0000894579-13-000164.txt : 20130515 0000894579-13-000164.hdr.sgml : 20130515 20130515113119 ACCESSION NUMBER: 0000894579-13-000164 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001387508 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12257 FILM NUMBER: 13844658 BUSINESS ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-6732 MAIL ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 springbok13fhr050713.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: Springbok Capital Management, LLC Address: 437 Madison Avenue, 33rd Floor New York, New York 10022 13F File Number: 028-12257 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cisco J. del Valle Title: Managing Member Phone: 212-546-1180 Signature, Place and Date of Signing: /s/ Cisco J. del Valle New York, NY May 15, 2013 ----------------------- -------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 901 Form 13F Information Table Value Total: $536,337 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ 7 DAYS GROUP HOLDINGS LTD ADR 81783J101 101 7,500 SH OTHER 7,500 ABBVIE INC COM 00287Y109 1,627 39,908 SH OTHER 39,908 ABERCROMBIE & FITCH CO CL A 002896207 120 2,600 SH OTHER 2,600 ABIOMED INC COM 003654100 336 18,000 SH PUT OTHER 18,000 ACCO BRANDS CORP COM 00081T108 24 3,600 SH OTHER 3,600 ACCURAY INC NOTE 3.500% 2/0 004397AC9 1,072 1,000,000 PR OTHER 1,000,000 ACHILLION PHARMACEUTICALS INC COM 00448Q201 1,132 129,332 SH OTHER 129,332 ACME PACKET INC COM 004764106 1,464 50,080 SH OTHER 50,080 ACORDA THERAPEUTICS INC COM 00484M106 950 29,659 SH OTHER 29,659 ACTAVIS INC COM 00507K103 129 1,400 SH OTHER 1,400 ACUITY BRANDS INC COM 00508Y102 104 1,500 SH OTHER 1,500 ADA-ES INC COM 005208103 585 22,000 SH OTHER 22,000 ADVANCED ENERGY INDUSTRIES INC COM 007973100 37 2,000 SH OTHER 2,000 ADVANTAGE OIL & GAS LTD COM 00765F101 52 14,000 SH OTHER 14,000 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 42 2,320 SH OTHER 2,320 AEGERION PHARMACEUTICALS INC COM 00767E102 605 15,000 SH OTHER 15,000 AERCAP HOLDINGS NV SHS N00985106 31 2,000 SH OTHER 2,000 AEROVIRONMENT INC COM 008073108 363 20,000 SH OTHER 20,000 AES CORP/THE COM 00130H105 128 10,150 SH OTHER 10,150 AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 1,045 875,000 PR OTHER 875,000 AFFYMETRIX INC COM 00826T108 479 101,454 SH OTHER 101,454 AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 208 200,000 PR OTHER 200,000 AG MORTGAGE INVEST TR COM 001228105 130 5,100 SH OTHER 5,100 AGCO CORP COM 001084102 117 2,250 SH OTHER 2,250 AGILYSYS INC COM 00847J105 20 2,000 SH OTHER 2,000 AGL RESOURCES INC COM 001204106 29 700 SH OTHER 700 AGRIUM INC COM 008916108 107 1,100 SH OTHER 1,100 AIR LEASE CORP CL A 00912X302 75 2,568 SH OTHER 2,568 AIR TRANSPORT SERVICES GROUP I COM 00922R105 322 55,300 SH OTHER 55,300 AIRCASTLE LTD COM G0129K104 150 10,950 SH OTHER 10,950 AKAMAI TECHNOLOGIES INC COM 00971T101 321 9,100 SH OTHER 9,100 AKAMAI TECHNOLOGIES INC COM 00971T101 247 7,000 SH PUT OTHER 7,000 ALASKA AIR GROUP INC COM 011659109 164 2,567 SH OTHER 2,567 ALERE, INC COM 01449J105 919 36,000 SH OTHER 36,000 ALEXANDRIA REAL ESTATE EQUITIES COM 015271109 28 400 SH OTHER 400 ALEXION PHARMACEUTICALS INC COM 015351109 1,075 11,672 SH OTHER 11,672 ALIGN TECHNOLOGY INC COM 016255101 670 20,000 SH OTHER 20,000 ALLERGAN INC COM 018490102 1,520 13,618 SH OTHER 13,618 ALLIANT TECHSYSTEMS INC COM 018804104 29 400 SH OTHER 400 ALLISON TRANSMISSION HOLDING COM 01973R101 1,167 48,600 SH OTHER 48,600 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 73 5,401 SH OTHER 5,401 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 908 37,246 SH OTHER 37,246 ALON USA ENERGY INC COM 020520102 501 26,300 SH OTHER 26,300 ALON USA PARTNERS LP UT LTDPART INT 02052T109 316 11,880 SH OTHER 11,880 ALPHA NATURAL RESOURCES INC COM 02076X102 146 17,800 SH OTHER 17,800 ALTERRA CAPITAL HOLDINGS LTD COM G0229R108 1,323 42,000 SH OTHER 42,000 AMAG PHARMACEUTICALS INC COM 00163U106 719 30,146 SH OTHER 30,146 AMARIN CORP PLC SPONS ADR NEW 023111206 1,083 146,088 SH OTHER 146,088 AMAZON.COM INC COM 023135106 1,801 6,759 SH OTHER 6,759 AMBARELLA INC SHS G037AX101 25 1,600 SH OTHER 1,600 AMEREN CORP COM 023608102 2,448 69,900 SH OTHER 69,900 AMERICAN AXLE & MANUFACTURING COM 024061103 347 25,400 SH OTHER 25,400 AMERICAN CAMPUS COMMUNITIES COM 024835100 1,020 22,500 SH OTHER 22,500 AMERICAN EAGLE OUTFITTERS COM 02553E106 143 7,650 SH OTHER 7,650
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN GREETINGS CL A 026375105 243 15,100 SH OTHER 15,100 AMERICAN INTERNATIONAL GROUP I COM NEW 026874784 929 23,928 SH OTHER 23,928 AMERICAN RAILCAR INDUSTRIES IN COM 02916P103 189 4,050 SH OTHER 4,050 AMERICAN TOWER CORP COM 03027X100 988 12,850 SH OTHER 12,850 AMGEN INC COM 031162100 732 7,138 SH OTHER 7,138 AMPHENOL CORP CL A 032095101 30 400 SH OTHER 400 ANADARKO PETROLEUM CORP COM 032511107 1,737 19,860 SH OTHER 19,860 ANNALY CAPITAL MGMT NOTE 5.000% 5/1 035710AB8 829 800,000 PR OTHER 800,000 APACHE CORP COM 037411105 46 600 SH OTHER 600 APOLLO CMMRL REAL EST FI COM 03762U105 206 10,700 SH OTHER 10,700 APOLLO GLOBAL MANAGEMENT CL A SHS 037612306 226 10,425 SH OTHER 10,425 APOLLO RESIDENTIAL MTGE COM 03763V102 331 13,000 SH OTHER 13,000 APPLE INC COM 037833100 2,598 5,868 SH OTHER 5,868 APPLE INC COM 037833100 2,744 6,200 SH CALL OTHER 6,200 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 22 3,000 SH CALL OTHER 3,000 ARBITRON INC COM 03875Q108 487 10,400 SH OTHER 10,400 ARBOR REALTY TRUST INC COM 038923108 961 93,800 SH OTHER 93,800 ARCH CAPITAL GROUP LTD ORD G0450A105 21 400 SH OTHER 400 ARCTIC CAT INC COM 039670104 146 3,350 SH OTHER 3,350 ARES CAPITAL CORP COM 04010L103 471 26,000 SH OTHER 26,000 ARES COMMERCIAL REAL ESTATE COM 04013V108 63 3,732 SH OTHER 3,732 ARGO GROUP INTERNATIONAL COM G0464B107 33 800 SH OTHER 800 ARIAD PHARMACEUTICALS INC COM 04033A100 759 41,957 SH OTHER 41,957 ARMOUR RESIDENTIAL REIT COM 042315101 680 26,853 SH OTHER 26,853 ASHFORD HOSPITALITY TRUS 9% CUM PFD SER E 044103505 47 1,700 SH OTHER 1,700 ASHLAND INC COM 044209104 165 2,215 SH OTHER 2,215 ASM INTERNATIONAL NV NY REGISTER SH N07045102 1,532 46,124 SH OTHER 46,124 ASSISTED LIVING CONCEPTS INC CL A NEW 04544X300 89 7,500 SH OTHER 7,500 ASSURANT INC COM 04621X108 36 800 SH OTHER 800 ASTORIA FINANCIAL CORP COM 046265104 30 3,000 SH OTHER 3,000 ASTRAZENECA PLC SPONSORED ADR 046353108 27 550 SH OTHER 550 ATHENAHEALTH INC COM 04685W103 388 4,000 SH OTHER 4,000 ATLANTIC POWER CORP COM NEW 04878Q863 14 2,800 SH OTHER 2,800 ATMI INC COM 00207R101 18 800 SH OTHER 800 AUDIOVOX CORP CL A 91829F104 17 1,600 SH OTHER 1,600 AURIZON MINES LTD COM 05155P106 109 25,000 SH OTHER 25,000 AUTOLIV INC COM 052800109 756 10,997 SH OTHER 10,997 AVIS BUDGET GROUP INC (CAR) COM 053774105 111 4,000 SH OTHER 4,000 AVNET INC COM 053807103 14 400 SH OTHER 400 AXIALL CORP COM 05463D100 345 5,555 SH OTHER 5,555 AZZ INC COM 002474104 39 800 SH OTHER 800 BABCOCK & WILCOX CO COM 05615F102 666 23,450 SH OTHER 23,450 BAIDU INC SPON ADR REP A 056752108 70 800 SH CALL OTHER 800 BAKER (MICHAEL) CORP COM 057149106 98 4,000 SH OTHER 4,000 BANCO SANTANDER CENTRAL HISPAN ADR 05964H105 62 9,090 SH OTHER 9,090 BANK OF AMERICA CORP COM 060505104 615 50,525 SH OTHER 50,525 BANK OF NEW YORK CO INC/THE COM 064058100 90 3,200 SH OTHER 3,200 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 959 75,500 SH CALL OTHER 75,500 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 203 10,000 SH CALL OTHER 10,000 BARRICK GOLD CORP COM 067901108 2,793 95,000 SH OTHER 95,000 BAYTEX ENERGY CORP COM 07317Q105 146 3,500 SH OTHER 3,500 BEAM INC COM 073730103 303 4,766 SH OTHER 4,766 BEBE STORES INC COM 075571109 33 7,922 SH OTHER 7,922 BELDEN CDT INC COM 077454106 41 800 SH OTHER 800 BELLATRIX EXPLORATION LTD COM 078314101 84 13,000 SH OTHER 13,000 BERRY PETE CO CL A 085789105 639 13,800 SH PUT OTHER 13,800 BERRY PETROLEUM CO CL A 085789105 639 13,800 SH OTHER 13,800 BHP BILLITON LTD SPONSORED ADR 088606108 41 600 SH CALL OTHER 600 BIOGEN IDEC INC COM 09062X103 1,022 5,305 SH OTHER 5,305 BIOMARIN PHARMACEUTICALS INC COM 09061G101 823 13,221 SH OTHER 13,221 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 112 4,300 SH OTHER 4,300
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK INC/NEW YORK COM 09247X101 26 100 SH OTHER 100 BLACKSTONE GROUP LP/THE COM UNIT LTD 09253U108 410 20,750 SH OTHER 20,750 BLYTH INC COM NEW 09643P207 61 3,500 SH OTHER 3,500 BOEING CO COM 097023105 114 1,325 SH OTHER 1,325 BOISE INC COM 09746Y105 428 49,432 SH OTHER 49,432 BOOZ ALLEN HAMILTON HOLDING CO CL A 099502106 113 8,400 SH OTHER 8,400 BORGWARNER INC COM 099724106 120 1,550 SH OTHER 1,550 BOSTON PROPERTIES INC COM 101121101 758 7,500 SH OTHER 7,500 BOSTON SCIENTIFIC CORP COM 101137107 122 15,657 SH OTHER 15,657 BP PLC SPONSORED ADR 055622104 314 7,410 SH OTHER 7,410 BP PRUDHOE BAY ROYALTY TRUST UNIT BEN INT 055630107 109 1,300 SH OTHER 1,300 BRE PROPERTIES INC CL A 05564E106 1,826 37,518 SH OTHER 37,518 BRISTOW GROUP INC COM 110394103 26 400 SH OTHER 400 BROADCOM CORP CL A 111320107 173 5,000 SH OTHER 5,000 BROADSOFT INC COM 11133B409 79 3,000 SH OTHER 3,000 BROOKFIELD ASSET MANAGEMENT IN CL A LTD VT SH 112585104 165 4,525 SH OTHER 4,525 BROOKFIELD RESIDENTIAL PROPERT COM 11283W104 73 3,000 SH OTHER 3,000 BUNGE LTD COM G16962105 111 1,500 SH OTHER 1,500 C&J ENERGY SERVICES INC COM 12467B304 457 19,949 SH OTHER 19,949 CABOT OIL & GAS CORP COM 127097103 854 12,637 SH OTHER 12,637 CACI INTERNATIONAL INC CL A 127190304 127 2,200 SH OTHER 2,200 CADENCE DESIGN SYSTEMS INC COM 127387108 29 2,100 SH OTHER 2,100 CALPINE CORP COM NEW 131347304 1,215 59,000 SH OTHER 59,000 CALUMET SPECIALTY PRODUCTS PAR UT LTD PARTNER 131476103 119 3,200 SH OTHER 3,200 CAMBREX CORP COM 132011107 13 1,000 SH OTHER 1,000 CAMDEN PROPERTY TRUST SH BEN INT 133131102 27 400 SH OTHER 400 CAMECO CORP COM 13321L108 83 4,000 SH OTHER 4,000 CAMPBELL SOUP CO COM 134429109 27 600 SH OTHER 600 CANADIAN NATIONAL RAILWAY CO COM 136375102 507 5,050 SH OTHER 5,050 CANADIAN NATURAL RESOURCES LTD COM 136385101 211 6,562 SH OTHER 6,562 CAPITAL ONE FINANCIAL CO COM 14040H105 140 3,350 SH OTHER 3,350 CARDINAL HEALTH INC COM 14149Y108 121 2,900 SH OTHER 2,900 CARDTRONICS INC COM 14161H108 330 12,000 SH OTHER 12,000 CASH AMERICA INTERNATIONAL INC COM 14754D100 168 3,200 SH OTHER 3,200 CATERPILLAR INC COM 149123101 504 5,800 SH OTHER 5,800 CB RICHARD ELLIS GROUP INC CL A 12504L109 25 1,000 SH OTHER 1,000 CELADON GROUP INC COM 150838100 267 12,804 SH OTHER 12,804 CELGENE CORP COM 151020104 874 7,544 SH OTHER 7,544 CENTENE CORP COM 15135B101 137 3,100 SH OTHER 3,100 CENTRAL GARDEN AND PET CO CL A NON-VTG 153527205 36 4,435 SH OTHER 4,435 CF INDS HLDGS INC COM 125269100 76 400 SH CALL OTHER 400 CF INDS HLDGS INC COM 125269100 114 600 SH OTHER 600 CH ENERGY GROUP INC COM 12541M102 262 4,010 SH OTHER 4,010 CHART INDUSTRIES INC COM PAR $ 0.01 16115Q308 23 290 SH OTHER 290 CHARTER COMMUNICATION CL A NEW 16117M305 96 926 SH OTHER 926 CHATHAM LODGING TRUST COM 16208T102 107 6,050 SH OTHER 6,050 CHECK POINT SOFTWARE TECHNOLOG ORD M22465104 70 1,500 SH OTHER 1,500 CHEESECAKE FACTORY/THE COM 163072101 124 3,200 SH OTHER 3,200 CHENIERE ENERGY INC COM NEW 16411R208 938 33,500 SH OTHER 33,500 CHESAPEAKE ENERGY CORP COM 165167107 455 22,283 SH OTHER 22,283 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 107 6,500 SH OTHER 6,500 CHRISTOPHER & BANKS CORP COM 171046105 161 25,002 SH OTHER 25,002 CIENA CORP COM NEW 171779309 163 10,168 SH OTHER 10,168 CIMAREX ENERGY CO COM 171798101 625 8,289 SH OTHER 8,289 CINCINNATI FINANCIAL CORP COM 172062101 38 800 SH OTHER 800 CINTAS CORP COM 172908105 31 700 SH OTHER 700 CIRRUS LOGIC INC COM 172755100 9 400 SH OTHER 400 CISCO SYSTEMS INC COM 17275R102 171 8,160 SH OTHER 8,160 CIT GROUP INC COM NEW 172967424 1,338 30,600 SH OTHER 30,600 CITIZENS BANKING CORP COM NEW 174420307 897 39,800 SH OTHER 39,800 CITRIX SYSTEMS INC COM 177376100 155 2,150 SH OTHER 2,150
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ CLEARWATER PAPER CORP COM 18538R103 75 1,415 SH OTHER 1,415 CLEVELAND BIOLABS INC COM 185860103 241 122,747 SH OTHER 122,747 CLEVELAND BIOLABS INC COM 185860103 223 113,800 SH CALL OTHER 113,800 CLIFFS NATURAL RESOURCES INC COM 18683k101 51 2,700 SH OTHER 2,700 CLOROX CO COM 189054109 115 1,300 SH OTHER 1,300 CMS ENERGY CORP COM 125896100 936 33,500 SH OTHER 33,500 CNOOC LTD SPONSORED ADR 126132109 337 1,760 SH OTHER 1,760 COACH INC COM 189754104 155 3,100 SH OTHER 3,100 COBALT INTL ENERGY INC COM 19075F106 2,031 72,031 SH OTHER 72,031 COBALT INTL ENERGY INC COM 19075F106 564 20,000 SH CALL OTHER 20,000 COEUR D'ALENE MINES CORP COM NEW 192108504 38 2,000 SH OTHER 2,000 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 31 400 SH OTHER 400 COLGATE-PALMOLIVE CO COM 194162103 420 3,560 SH OTHER 3,560 COLONY FINANCIAL INC COM 19624R106 61 2,750 SH OTHER 2,750 COMCAST CORP CL A 20030N101 113 2,700 SH OTHER 2,700 COMCAST CORP CL A SPL 20030N200 420 10,600 SH OTHER 10,600 COMMONWEALTH REIT COM SH BEN INT 203233101 505 22,500 SH OTHER 22,500 COMPUTER PROGRAMS & SYSTEMS COM 205306103 122 2,250 SH OTHER 2,250 COMPUWARE CORP COM 205638109 2,164 173,293 SH OTHER 173,293 COMSTOCK RESOURCES INC COM NEW 205768203 433 26,639 SH OTHER 26,639 COMVERSE INC COM 20585P105 1,528 54,486 SH OTHER 54,486 CONAGRA FOODS INC COM 205887102 32 900 SH OTHER 900 CONCHO RESOURCES INC COM 20605P101 94 960 SH OTHER 960 CONSOL ENERGY INC COM 20854P109 4,613 137,094 SH OTHER 137,094 CONSOLIDATED EDISON INC COM 209115104 110 1,800 SH OTHER 1,800 CONSOLIDATED GRAPHICS INC COM 209341106 16 400 SH OTHER 400 CONSTELLATION BRANDS INC CL A 21036P108 2,244 47,100 SH CALL OTHER 47,100 CONTINENTAL RESOURCES INC/OK COM 212015101 87 1,000 SH OTHER 1,000 COOPER CAMERON CORP COM 13342B105 548 8,400 SH OTHER 8,400 COOPER TIRE & RUBBER CO COM 216831107 121 4,700 SH OTHER 4,700 CORESITE REALTY CORP COM 21870Q105 749 21,400 SH OTHER 21,400 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 3,122 79,900 SH CALL OTHER 79,900 CORRECTIONS CORP OF AMERICA COM NEW 22025Y407 5,361 137,215 SH OTHER 137,215 COVENTRY HEALTH CARE INC COM 222862104 3,306 70,300 SH OTHER 70,300 COVIDIEN PLC SHS G2554F113 731 10,770 SH OTHER 10,770 CR BARD INC COM 067383109 248 2,460 SH OTHER 2,460 CRANE CO COM 224399105 816 14,609 SH OTHER 14,609 CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 107 100,000 PR OTHER 100,000 CREE INC COM 225447101 472 8,625 SH OTHER 8,625 CREE INC COM 225447101 159 2,900 SH PUT OTHER 2,900 CREXUS INVESTMENT CORP COM 226553105 288 22,100 SH OTHER 22,100 CROCS INC COM 227046109 135 9,100 SH OTHER 9,100 CROWN CASTLE INTERNATIONAL COR COM 228227104 1,107 15,900 SH OTHER 15,900 CSG SYSTEMS INTERNATIONAL INC COM 126349109 42 2,000 SH OTHER 2,000 CSX CORP COM 126408103 487 19,771 SH OTHER 19,771 CVR ENERGY INC COM 12662P108 186 3,600 SH OTHER 3,600 CVR REFINING LP COMUNIT 12663P107 105 3,020 SH OTHER 3,020 CVS CORP COM 126650100 470 8,550 SH OTHER 8,550 CYPRESS SEMICONDUCTOR CORP COM 232806109 110 10,000 SH OTHER 10,000 CYS INVESTMENTS INC COM 12673A108 51 2,000 SH OTHER 2,000 DARLING INTERNATIONAL INC COM 237266101 48 2,700 SH OTHER 2,700 DAVITA INC COM 23918K108 739 6,230 SH OTHER 6,230 DDR Corp COM 23317H102 30 1,700 SH OTHER 1,700 DEAN FOODS CO COM 242370104 2,201 121,428 SH OTHER 121,428 DEERE & CO COM 244199105 103 1,200 SH OTHER 1,200 DELEK US HOLDINGS INC COM 246647101 1,393 35,290 SH OTHER 35,290 DELL INC COM 24702R101 2,022 141,100 SH OTHER 141,100 DELL INC COM 24702R101 57 4,000 SH CALL OTHER 4,000 DELL INC COM 24702R101 2,551 178,000 SH PUT OTHER 178,000 DELTA AIR LINES INC COM NEW 247361702 489 29,600 SH OTHER 29,600 DELUXE CORP COM 248019101 17 400 SH OTHER 400
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ DERMA SCIENCES INC COM PAR $.01 249827502 242 20,000 SH OTHER 20,000 DESARROLLADORA HOMEX SAB DE CV SPONSORED ADR 25030W100 9 1,000 SH OTHER 1,000 DFC GLOBAL CORP COM 23324T107 11 667 SH OTHER 667 DIAMOND OFFSHORE DRILLING INC COM 25271C102 56 800 SH OTHER 800 DIAMONDBACK ENERGY INC COM 25278X109 552 20,550 SH OTHER 20,550 DIAMONDROCK HOSPITALITY CO COM 252784301 31 3,300 SH OTHER 3,300 DIANA SHIPPING INC COM Y2066G104 733 68,747 SH OTHER 68,747 DICK'S SPORTING GOODS INC COM 253393102 111 2,350 SH OTHER 2,350 DIGITALGLOBE INC COM NEW 25389M877 36 1,250 SH OTHER 1,250 DIRECTV GROUP INC/THE COM 25490A309 115 2,025 SH OTHER 2,025 DISCOVER FINANCIAL SERVICES COM 254709108 58 1,300 SH OTHER 1,300 DOLE FOOD CO INC COM 256603101 20 1,853 SH OTHER 1,853 DOLLAR GEN CORP NEW COM 256677105 51 1,000 SH CALL OTHER 1,000 DOMINION RESOURCES INC/VA COM 25746U109 1,862 32,000 SH OTHER 32,000 DOUBLELINE OPPORTUNISTIC CRE COM 258623107 454 16,954 SH OTHER 16,954 DOVER CORP COM 260003108 58 800 SH OTHER 800 DR HORTON INC COM 23331A109 78 3,200 SH OTHER 3,200 DRYSHIPS INC SHS Y2109Q101 71 35,000 SH OTHER 35,000 DSP GROUP INC COM 23332B106 157 19,500 SH OTHER 19,500 DTE ENERGY CO COM 233331107 34 500 SH OTHER 500 DUNKIN' BRANDS GROUP INC COM 265504100 291 7,900 SH OTHER 7,900 DYCOM INDUSTRIES INC COM 267475101 16 800 SH OTHER 800 DYNEX CAPITAL INC COM NEW 26817Q506 454 42,500 SH OTHER 42,500 E M C CORP MASS COM 268648102 239 10,000 SH PUT OTHER 10,000 EATON CORP SHS G29183103 31 500 SH OTHER 500 EBAY INC COM 278642103 1,792 33,046 SH OTHER 33,046 EBAY INC COM 278642103 135 2,500 SH CALL OTHER 2,500 ECHOSTAR CORP CL A 278768106 3,834 98,379 SH OTHER 98,379 EDISON INTERNATIONAL COM 281020107 30 600 SH OTHER 600 ELECTRONIC ARTS INC COM 285512109 28 1,600 SH OTHER 1,600 ELECTRONIC ARTS INC COM 285512109 53 3,000 SH CALL OTHER 3,000 ELLIE MAE INC COM 28849P100 19 800 SH OTHER 800 EMC CORP/MASSACHUSETTS COM 268648102 619 25,900 SH OTHER 25,900 EMPIRE DISTRICT ELECTRIC CO COM 291641108 470 21,000 SH OTHER 21,000 ENCORE CAPITAL GROUP INC NOTE 3.000%11/2 292554AC6 802 700,000 PR OTHER 700,000 ENERGYSOLUTIONS INC COM 292756202 138 36,900 SH OTHER 36,900 ENERNOC INC COM 292764107 31 1,800 SH OTHER 1,800 ENERSYS COM 29275Y102 102 2,240 SH OTHER 2,240 ENPRO INDUSTRIES INC COM 29355X107 93 1,811 SH OTHER 1,811 ENPRO INDUSTRIES INC DBCV 3.938%10/1 29355XAB3 798 500,000 PR OTHER 500,000 ENTERCOM COMMUNICATIONS CORP CL A 293639100 30 4,000 SH OTHER 4,000 ENTERGY CORP COM 29364G103 63 1,000 SH OTHER 1,000 EPLUS INC COM 294268107 206 4,458 SH OTHER 4,458 EQT CORP COM 26884L109 104 1,530 SH OTHER 1,530 EQUINIX INC COM NEW 29444U502 6,125 28,314 SH OTHER 28,314 EQUITY RESIDENTIAL SH BEN INT 29476L107 2,026 36,800 SH OTHER 36,800 ERICKSON AIR-CRANE INC COM 29482P100 41 2,500 SH OTHER 2,500 ERICSSON ADR B SEK 10 294821608 140 11,100 SH OTHER 11,100 EV ENERGY PARTNER LP COM UNITS 26926V107 218 4,000 SH OTHER 4,000 EVERCORE PARTNERS INC CLASS A 29977A105 42 1,000 SH OTHER 1,000 EVEREST RE GROUP LTD COM G3223R108 26 200 SH OTHER 200 EXCO RESOURCES INC COM 269279402 160 22,500 SH OTHER 22,500 EXELON CORP COM 30161N101 207 6,000 SH OTHER 6,000 EXPRESS INC COM 30219E103 30 1,700 SH OTHER 1,700 EXPRESS SCRIPTS INC COM 30219G108 704 12,225 SH OTHER 12,225 EXTRA SPACE STORAGE INC COM 30225T102 675 17,200 SH OTHER 17,200 EXTREME NETWORKS INC COM 30226D106 27 8,000 SH OTHER 8,000 F5 NETWORKS INC COM 315616102 178 2,000 SH OTHER 2,000 F5 NETWORKS INC COM 315616102 134 1,500 SH PUT OTHER 1,500 FACEBOOK INC-A CL A 30303M102 22 850 SH OTHER 850 FAIRCHILD SEMICONDUCTOR INTERN COM 303726103 92 6,540 SH OTHER 6,540
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ FARMER BROS CO COM 307675108 48 3,253 SH OTHER 3,253 FBL FINANCIAL GROUP INC CL A 30239F106 31 800 SH OTHER 800 FEDERAL REALTY INVS TRUST SH BEN INT NEW 313747206 357 3,300 SH OTHER 3,300 FEDERATED INVESTORS INC CL B 314211103 92 3,900 SH OTHER 3,900 FELCOR LODGING TRUST INC COM 31430F101 222 8,800 SH OTHER 8,800 FIDELITY NATIONAL FINANCIAL IN CL A 31620R105 25 1,000 SH OTHER 1,000 FIFTH STREET FINANCE CORP COM 31678A103 430 39,000 SH OTHER 39,000 FINISAR CORP COM NEW 31787A507 1,319 100,000 SH OTHER 100,000 FIRST AMERICAN CORP COM 31847R102 125 4,900 SH OTHER 4,900 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 141 16,600 SH OTHER 16,600 FIRST M & F CORP COM 320744105 47 3,300 SH OTHER 3,300 FIRST SOLAR INC COM 336433107 22 800 SH OTHER 800 FIRST SOLAR INC COM 336433107 135 5,000 SH PUT OTHER 5,000 FIRSTMERIT CORP COM 337915102 31 1,900 SH OTHER 1,900 FLIR SYS INC COM 302445101 260 10,000 SH PUT OTHER 10,000 FLUOR CORP COM 343412102 126 1,900 SH OTHER 1,900 FORD MOTOR CO COM PAR $0.01 345370860 21 1,600 SH OTHER 1,600 FORWARD AIR CORPORATION COM 349853101 117 3,150 SH OTHER 3,150 FOSTER WHEELER AG COM H27178104 78 3,423 SH OTHER 3,423 FRANCESCA'S HOLDINGS CORP COM 351793104 695 24,200 SH OTHER 24,200 FRANCO-NEVADA CORP COM 351858105 137 3,000 SH OTHER 3,000 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 33 1,000 SH OTHER 1,000 FURIEX PHARMACEUTICALS COM 36106P101 375 10,000 SH OTHER 10,000 FUSION-IO INC COM 36112J107 213 13,000 SH OTHER 13,000 G & K SERVICES INC CL A 361268105 173 3,800 SH OTHER 3,800 GAMESTOP CORP CL A 36467W109 137 4,900 SH OTHER 4,900 GAMESTOP CORP NEW CL A 36467W109 210 7,500 SH CALL OTHER 7,500 GARDNER DENVER INC COM 365558105 744 9,900 SH OTHER 9,900 GARMIN LTD SHS H2906T109 73 2,200 SH OTHER 2,200 GARMIN LTD SHS H2906T109 66 2,000 SH CALL OTHER 2,000 GENCORP INC COM 368682100 2,462 185,120 SH OTHER 185,120 GENERAC HOLDINGS INC COM 368736104 122 3,450 SH OTHER 3,450 GENERAL DYNAMICS CORP COM 369550108 99 1,400 SH OTHER 1,400 GENERAL ELECTRIC CO COM 369604103 30 1,300 SH OTHER 1,300 GENERAL GROWTH PROPERTIES INC COM 370023103 928 46,700 SH OTHER 46,700 GENERAL MOTORS CORP COM 37045V100 1,347 48,410 SH OTHER 48,410 GENWORTH FINANCIAL INC COM CL A 37247D106 105 10,534 SH OTHER 10,534 GEOSPACE TECHNOLOGIES CORP COM 37364X109 43 400 SH OTHER 400 GILEAD SCIENCES INC COM 375558103 1,860 38,014 SH OTHER 38,014 GLOBAL CASH ACCESS HOLDINGS COM 378967103 120 17,050 SH OTHER 17,050 GLOBAL PAYMENTS INC COM 37940X102 65 1,300 SH OTHER 1,300 GLOBE SPECIALTY METALS INC COM 37954N206 29 2,100 SH OTHER 2,100 GNC HOLDINGS INC COM CL A 36191G107 163 4,150 SH OTHER 4,150 GOLAR LNG LTD SHS G9456A100 939 25,395 SH OTHER 25,395 GOLDCORP INC COM 380956409 145 4,300 SH OTHER 4,300 GOLDMAN SACHS GROUP INC COM 38141G104 515 3,500 SH OTHER 3,500 GOODRICH PETROLEUM CORP COM NEW 382410405 78 5,000 SH OTHER 5,000 GOOGLE INC CL A 38259P508 1,296 1,632 SH OTHER 1,632 GRANITE REAL ESTATE UNIT INVESTMENT TRUST 99/99/9999 387437114 115 3,000 SH OTHER 3,000 GREAT LAKES DREDGE & DOCK CORP COM 390607109 79 11,786 SH OTHER 11,786 GREEN PLAINS RENEWABLE ENERG COM 393222104 247 21,557 SH OTHER 21,557 GREENBRIER COS INC COM 393657101 17 750 SH OTHER 750 GROUPON INC COM CL A 399473107 612 100,000 SH CALL OTHER 100,000 GROUPON INC COM CL A 399473107 306 50,000 SH PUT OTHER 50,000 GUESS ? INC COM 401617105 30 1,200 SH OTHER 1,200 GULFPORT ENERGY CORP COM NEW 402635304 3,491 76,175 SH OTHER 76,175 HALCON RESOURCES CORP COM NEW 40537Q209 1,486 190,712 SH OTHER 190,712 HALLIBURTON CO COM 406216101 847 20,972 SH OTHER 20,972 HALOZYME THERAPEUTICS INC COM 40637H109 687 119,241 SH OTHER 119,241 HANCOCK HOLDING CO COM 410120109 31 1,000 SH OTHER 1,000 HANESBRANDS INC COM 410345102 117 2,560 SH OTHER 2,560
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 54 1,717 SH OTHER 1,717 HARRIS CORP DEL COM 413875105 463 10,000 SH PUT OTHER 10,000 HARTE-HANKS INC COM 416196103 31 4,000 SH OTHER 4,000 HARTFORD FINANCIAL SERVICES GR COM 416515104 57 2,200 SH OTHER 2,200 HATTERAS FINANCIAL CORP COM 41902R103 134 5,300 SH OTHER 5,300 HAWAIIAN ELECTRIC INDUSTRIES I COM 419870100 1,496 54,000 SH OTHER 54,000 HCA INC COM 40412C101 41 1,000 SH OTHER 1,000 HEALTH CARE REIT INC COM 42217K106 516 7,600 SH OTHER 7,600 HEALTH MANAGEMENT ASSOCIATES I CL A 421933102 30 2,300 SH OTHER 2,300 HEARTLAND PAYMENT SYSTEMS INC COM 42235N108 130 3,950 SH OTHER 3,950 HELIX ENERGY SOLUTIONS GROUP I COM 42330P107 532 23,249 SH OTHER 23,249 HELMERICH & PAYNE INC COM 423452101 214 3,525 SH OTHER 3,525 HELMERICH & PAYNE INC COM 423452101 79 1,300 SH PUT OTHER 1,300 HERBALIFE LTD COM USD SHS G4412G101 506 13,500 SH OTHER 13,500 HERCULES OFFSHORE INC COM 427093109 30 4,000 SH OTHER 4,000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 198 8,879 SH OTHER 8,879 HESS CORP COM 42809H107 29 400 SH OTHER 400 HEWLETT-PACKARD CO COM 428236103 48 2,000 SH OTHER 2,000 HILL-ROM HOLDINGS INC COM 431475102 148 4,200 SH OTHER 4,200 HJ HEINZ CO COM 423074103 3,346 46,300 SH OTHER 46,300 HMS HOLDINGS CORP COM 40425J101 30 1,100 SH OTHER 1,100 HOLLYFRONTIER CORP COM 436106108 165 3,200 SH OTHER 3,200 HOME INNS & HOTELS MANAGEMENT SPON ADR 43713W107 104 3,500 SH OTHER 3,500 HOMESTREET INC COM 43785V102 22 1,000 SH OTHER 1,000 HONEYWELL INTERNATIONAL INC COM 438516106 105 1,400 SH OTHER 1,400 HOSPITALITY PROPERTIES TRUST COM SH BEN INT 44106M102 945 34,450 SH OTHER 34,450 HOST MARRIOTT CORP COM 44107P104 1,049 60,000 SH OTHER 60,000 HOT TOPIC INC COM 441339108 321 23,100 SH OTHER 23,100 HOVNANIAN ENTERPRISES INC CL A 442487203 230 39,900 SH OTHER 39,900 HUDSON CITY BANCORP INC COM 443683107 1,248 144,400 SH OTHER 144,400 IAC/INTERACTIVECORP COM PAR $.001 44919p508 69 1,540 SH OTHER 1,540 IBM COM 459200101 196 920 SH OTHER 920 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 537 500,000 SH OTHER 500,000 ILLUMINA INC COM 452327109 950 17,601 SH OTHER 17,601 IMPAX LABORATORIES INC COM 45256B101 309 20,000 SH OTHER 20,000 INCYTE CORP COM 45337C102 882 37,692 SH OTHER 37,692 INDIA FUND INC COM 454089103 53 2,500 SH OTHER 2,500 INFINERA CORP COM 45667G103 342 48,875 SH OTHER 48,875 INFINITY PHARMACEUTICALS INC COM 45665G303 3,419 70,548 SH OTHER 70,548 INFOBLOX INC COM 45672H104 434 20,000 SH OTHER 20,000 INSIGHT ENTERPRISES INC COM 45765U103 128 6,200 SH OTHER 6,200 INSPERITY INC COM 45778Q107 122 4,300 SH OTHER 4,300 INTEL CORP COM 458140100 191 8,750 SH OTHER 8,750 INTERMUNE INC COM 45884X103 900 99,476 SH OTHER 99,476 INTERNATIONAL BUSINESS MACHS COM 459200101 640 3,000 SH PUT OTHER 3,000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 386 23,400 SH OTHER 23,400 INTERNATIONAL PAPER CO COM 460146103 224 4,800 SH OTHER 4,800 INTEROIL CORP COM 460951106 6,146 80,746 SH OTHER 80,746 INTEROIL CORP COM 460951106 6,972 91,600 SH CALL OTHER 91,600 INTEROIL CORP COM 460951106 38 500 SH PUT OTHER 500 INTEVAC INC COM 461148108 96 20,400 SH OTHER 20,400 INTUITIVE SURGICAL INC COM NEW 46120E602 98 200 SH CALL OTHER 200 INVENSENSE INC COM 46123D205 43 4,000 SH CALL OTHER 4,000 INVESCO MORTGAGE CAPITAL COM 46131B100 377 17,250 SH OTHER 17,250 INVESCO MORTGAGE CAPITAL COM 46131B100 751 750,000 PR OTHER 750,000 INVESCO, LTD SHS G491BT108 32 1,100 SH OTHER 1,100 IPATH S&P 500 VIX S/T FU ETN IPATH S&P500 VIX 06740C188 492 24,300 SH OTHER 24,300 ISHARES COMEX GOLD TRUST ISHARES 464285105 155 10,000 SH OTHER 10,000 ISHARES FTSE CHINA 25 INDEX FTSE CHINA25 IDX 464287184 812 22,000 SH OTHER 22,000 ISHARES FTSE NAREIT MORTGAGE P MRTG PLS CAP IDX 464288539 78 5,000 SH OTHER 5,000 ISHARES IBOXX H/Y CORP BOND HIGH YLD CORP 464288513 472 5,000 SH OTHER 5,000
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ISHARES MSCI MEXICO INDEX FUND MSCI MEXICO CAP 464286822 403 5,400 SH OTHER 5,400 ISHARES MSCI SOUTH KOREA INDEX MSCI STH KOR CAP 464286772 95 1,600 SH OTHER 1,600 ISHARES S&P PREF STK INDX FN US PFD STK IDX 464288687 122 3,000 SH OTHER 3,000 ISHARES SILVER TRUST ISHARES 46428Q109 82 3,000 SH OTHER 3,000 ISHARES TR MSCI EAFE INDEX 464287465 3,621 61,400 SH PUT OTHER 61,400 ISHARES TR RUSSELL 2000 464287655 18,924 200,400 SH PUT OTHER 200,400 ISIS PHARMACEUTICALS INC COM 464330109 339 20,000 SH OTHER 20,000 ISLE OF CAPRI CASINOS INC COM 464592104 198 31,500 SH OTHER 31,500 ITT CORP COM NEW 450911201 79 2,762 SH OTHER 2,762 JAZZ PHARMACEUTICALS INC SHS USD G50871105 65 1,167 SH OTHER 1,167 JC PENNEY CO INC COM 708160106 231 15,262 SH OTHER 15,262 JETBLUE AIRWAYS CORP COM 477143101 92 13,400 SH OTHER 13,400 JOHNSON & JOHNSON COM 478160104 563 6,900 SH OTHER 6,900 JONES LANG LASALLE INC COM 48020Q107 656 6,600 SH OTHER 6,600 JPMORGAN CHASE & CO COM 46625H100 47 1,000 SH OTHER 1,000 K12 INC COM 48273U102 111 4,587 SH OTHER 4,587 KAISER ALUMINUM CORP COM PAR $0.01 483007704 55 850 SH OTHER 850 KB HOME COM 48666K109 44 2,000 SH OTHER 2,000 KENNAMETAL INC COM 489170100 27 700 SH OTHER 700 KERYX BIOPHARMACEUTICALS COM 492515101 881 125,000 SH OTHER 125,000 KILROY REALTY CORP COM 49427F108 744 14,200 SH OTHER 14,200 KIMBERLY-CLARK CORP COM 494368103 167 1,700 SH OTHER 1,700 KIMCO REALTY CORP COM 49446R109 90 4,000 SH OTHER 4,000 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 27 300 SH OTHER 300 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 276 3,143 SH OTHER 3,143 KINROSS GOLD CORP COM NO PAR 496902404 13 1,600 SH OTHER 1,600 KIRBY CORP COM 497266106 753 9,800 SH OTHER 9,800 KKR & CO LP COM UNITS 48248M102 424 21,950 SH OTHER 21,950 KKR FINANCIAL CORP COM 48248A306 89 8,000 SH OTHER 8,000 KNOLL INC COM NEW 498904200 36 2,000 SH OTHER 2,000 KODIAK OIL & GAS CORP COM 50015Q100 474 52,173 SH OTHER 52,173 KROGER CO/THE COM 501044101 136 4,100 SH OTHER 4,100 LABORATORY CORP OF AMERICA HOL COM NEW 50540R409 135 1,500 SH OTHER 1,500 LAS VEGAS SANDS CORP COM 517834107 1,443 25,600 SH OTHER 25,600 LASALLE HOTEL PROPERTIES COM SH BEN INT 517942108 830 32,700 SH OTHER 32,700 LAZARD LTD SHS A G54050102 195 5,700 SH OTHER 5,700 LA-Z-BOY INC COM 505336107 30 1,600 SH OTHER 1,600 LEAPFROG ENTERPRISES INC CL A 52186N106 202 23,540 SH OTHER 23,540 LENDER PROCESSING SERVICES COM 52602E102 77 3,043 SH OTHER 3,043 LENNAR CORP CL A 526057104 793 19,125 SH OTHER 19,125 LEUCADIA NATIONAL CORP COM 527288104 125 4,550 SH OTHER 4,550 LEXINGTON REALTY TRUST COM 529043101 94 8,000 SH OTHER 8,000 LIBERTY GLOBAL INC COM SER C 530555309 88 1,275 SH OTHER 1,275 LIBERTY MEDIA-INTERACTIVE A INT COM SER A 53071M104 120 5,605 SH OTHER 5,605 LIBERTY VENTURES LBT VENT COM A 53071M880 2,539 33,596 SH OTHER 33,596 LIFE TECHNOLOGIES CORP COM 53217V109 958 14,821 SH OTHER 14,821 LINN CO LLC COMSHS LTD INT 535782106 133 3,400 SH OTHER 3,400 LINN ENERGY LLC UNIT LTD LIAB 536020100 65 1,700 SH OTHER 1,700 LIONS GATE ENTERTAINMENT CORP COM NEW 535919203 19 800 SH OTHER 800 LIQUIDITY SERVICES INC COM 53635B107 1,640 55,000 SH OTHER 55,000 LIVEPERSON INC COM 538146101 30 2,200 SH OTHER 2,200 LOCKHEED MARTIN CORP COM 539830109 130 1,350 SH OTHER 1,350 LOGMEIN INC COM 54142L109 48 2,500 SH OTHER 2,500 LORILLARD INC COM 544147101 119 2,950 SH OTHER 2,950 LOWE'S COS INC COM 548661107 76 2,000 SH OTHER 2,000 LPATH INC COM NEW 548910306 5 1,000 SH OTHER 1,000 LUFKIN INDS INC COM 549764108 100 1,500 SH PUT OTHER 1,500 LUFKIN INDUSTRIES INC COM 549764108 469 7,059 SH OTHER 7,059 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 843 12,000 SH PUT OTHER 12,000 M&T BANK CORP COM 55261F104 144 1,400 SH OTHER 1,400 M/I HOMES INC COM 55305B101 68 2,800 SH OTHER 2,800
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ MACQUARIE INFRASTRUCTURE CO TR MEMBERSHIP INT 55608B105 127 2,350 SH OTHER 2,350 MACY'S INC COM 55616P104 121 2,900 SH OTHER 2,900 MADISON SQUARE GARDEN INC CL A 55826P100 75 1,300 SH OTHER 1,300 MAIDEN HOLDINGS LTD SHS G5753U112 254 23,953 SH OTHER 23,953 MAKO SURGICAL CORP COM 560879108 178 16,000 SH OTHER 16,000 MAKO SURGICAL CORP COM 560879108 178 16,000 SH PUT OTHER 16,000 MANITOWOC CO INC/THE COM 563571108 73 3,550 SH OTHER 3,550 MARATHON PETROLEUM CORP COM 56585A102 860 9,603 SH OTHER 9,603 MARKEL CORP COM 570535104 25 50 SH OTHER 50 MARKET VECTORS GOLD MINERS ETF GOLD MINER ETF 57060U100 174 4,600 SH OTHER 4,600 MARKET VECTORS JR GOLD MINER JR GOLD MINERS E 57060U589 4,227 252,500 SH OTHER 252,500 MARKET VECTORS RETAIL ETF RETAIL ETF 57060U225 78 1,600 SH OTHER 1,600 MARKET VECTORS RUSSIA ETF RUSSIA ETF 57060U506 56 2,000 SH OTHER 2,000 MARRIOTT INTERNATIONAL INC CL A 571903202 148 3,500 SH OTHER 3,500 MARSH & MCLENNAN COS INC COM 571748102 159 4,175 SH OTHER 4,175 MASCO CORP COM 574599106 2,978 147,060 SH OTHER 147,060 MASTERCARD INC CL A 57636Q104 287 530 SH OTHER 530 MATTEL INC COM 577081102 114 2,600 SH OTHER 2,600 MCDONALD'S CORP COM 580135101 226 2,270 SH OTHER 2,270 MCG CAPITAL CORPORATION COM 58047P107 478 100,000 SH SOLE 100,000 MCGRAW-HILL COS INC/THE COM 580645109 86 1,650 SH OTHER 1,650 MCKESSON CORP COM 58155Q103 32 300 SH OTHER 300 MCMORAN EXPLORATION CO NOTE 5.250%10/0 582411AM6 776 750,000 PR OTHER 750,000 MDC HOLDINGS INC COM 552676108 95 2,600 SH OTHER 2,600 MEAD JOHNSON NUTRITION CO COM 582839106 31 400 SH OTHER 400 MEADWESTVACO CORP COM 583334107 29 800 SH OTHER 800 MEDICAL ACTION IND INC COM 58449L100 24 4,000 SH OTHER 4,000 MEDICINES CO COM 584688105 27 800 SH OTHER 800 MEDIVATION INC COM 58501N101 946 20,229 SH OTHER 20,229 MEI PHARMA INC COM NEW 55279B202 17 2,000 SH OTHER 2,000 MELCO PBL ENTERTAINMENT MACAU ADR 585464100 283 12,100 SH OTHER 12,100 MEMC ELECTRONIC MATERIALS INC COM 552715104 35 8,000 SH OTHER 8,000 MERCK & CO INC COM 58933Y105 66 1,500 SH OTHER 1,500 MERITAGE HOMES CORP COM 59001A102 581 12,400 SH OTHER 12,400 METHANEX CORP COM 59151K108 49 1,200 SH OTHER 1,200 METROPCS COMMUNICATIONS INC COM 591708102 78 7,200 SH OTHER 7,200 MFA FINANCIAL INC COM 55272X102 3 100 SH OTHER 100 MGM RESORTS COM 552953101 460 35,000 SH OTHER 35,000 MICHAEL KORS HOLDINGS LTD SHS G60754101 284 5,000 SH OTHER 5,000 MICRON TECHNOLOGY INC COM 595112103 417 41,800 SH OTHER 41,800 MICROSOFT CORP COM 594918104 243 8,500 SH OTHER 8,500 MICROSOFT CORP COM 594918104 143 5,000 SH PUT OTHER 5,000 MINDRAY MEDICAL INTERNATIONAL SPON ADR 602675100 32 800 SH OTHER 800 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 13 4,000 SH OTHER 4,000 MOMENTA PHARMACEUTICALS INC COM 60877T100 670 50,232 SH OTHER 50,232 MONSANTO CO COM 61166W101 137 1,300 SH OTHER 1,300 MORGAN STANLEY COM NEW 617446448 611 27,800 SH OTHER 27,800 MOSAIC CO/THE COM 61945C103 119 2,000 SH OTHER 2,000 MULTIMEDIA GAMES INC COM 625453105 209 10,000 SH OTHER 10,000 MURPHY OIL CORP COM 626717102 305 4,788 SH OTHER 4,788 MYERS INDUSTRIES INC COM 628464109 118 8,450 SH OTHER 8,450 NATIONAL BANK GREECE SA ADR PRF SER A 633643507 31 4,100 SH OTHER 4,100 NATIONAL FINANCIAL PARTNERS CO COM 63607P208 563 25,100 SH OTHER 25,100 NATURAL RESOURCE PARTNERS LP COM UNIT L P 63900P103 51 2,160 SH OTHER 2,160 NAUTILUS INC COM 63910B102 29 4,000 SH OTHER 4,000 NAVIGANT CONSULTING INC COM 63935N107 140 10,650 SH OTHER 10,650 NCR CORP COM 62886E108 121 4,400 SH OTHER 4,400 NEKTAR THERAPEUTICS COM 640268108 993 90,235 SH OTHER 90,235 NETEASE.COM SPONSORED ADR 64110W102 44 800 SH OTHER 800 NETFLIX INC COM 64110L106 946 5,000 SH OTHER 5,000 NETQIN MOBILE INC ADR REPSTG CL A 64118U108 1,130 125,414 SH OTHER 125,414
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ NETSPEND HOLDINGS INC COM 64118V106 350 22,000 SH OTHER 22,000 NEW MOUNTAIN FINANCE CORP COM 647551100 585 40,000 SH OTHER 40,000 NEW ORIENTAL EDUCATION & TECHN SPON ADR 647581107 65 3,600 SH OTHER 3,600 NEW YORK TIMES CO CL A 650111107 20 2,000 SH OTHER 2,000 NEWCASTLE INVESTMENT CORP COM 65105M108 658 58,900 SH OTHER 58,900 NEWFIELD EXPLORATION CO COM 651290108 49 2,200 SH OTHER 2,200 NEWMONT MINING CORP COM 651639106 147 3,500 SH OTHER 3,500 NEXTERA ENERGY INC COM 65339F101 621 8,000 SH OTHER 8,000 NIELSEN HOLDINGS NV COM N63218106 1,831 51,103 SH OTHER 51,103 NIKE INC CL B 654106103 644 10,920 SH OTHER 10,920 NISOURCE INC COM 65473P105 939 32,000 SH OTHER 32,000 NOBLE CORP NAMEN -AKT H5833N103 839 22,000 SH OTHER 22,000 NOBLE ENERGY INC COM 655044105 58 500 SH OTHER 500 NOKIA CORP SPONSORED ADR 654902204 230 70,000 SH PUT OTHER 70,000 NORDION INC COM 65563C105 101 15,320 SH OTHER 15,320 NORTHEAST UTILITIES COM 664397106 1,825 42,000 SH OTHER 42,000 NORTHERN OIL AND GAS INC COM 665531109 30 2,100 SH OTHER 2,100 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 290 9,700 SH OTHER 9,700 NORTHROP GRUMMAN CORP COM 666807102 214 3,050 SH OTHER 3,050 NORTHSTAR REALTY FIN COM 66704R100 1,584 132,825 SH OTHER 132,825 NORTHSTAR REALTY FIN COM 66704R100 1,560 1,500,000 PR OTHER 1,500,000 NORTHWESTERN CORP COM NEW 668074305 1,814 45,500 SH OTHER 45,500 NOVAGOLD RESOURCES INC NOTE 5.500%5/0 66987EAA5 805 800,000 PR OTHER 800,000 NOVO NORDISK A/S ADR 670100205 504 3,100 SH OTHER 3,100 NPS PHARMACEUTICALS INC COM 62936P103 459 45,000 SH OTHER 45,000 NU SKIN ENTERPRISES INC CL A 67018T105 53 1,200 SH OTHER 1,200 NUCOR CORP COM 670346105 2,732 59,188 SH OTHER 59,188 NUVASIVE INC COM 670704105 17 800 SH OTHER 800 NV ENERGY INC COM 67073Y106 90 4,500 SH OTHER 4,500 NVIDIA CORP COM 67066G104 559 43,586 SH OTHER 43,586 NVIDIA CORP COM 67066G104 321 25,000 SH PUT OTHER 25,000 NXP SEMICONDUCTORS NV COM N6596X109 63 2,075 SH OTHER 2,075 NYSE GROUP INC COM 629491101 2,767 71,600 SH OTHER 71,600 OASIS PETROLEUM INC COM 674215108 528 13,876 SH OTHER 13,876 OBAGI MEDICAL PRODUCTS INC COM 67423R108 361 18,300 SH OTHER 18,300 OCCIDENTAL PETE CORP DEL COM 674599105 71 900 SH CALL OTHER 900 OCEANEERING INTERNATIONAL INC COM 675232102 332 5,000 SH OTHER 5,000 OCEANEERING INTL INC COM 675232102 664 10,000 SH PUT OTHER 10,000 OCH-ZIFF CAPITAL MANAGEMENT GR CL A 67551U105 60 6,400 SH OTHER 6,400 OCWEN FINL CORP COM NEW 675746309 1,601 42,209 SH OTHER 42,209 OCWEN FINL CORP COM NEW 675746309 1,904 50,200 SH CALL OTHER 50,200 OFFICEMAX INC COM 67622P101 59 5,069 SH OTHER 5,069 OIL STATES INTERNATIONAL INC COM 678026105 793 9,721 SH OTHER 9,721 OMNICARE INC COM 681904108 138 3,400 SH OTHER 3,400 ON SEMICONDUCTOR CORP COM 682189105 311 37,630 SH OTHER 37,630 ONYX PHARMACEUTICALS INC COM 683399109 952 10,716 SH OTHER 10,716 OPTIMER PHARMACEUTICALS INC COM 68401H104 690 58,000 SH OTHER 58,000 ORACLE CORP COM 68389X105 29 900 SH OTHER 900 ORBITZ WORLDWIDE INC COM 68557K109 163 28,500 SH OTHER 28,500 OWENS CORNING INC COM 690742101 3,026 76,753 SH OTHER 76,753 PACIFIC DRILLING SA REG SHS L7257P106 2 210 SH OTHER 210 PACIFIC ETHANOL INC COM NEW 69423U206 10 30,000 SH OTHER 30,000 PACWEST BANCORP COM 695263103 122 4,200 SH OTHER 4,200 PALO ALTO NETWORKS INC COM 697435105 113 2,000 SH OTHER 2,000 PALOMAR MEDICAL TECHNOLOGIES I COM NEW 697529303 54 4,000 SH OTHER 4,000 PAREXEL INTERNATIONAL CORP COM 699462107 20 500 SH OTHER 500 PARKER HANNIFIN CORP COM 701094104 27 300 SH OTHER 300 PARKERVISION INC COM 701354102 98 26,981 SH OTHER 26,981 PEABODY ENERGY CORP COM 704549104 135 6,400 SH OTHER 6,400 PENNANTPARK FLOATING RATE CA COM 70806A106 289 20,668 SH OTHER 20,668 PENNANTPARK INVESTMENT CORP COM 708062104 586 51,871 SH OTHER 51,871
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ PENSKE AUTO GROUP INC COM 70959W103 130 3,900 SH OTHER 3,900 PEPSICO INC COM 713448108 63 800 SH OTHER 800 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 1,144 83,044 SH OTHER 83,044 PETSMART INC COM 716768106 121 1,950 SH OTHER 1,950 PFIZER INC COM 717081103 462 16,000 SH OTHER 16,000 PHARMACYCLICS INC COM 716933106 2,787 34,662 SH OTHER 34,662 PHILLIPS 66 COM 718546104 1,061 15,159 SH OTHER 15,159 PIER 1 IMPORTS INC COM 720279108 30 1,300 SH OTHER 1,300 PIMCO DYNAMIC INCOME FUND SHS 72201Y101 249 8,000 SH OTHER 8,000 PINNACLE WEST CAPITAL CORP COM 723484101 29 500 SH OTHER 500 PIONEER NATURAL RESOURCES CO COM 723787107 50 400 SH OTHER 400 PIONEER SOUTHWEST ENERGY PAR UNIT LP INT 72388B106 26 1,075 SH OTHER 1,075 PIPER JAFFRAY COS COM 724078100 27 800 SH OTHER 800 PLAINS ALL AMERICAN PIPELINE L UNIT LTD PARTN 726503105 28 500 SH OTHER 500 PLAINS EXPLORATION & PRODUCTIO COM 726505100 2,435 51,300 SH OTHER 51,300 PLATINUM UNDERWRITERS HOLDINGS COM G7127P100 22 400 SH OTHER 400 PNC FINANCIAL SERVICES COM 693475105 105 2,500 SH OTHER 2,500 POPULAR INC COM NEW 733174700 92 3,346 SH OTHER 3,346 PORTLAND GENERAL ELECTRIC CO COM NEW 736508847 30 1,000 SH OTHER 1,000 POST PROPERTIES INC COM 737464107 28 600 SH OTHER 600 POTASH CORP OF SASKATCHEWAN COM 73755L107 75 1,900 SH OTHER 1,900 POWER ONE INC NEW COM 73930R102 21 5,000 SH CALL OTHER 5,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13,711 198,800 SH PUT OTHER 198,800 POWERSHARES S&P 500 LOW VOLA S&P500 LOW VOL 73937B779 62 2,000 SH OTHER 2,000 PPG INDUSTRIES INC COM 693506107 27 200 SH OTHER 200 PPL CORP COM 69351T106 783 25,000 SH OTHER 25,000 PRECISION CASTPARTS CORP COM 740189105 38 200 SH OTHER 200 PRESTIGE BRANDS HOLDINGS INC COM 74112D101 21 800 SH OTHER 800 PRICELINE.COM INC COM NEW 741503403 375 545 SH OTHER 545 PRIMERO MINING CORP (CAD) COM 74164W106 173 26,000 SH OTHER 26,000 PROCERA NETWORKS INC COM NEW 74269U203 1,631 137,145 SH OTHER 137,145 PROGRESS SOFTWARE CORP COM 743312100 30 1,300 SH OTHER 1,300 PROSHARES SHORT RUSSELL2000 PSHS SHTRUSS2000 74347R826 434 20,200 SH OTHER 20,200 PROSHARES TR PSHS ULTSH 20YRS 74347B201 197 3,000 SH CALL OTHER 3,000 PROSHARES TR II ULT VIX S/T ETF 74347W411 62 8,000 SH CALL OTHER 8,000 PROSPECT CAPITAL CORP COM 74348T102 141 12,900 SH OTHER 12,900 PRUDENTIAL FINANCIAL INC COM 744320102 171 2,900 SH OTHER 2,900 PUBLIC SERVICE ENTERPRISE GROU COM 744573106 31 900 SH OTHER 900 PUBLIC STORAGE INC COM 74460D109 152 1,000 SH OTHER 1,000 PULTE GROUP INC COM 745867101 805 39,750 SH OTHER 39,750 PVF CAPITAL CORP COM 693654105 6 1,600 SH OTHER 1,600 PVH CORP COM 693656100 32 300 SH OTHER 300 QEP RESOURCES INC COM 74733V100 987 31,011 SH OTHER 31,011 QIAGEN NV REG SHS N72482107 1,123 53,607 SH OTHER 53,607 QLT INC COM 746927102 239 27,000 SH OTHER 27,000 QUALCOMM INC COM 747525103 1,161 17,346 SH OTHER 17,346 QUALITY DISTRIBUTION INC COM 74756M102 498 59,256 SH OTHER 59,256 QUANTA SERVICES INC COM 74762E102 119 4,150 SH OTHER 4,150 QUESTAR CORP COM 748356102 32 1,300 SH OTHER 1,300 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 32 1,000 SH PUT OTHER 1,000 RACKSPACE HOSTING INC COM 750086100 63 1,250 SH OTHER 1,250 RAIT FINANCIAL TRUST COM NEW 749227609 369 15,000 SH OTHER 15,000 RALPH LAUREN CORP CL A 751212101 34 200 SH OTHER 200 RANGE RESOURCES CORP COM 75281A109 56 690 SH OTHER 690 REALNETWORKS INC COM NEW 75605L708 105 13,575 SH OTHER 13,575 REALTY INCOME CORP COM 756109104 124 4,645 SH OTHER 4,645 RED HAT INC COM 756577102 285 5,645 SH OTHER 5,645 RED ROBIN GOURMET BURGERS INC COM 75689M101 36 800 SH OTHER 800 REDWOOD TRUST INC COM 758075402 63 2,700 SH OTHER 2,700 REED ELSEVIER NV SPONS ADR NEW 758204200 696 40,639 SH OTHER 40,639 REGAL ENTERTAINMENT GROUP-A CL A 758766109 78 4,700 SH OTHER 4,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ REGENCY CENTERS CORP COM 758849103 32 600 SH OTHER 600 REGENERON PHARMACEUTICALS INC COM 75886F107 932 5,284 SH OTHER 5,284 REGIONS FINANCIAL CORP COM 7591EP100 110 4,300 SH OTHER 4,300 REINSURANCE GROUP OF AMERICA I COM NEW 759351604 24 400 SH OTHER 400 RENTECH NITROGEN PARTNERS LP COM UNIT 760113100 23 650 SH OTHER 650 REPUBLIC SERVICES INC COM 760759100 59 1,800 SH OTHER 1,800 RESEARCH IN MOTION LTD COM 760975102 475 32,855 SH OTHER 32,855 RESOURCE CAPITAL CORP COM 76120W302 617 50,500 SH OTHER 50,500 REX ENERGY CORP COM 761565100 455 27,621 SH OTHER 27,621 REYNOLDS AMERICAN INC COM 761713106 24 550 SH OTHER 550 RICHARDSON ELECTRONICS LTD/UNI COM 763165107 114 9,604 SH OTHER 9,604 RITE AID CORP COM 767754104 30 16,000 SH OTHER 16,000 ROADRUNNER TRANSPORTATION SY COM 76973Q105 117 5,100 SH OTHER 5,100 ROBERT HALF INTERNATIONAL INC COM 770323103 128 3,400 SH OTHER 3,400 ROCK-TENN CO CL A 772739207 133 1,429 SH OTHER 1,429 ROCKWELL AUTOMATION INC COM 773903109 26 300 SH OTHER 300 ROCKWOOD HOLDINGS INC COM 774415103 622 9,500 SH OTHER 9,500 ROMA FINANCIAL CORP COM 77581P109 90 5,600 SH OTHER 5,600 ROSETTA RESOURCES INC COM 777779307 29 600 SH OTHER 600 ROWAN COS INC SHS CL A G7665A101 661 18,697 SH OTHER 18,697 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 84 10,000 SH CALL OTHER 10,000 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 346 16,100 SH OTHER 16,100 ROYAL BK SCOTLND GRP PLC ADR PREF SER N 780097770 22 1,000 SH OTHER 1,000 ROYAL BK SCOTLND GRP PLC SP ADR PREF M 780097796 22 1,000 SH OTHER 1,000 ROYAL BK SCOTLND GRP PLC SP ADR PREF S 780097739 12 500 SH OTHER 500 ROYAL BK SCOTLND GRP PLC ADR PREF SHS Q 780097754 47 2,000 SH OTHER 2,000 ROYAL BK SCOTLND GRP PLC SP ADR PREF T 780097713 224 9,200 SH OTHER 9,200 ROYAL BK SCOTLND GRP PLC 6.125% ADR PREF SHS R 780097747 11 500 SH OTHER 500 ROYAL GOLD INC COM 780287108 273 3,840 SH OTHER 3,840 RPC INC COM 749660106 629 41,432 SH OTHER 41,432 RPC INC COM 749660106 213 14,000 SH PUT OTHER 14,000 RPX CORP COM 74972G103 28 2,000 SH OTHER 2,000 SABRA HEALTHCARE REIT COM 78573L106 190 7,500 SH OTHER 7,500 SAFEWAY INC COM NEW 786514208 138 5,250 SH OTHER 5,250 SALESFORCE COM INC COM 79466L302 358 2,000 SH PUT OTHER 2,000 SALESFORCE.COM INC COM 79466L302 358 2,000 SH OTHER 2,000 SALIX PHARMACEUTICALS LTD COM 795435106 924 18,062 SH OTHER 18,062 SANCHEZ ENERGY CORP COM 79970Y105 1,551 30,100 SH OTHER 30,100 SANDISK CORP COM 80004C101 220 4,000 SH CALL OTHER 4,000 SANDSTORM GOLD LTD COM 80013R206 321 34,000 SH OTHER 34,000 SANOFI RIGHT 12/31/2020 80105N113 74 41,200 SH OTHER 41,200 SARATOGA RESOURCES INC/TEXAS COM 803521103 41 15,330 SH OTHER 15,330 SAREPTA THERAPEUTICS INC COM 803607100 1,109 30,000 SH OTHER 30,000 SAUER-DANFOSS INC COM 804137107 234 4,000 SH OTHER 4,000 SBA COMMUNICATIONS CORP COM 78388J106 29 400 SH OTHER 400 SCHLUMBERGER LTD COM 806857108 120 1,600 SH OTHER 1,600 SCHNITZER STEEL INDUSTRIES INC CL A 806882106 112 4,200 SH OTHER 4,200 SCORPIO TANKERS INC SHS Y7542C106 1,115 125,000 SH OTHER 125,000 SEADRILL LTD SHS G7945E105 353 9,750 SH OTHER 9,750 SEAGATE TECHNOLOGY SHS G7945M107 246 6,718 SH OTHER 6,718 SEARS HOLDINGS CORP COM 812350106 204 4,092 SH OTHER 4,092 SEATTLE GENETICS INC COM 812578102 1,007 28,356 SH OTHER 28,356 SEI INVESTMENTS CO COM 784117103 29 1,000 SH OTHER 1,000 SELECT MEDICAL HOLDINGS CORP COM 81619Q105 114 12,650 SH OTHER 12,650 SELECTIVE INSURANCE GROUP COM 816300107 24 1,000 SH OTHER 1,000 SEMPRA ENERGY COM 816851109 1,039 13,000 SH OTHER 13,000 SEQUENOM INC COM NEW 817337405 374 90,120 SH OTHER 90,120 SERVICE CORP INTERNATIONAL/US COM 817565104 30 1,800 SH OTHER 1,800 SHERWIN-WILLIAMS CO/THE COM 824348106 355 2,100 SH OTHER 2,100 SIERRA WIRELESS COM 826516106 11 1,000 SH OTHER 1,000 SILICON LABORATORIES INC COM 826919102 194 4,700 SH OTHER 4,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ SILVER BAY REALTY TRUST CORP COM 82735Q102 5 218 SH OTHER 218 SIMON PROPERTY GROUP INC COM 828806109 63 400 SH OTHER 400 SINCLAIR BROADCAST GROUP INC CL A 829226109 41 2,000 SH OTHER 2,000 SKILLED HEALTHCARE GROU CL A 83066R107 92 14,000 SH OTHER 14,000 SKYWORKS SOLUTIONS INC COM 83088M102 4,406 200,025 SH OTHER 200,025 SL GREEN REALTY CORP COM 78440X101 784 9,100 SH OTHER 9,100 SLM CORP COM 78442P106 50 1,000 SH OTHER 1,000 SMITH & WESSON HOLDING CORP COM 831756101 117 13,000 SH OTHER 13,000 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 496 10,000 SH OTHER 10,000 SOLARWINDS INC COM 83416B109 148 2,500 SH OTHER 2,500 SOMERSET HILLS BANCORP COM 834728107 147 12,600 SH OTHER 12,600 SONIC AUTOMOTIVE INC CL A 83545G102 145 6,550 SH OTHER 6,550 SOUFUN HOLDINGS LTD ADR 836034108 28 1,050 SH OTHER 1,050 SOUTHWEST GAS CORP COM 844895102 380 8,000 SH OTHER 8,000 SOUTHWESTERN ENERGY CO COM 845467109 119 3,200 SH OTHER 3,200 SPDR EURO STOXX 50 ETF EURO STOXX 50 78463X202 17 500 SH OTHER 500 SPDR GOLD TRUST GOLD SHS 78463V107 201 1,300 SH OTHER 1,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 783 5,000 SH CALL OTHER 5,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 110,405 704,700 SH PUT OTHER 704,700 SPDR S&P 500 ETF TR TR UNIT 78462F103 94 600 SH OTHER 600 SPDR SERIES TRUST S&P METALS MNG 78464A755 141 3,500 SH PUT OTHER 3,500 SPECTRA ENERGY CORP COM 847560109 1,922 62,500 SH OTHER 62,500 SPIRIT AEROSYSTEMS HOLD COM CL A 848574109 38 2,000 SH OTHER 2,000 SPLUNK INC COM 848637104 80 2,000 SH OTHER 2,000 SPRINT NEXTEL CORP COM SER 1 852061100 179 28,840 SH OTHER 28,840 SPROTT RESOURCE CORP COM 85207J100 177 39,600 SH OTHER 39,600 STANDARD-PACIFIC CORP COM 85375C101 649 75,150 SH OTHER 75,150 STANLEY FURNITURE CO INC COM NEW 854305208 299 67,253 SH OTHER 67,253 STAPLES INC COM 855030102 118 8,800 SH OTHER 8,800 STARBUCKS CORP COM 855244109 962 16,900 SH OTHER 16,900 STARTEK INC COM 85569C107 23 4,000 SH OTHER 4,000 STARWOOD PROPERTY TRUST INC NOTE 4.550% 3/0 85571BAA3 1,099 1,000,000 PR OTHER 1,000,000 STARWOOD PROPERTY TRUST INC COM 85571B105 316 11,400 SH OTHER 11,400 STARZ LIBRTY CAP COM A 85571Q102 82 3,700 SH CALL OTHER 3,700 STARZ LIBRTY CAP COM A 85571Q102 1,637 73,899 SH OTHER 73,899 STATE AUTO FINANCIAL CORP COM 855707105 35 2,000 SH OTHER 2,000 STATOIL ASA SPONSORED ADR 85771P102 468 19,028 SH OTHER 19,028 STEEL DYNAMICS INC COM 858119100 64 4,000 SH OTHER 4,000 STERICYCLE INC COM 858912108 159 1,500 SH OTHER 1,500 STONE ENERGY CORP COM 861642106 17 800 SH OTHER 800 STONERIDGE INC COM 86183P102 31 4,000 SH OTHER 4,000 STRYKER CORP COM 863667101 320 4,900 SH OTHER 4,900 STURM RUGER & CO INC COM 864159108 129 2,550 SH OTHER 2,550 SUN HYDRAULICS CORP COM 866942105 156 4,800 SH OTHER 4,800 SUNTRUST BANKS INC COM 867914103 29 1,000 SH OTHER 1,000 SUPER MICRO COMPUTER INC COM 86800U104 36 3,200 SH OTHER 3,200 SUSSER HOLDINGS CORP COM 869233106 664 12,988 SH OTHER 12,988 SWIFT ENERGY CO COM 870738101 30 2,000 SH OTHER 2,000 SWIFT TRANSPORTATION CO INC CL A 87074U101 149 10,500 SH OTHER 10,500 SYKES ENTERPRISES INC COM 871237103 137 8,600 SH OTHER 8,600 SYMANTEC CORP COM 871503108 323 13,100 SH OTHER 13,100 SYNAGEVA BIOPHARMA CORP COM 87159A103 824 15,000 SH OTHER 15,000 SYNAPTICS INC COM 87157D109 26 650 SH OTHER 650 T ROWE PRICE GROUP INC COM 74144T108 67 900 SH OTHER 900 TALISMAN ENERGY INC COM 87425E103 675 55,089 SH OTHER 55,089 TARGACEPT INC COM 87611R306 139 32,500 SH OTHER 32,500 TARGET CORP COM 87612E106 96 1,400 SH OTHER 1,400 TAUBMAN CENTERS INC COM 876664103 505 6,500 SH OTHER 6,500 TEAM HEALTH HOLDINGS INC COM 87817A107 120 3,300 SH OTHER 3,300 TECK COMINCO LTD CL B 878742204 2,026 71,960 SH OTHER 71,960 TECO ENERGY INC COM 872375100 30 1,700 SH OTHER 1,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ TELENAV INC COM 879455103 45 7,000 SH OTHER 7,000 TEMPUR-PEDIC INTERNATIONAL INC COM 88023U101 362 7,300 SH OTHER 7,300 TERADATA CORP COM 88076W103 59 1,000 SH OTHER 1,000 TESCO CORP COM 88157K101 124 9,250 SH OTHER 9,250 TESLA MOTORS INC COM 88160R101 568 15,000 SH OTHER 15,000 TESORO CORP COM 881609101 66 1,125 SH OTHER 1,125 TESSERA TECHNOLOGIES INC COM 88164L100 1,724 91,954 SH OTHER 91,954 TESSERA TECHNOLOGIES INC COM 88164L100 568 30,300 SH CALL OTHER 30,300 TEXAS ROADHOUSE INC COM 882681109 123 6,100 SH OTHER 6,100 THERMO FISHER SCIENTIFIC INC COM 883556102 31 400 SH OTHER 400 THL CREDIT INC COM 872438106 914 61,000 SH OTHER 61,000 THOR INDUSTRIES INC COM 885160101 120 3,250 SH OTHER 3,250 THRESHOLD PHARMACEUTICALS COM NEW 885807206 284 61,621 SH OTHER 61,621 TIME WARNER CABLE INC COM NEW 887317303 29 300 SH OTHER 300 TITAN INTERNATIONAL INC COM 88830M102 36 1,730 SH OTHER 1,730 TIVO INC COM 888706108 105 8,500 SH OTHER 8,500 TJX COS INC COM 872540109 745 15,940 SH OTHER 15,940 TRAVELERS COS INC/THE COM 89417E109 105 1,250 SH OTHER 1,250 TRIMBLE NAVIGATION LTD COM 896239100 60 2,000 SH OTHER 2,000 TRINA SOLAR LTD SPON ADR 89628E104 7 2,000 SH OTHER 2,000 TRINITY BIOTECH PLC-SPON ADR SPON ADR NEW 896438306 478 28,314 SH OTHER 28,314 TRIUS THERAPEUTICS INC COM 89685K100 48 7,000 SH OTHER 7,000 TRONOX INC/NEW SHS CL A Q9235V101 231 11,641 SH OTHER 11,641 TRS-NATIONAL WESTMINSTER SPON ADR C 638539882 2 100,000 SH OTHER 100,000 TRS-ROYAL BANK OF SCOTLAND GROUP PSPON ADR F 780097804 0 15,000 SH OTHER 15,000 TRUE RELIGION APPAREL INC COM 89784N104 521 19,972 SH OTHER 19,972 TRULIA INC COM 897888103 625 19,932 SH OTHER 19,932 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 168 3,048 SH OTHER 3,048 TUMI HOLDINGS INC COM 89969Q104 314 15,000 SH OTHER 15,000 TURQUOISE HILL RESOURCES LTD COM 900435108 48 7,500 SH OTHER 7,500 TUTOR PERINI CORP COM 901109108 45 2,318 SH OTHER 2,318 TWO HARBORS INVESTMENT CORP COM 90187B101 56 4,450 SH OTHER 4,450 TYSON FOODS INC CL A 902494103 134 5,400 SH OTHER 5,400 UDR INC COM 902653104 1,032 1,000,000 PR OTHER 1,000,000 UGI CORP COM 902681105 921 24,000 SH OTHER 24,000 ULTRASHORT FINANCIALS PROSHARE ULTRASHOR T YEN N 74347W569 11 400 SH OTHER 400 UNI PIXEL INC COM NEW 904572203 15 500 SH CALL OTHER 500 UNILEVER NV SPON ADR NEW 904767704 258 6,300 SH OTHER 6,300 UNI-PIXEL INC COM NEW 904572203 31 1,000 SH OTHER 1,000 UNISYS CORP COM NEW 909214306 118 5,200 SH OTHER 5,200 UNITED CONTINENTAL HOLDINGS INC COM 910047109 554 17,300 SH OTHER 17,300 UNITED RENTALS INC COM 911363109 587 10,675 SH OTHER 10,675 UNITED THERAPEUTICS CORP COM 91307C102 922 15,153 SH OTHER 15,153 UNITEDHEALTH GROUP INC COM 91324P102 342 5,970 SH OTHER 5,970 UNIVERSAL DISPLAY CORP COM 91347P105 111 3,775 SH OTHER 3,775 US AIRWAYS GROUP INC/NEW COM 90341W108 423 24,900 SH OTHER 24,900 USANA HEALTH SCIENCES INC COM 90328M107 109 2,247 SH OTHER 2,247 USG CORP COM NEW 903293405 119 4,500 SH OTHER 4,500 UTILITIES SELECT SECTOR SPDR ETF SBI INT-UTILS 81369Y886 156 4,000 SH OTHER 4,000 VALASSIS COMMUNICATIONS INC COM 918866104 130 4,350 SH OTHER 4,350 VALE S.A. ADR 91912E105 97 5,637 SH OTHER 5,637 VALERO ENERGY CORP NEW COM 91913Y100 1,004 22,070 SH OTHER 22,070 VALERO ENERGY CORP NEW COM 91913Y100 273 6,000 SH CALL OTHER 6,000 VALLEY NATIONAL BANCORP COM 919794107 30 2,900 SH OTHER 2,900 VALMONT INDUSTRIES INC COM 920253101 118 750 SH OTHER 750 VANTAGE DRILLING CO ORD SHS G93205113 1,445 825,704 SH OTHER 825,704 VANTIV INC - CL A CL A 92210H105 24 1,000 SH OTHER 1,000 VECTOR GROUP LTD CALL 92240M108 216 200,000 PR OTHER 200,000 VERINT SYSTEMS INC COM 92343X100 2,190 59,917 SH OTHER 59,917 VERTEX PHARMACEUTICALS INC COM 92532F100 981 17,846 SH OTHER 17,846
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Title of Notional Shares SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x1000) /Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ VIASAT INC COM 92552V100 39 800 SH OTHER 800 VIRGIN MEDIA INC COM 92769L101 2,693 55,000 SH OTHER 55,000 VIRGINIA COMMERCE BANCORP COM 92778Q109 25 1,800 SH OTHER 1,800 VIRNETX HLDG CORP COM 92823T108 2,858 149,100 SH CALL OTHER 149,100 VIRNETX HLDG CORP COM 92823T108 1,202 62,705 SH OTHER 62,705 VIROPHARMA INC COM 928241108 676 26,879 SH OTHER 26,879 VISTAPRINT LTD SHS N93540107 39 1,000 SH OTHER 1,000 VISTEON CORP COM NEW 92839U206 147 2,550 SH OTHER 2,550 VIVUS INC COM 928551100 549 49,928 SH OTHER 49,928 VIVUS INC COM 928551100 1,054 95,800 SH CALL OTHER 95,800 VMWARE INC CL A COM 928563402 442 5,600 SH OTHER 5,600 VMWARE INC CL A COM 928563402 292 3,700 SH CALL OTHER 3,700 VMWARE INC CL A COM 928563402 394 5,000 SH PUT OTHER 5,000 VODAFONE GROUP PLC SPONS ADR NEW 92857W209 559 19,698 SH OTHER 19,698 WABASH NATIONAL CORP COM 929566107 741 72,950 SH OTHER 72,950 WALKER & DUNLOP INC COM 93148P102 637 35,463 SH OTHER 35,463 WALT DISNEY CO COM DISNEY 254687106 119 2,100 SH OTHER 2,100 WALTER ENERGY INC COM 93317Q105 200 7,000 SH OTHER 7,000 WARRANT REPROS THERAPEUTICS *W EXP INC SERIES B 02/08/201 76028H126 668 49,000 SH OTHER 49,000 WASTE CONNECTIONS INC COM 941053100 90 2,500 SH OTHER 2,500 WATERS CORP COM 941848103 316 3,370 SH OTHER 3,370 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 194 16,000 SH CALL OTHER 16,000 WEATHERFORD INTERNATIONAL LTD REG SHS H27013103 191 15,772 SH OTHER 15,772 WEB.COM GROUP INC COM 94733A104 154 9,000 SH OTHER 9,000 WEBMD HEALTH CORP-CLASS A COM 94770V102 71 2,914 SH OTHER 2,914 WEBSTER FINANCIAL CORP COM 947890109 32 1,300 SH OTHER 1,300 WELLCARE HEALTH PLANS INC COM 94946T106 58 1,000 SH OTHER 1,000 WEST COAST BANCORP/OR COM NEW 952145209 500 20,600 SH OTHER 20,600 WESTERN DIGITAL CORP COM 958102105 622 12,376 SH OTHER 12,376 WESTERN REFINING INC COM 959319104 177 5,000 SH OTHER 5,000 WESTPORT INNOVATIONS INC COM NEW 960908309 35 1,200 SH OTHER 1,200 WESTPORT INNOVATIONS INC COM NEW 960908309 30 1,000 SH CALL OTHER 1,000 WEYERHAEUSER CO COM 962166104 116 3,700 SH OTHER 3,700 WHITING PETROLEUM CORP COM 966387102 31 600 SH OTHER 600 WHOLE FOODS MARKET INC COM 966837106 104 1,200 SH OTHER 1,200 WHOLE FOODS MKT INC COM 966837106 52 600 SH CALL OTHER 600 WI-LAN INC COM 928972108 25 6,204 SH OTHER 6,204 WINDSTREAM CORP COM 97381W104 106 13,370 SH OTHER 13,370 WINNEBAGO INDUSTRIES COM 974637100 17 800 SH OTHER 800 WISDOMTREE JAPAN HEDGED EQ JAPN HEDGE EQT 97717W851 453 10,500 SH OTHER 10,500 WMS INDS INC COM 929297109 1,167 46,300 SH CALL OTHER 46,300 WMS INDUSTRIES INC COM 929297109 764 30,300 SH OTHER 30,300 WORLD ACCEP CORP DEL COM 981419104 69 800 SH PUT OTHER 800 WPX ENERGY INC COM 98212B103 541 33,800 SH OTHER 33,800 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 505 29,420 SH OTHER 29,420 WYNN RESORTS LTD COM 983134107 88 700 SH OTHER 700 XEROX CORP COM 984121103 239 27,750 SH OTHER 27,750 XL GROUP PLC SHS G98290102 24 800 SH OTHER 800 XO GROUP INC COM 983772104 121 12,087 SH OTHER 12,087 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 16 4,000 SH OTHER 4,000 YAHOO! INC COM 984332106 325 13,799 SH OTHER 13,799 YANDEX NV-A SHS CLASS A N97284108 77 3,337 SH OTHER 3,337 YONGYE INTERNATIONAL INC COM 98607B106 53 10,000 SH OTHER 10,000 ZUMIEZ INC COM 989817101 113 4,950 SH OTHER 4,950 ZYNGA INC CL A 98986T108 346 102,900 SH OTHER 102,900