II COM 72200W106 2,267 176,020 SH X 176,020 PIMCO MUN INCOME FD II COM 72200W106 39 3,000 SH X 3,000 PIONEER NAT RES CO COM 723787107 419 3,370 SH X 3,370 PIONEER NAT RES CO COM 723787107 12 100 SH X 100 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 308 5,455 SH X 5,455 PROCTER & GAMBLE CO COM 742718109 350 4,544 SH X 4,544 PROCTER & GAMBLE CO COM 742718109 116 1,500 SH X 1,500 PUBLIC STORAGE COM 74460D109 394 2,587 SH X 2,587 PUBLIC STORAGE COM 74460D109 3 20 SH X 20 QUALCOMM INC COM 747525103 553 8,266 SH X 8,266 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 6,500 167,323 SH X 166,013 1,310 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 79 2,025 SH X 2,025 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 6,889 124,085 SH X 123,075 1,010 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 61 1,105 SH X 1,105 RYDEX ETF TRUST GUG S&P MC400 PV 78355W502 4,660 109,028 SH X 108,873 155 RYDEX ETF TRUST GUG S&P MC400 PV 78355W502 61 1,430 SH X 535 895 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 10,160 100,516 SH X 100,391 125 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 141 1,390 SH X 680 710 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 320 5,200 SH X 5,200 SPDR GOLD TRUST GOLD SHS 78463V107 1,790 11,589 SH X 11,569 20 SPDR GOLD TRUST GOLD SHS 78463V107 17 110 SH X 40 70 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 874 20,620 SH X 20,620 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 8 180 SH X 180 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 2,428 40,195 SH X 38,895 1,300 SPDR SERIES TRUST S&P REGL BKG 78464A698 469 14,740 SH X 14,740 SPDR SERIES TRUST S&P REGL BKG 78464A698 10 300 SH X 300 SCHLUMBERGER LTD COM 806857108 187 2,496 SH X 2,496 SCHLUMBERGER LTD COM 806857108 120 1,600 SH X 1,600 SPECTRA ENERGY CORP COM 847560109 593 19,289 SH X 19,289 SPECTRA ENERGY CORP COM 847560109 6 200 SH X 200 TARGET CORP COM 87612E106 273 3,992 SH X 3,992 3M CO COM 88579Y101 843 7,928 SH X 7,928 3M CO COM 88579Y101 4 40 SH X 40 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 346 3,370 SH X 3,370 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5 50 SH X 50 TRAVELERS COMPANIES INC COM 89417E109 724 8,600 SH X 8,600 TRAVELERS COMPANIES INC COM 89417E109 8 100 SH X 100 UNITED TECHNOLOGIES CORP COM 913017109 1,144 12,247 SH X 12,247 UNITED TECHNOLOGIES CORP COM 913017109 7 70 SH X 70 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 4,176 47,435 SH X 46,585 850 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 201 2,500 SH X 2,500 VERIZON COMMUNICATIONS INC COM 92343V104 1,026 20,883 SH X 20,883 VERIZON COMMUNICATIONS INC COM 92343V104 68 1,385 SH X 1,200 185 VISA INC COM CL A 92826C839 1,143 6,732 SH X 6,732 VISA INC COM CL A 92826C839 11 65 SH X 65 WAL-MART STORES INC COM 931142103 221 2,947 SH X 2,947 WAL-MART STORES INC COM 931142103 30 400 SH X 400 WATERS CORP COM 941848103 323 3,435 SH X 3,435 WATERS CORP COM 941848103 6 65 SH X 65 WHOLE FOODS MKT INC COM 966837106 633 7,299 SH X 7,299 WHOLE FOODS MKT INC COM 966837106 7 80 SH X 80 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 398 7,225 SH X 7,225 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 3 50 SH X 50