0001171520-11-000797.txt : 20111102 0001171520-11-000797.hdr.sgml : 20111102 20111102142237 ACCESSION NUMBER: 0001171520-11-000797 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marble Harbor Investment Counsel, LLC CENTRAL INDEX KEY: 0001387130 IRS NUMBER: 203734538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12079 FILM NUMBER: 111174054 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-956-6710 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eps4405.txt MARBLE HARBOR INVESTMENT COUNSEL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MARBLE HARBOR INVESTMENT COUNSEL, LLC Address: 101 FEDERAL STREET, SUITE 2210 BOSTON, MA 02110 Form 13F File Number: 028-12079 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul R. Davis Title: Managing Member Phone: 617-956-6710 Signature, Place, and Date of Signing: /s/ Paul R. Davis Boston, MA 11/02/2011 ----------------- ------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 118 Form 13F Information Value Total (thousands): $229,362 List of Other Included Managers: NONE Form 13F-HR Information Table
Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- 3M Company Common 88579Y101 4219 58773 SH SOLE 56473 2300 Abbott Laboratories Common 002824100 11405 223027 SH SOLE 201727 21300 Aflac Inc Common 001055102 2191 62700 SH SOLE 54900 7800 Air Products & Chemicals Inc Common 009158106 3507 45926 SH SOLE 44154 1772 Altria Group Inc Common 02209S103 276 10325 SH SOLE 9525 800 American Express Common 025816109 354 7900 SH SOLE 7900 0 Amgen Inc Common 031162100 1998 36360 SH SOLE 34560 1800 Annaly Capital Management Inc Common 035710409 204 12300 SH SOLE 12300 0 Apache Corp Common 037411105 922 11500 SH SOLE 9300 2200 Apple Inc Common 037833100 264 693 SH SOLE 693 0 Archer-Daniels-Midland Co Common 039483102 258 10415 SH SOLE 10415 0 AT&T Inc Common 00206R102 1835 64351 SH SOLE 61951 2400 Automatic Data Processing Inc Common 053015103 7476 158576 SH SOLE 143786 14790 Bank of America Corp Common 060505104 87 14224 SH SOLE 14224 0 Bank of Hawaii Corp Common 062540109 3071 84380 SH SOLE 80230 4150 Bank of New York Mellon Corp Common 064058100 244 13144 SH SOLE 13144 0 Barrick Gold Corporation Common 067901108 203 4362 SH SOLE 4362 0 BBH International Common 05528X307 150 12782 SH SOLE 12782 0 Berkshire Hathaway Inc CL B 084670702 987 13900 SH SOLE 12700 1200 Boeing Common 097023105 357 5910 SH SOLE 5710 200 BP PLC Sponsored ADR 055622104 766 21260 SH SOLE 21260 0 C R Bard Inc Common 067383109 271 3100 SH SOLE 1300 1800 Chevron Corp Common 166764100 1942 20976 SH SOLE 20368 608 Chubb Corp Common 171232101 569 9488 SH SOLE 9488 0 Cisco Systems Inc Common 17275R102 7643 493097 SH SOLE 458939 34158 Coca-Cola Co Common 191216100 5688 84205 SH SOLE 75349 8856 Colgate-Palmolove Common 194162103 833 9399 SH SOLE 9399 0 ConocoPhillips Common 20825C104 538 8504 SH SOLE 8504 0 Costco Wholesale Corp Common 22160K105 459 5600 SH SOLE 5600 0 Covidien PLC Common G2554F113 590 13397 SH SOLE 12947 450 Danaher Corp Com Common 235851102 647 15450 SH SOLE 15450 0 Dell Inc Common 24702R101 377 26702 SH SOLE 24752 1950 Dentsply International Inc Com Common 249030107 239 7800 SH SOLE 7800 0 Diageo PLC Sponsored ADR 25243Q205 1975 26019 SH SOLE 24611 1408 Dolby Laboratories Common 25659T107 346 12610 SH SOLE 12410 200 Dominion Res Inc VA New Common 25746U109 294 5800 SH SOLE 5800 0 Duke Energy Holding Corp Common 26441C105 1596 79880 SH SOLE 79880 0 E I Dupont Denemours & Co Common 263534109 1060 26538 SH SOLE 26538 0 Ebay Inc Common 278642103 2434 82550 SH SOLE 75450 7100 Ecolab Inc Common 278865100 2449 50094 SH SOLE 41390 8704 Edwards Lifesciences Corp Common 28176E108 1306 18326 SH SOLE 18326 0 Eli Lilly & Co Common 532457108 255 6900 SH SOLE 6000 900 EMC Corp Common 268648102 1143 54500 SH SOLE 54500 0 Emerson Electric Common 291011104 1959 47422 SH SOLE 40522 6900 Encana Corp Common 292505104 208 10855 SH SOLE 10155 700 Exelon Corp Common 30161N101 294 6900 SH SOLE 6900 0 Expeditors Intl of Washington Inc Common 302130109 2560 63134 SH SOLE 58934 4200 Exxon Mobil Corp Common 30231G102 15606 214870 SH SOLE 205910 8960 Fiserv Common 337738108 3417 67312 SH SOLE 58712 8600 General Electric Common 369604103 6842 449602 SH SOLE 418067 31535 Google Inc CL A 38259P508 363 706 SH SOLE 656 50 Green Mountain Coffee Rstr Common 3.93E+08 209 2250 SH SOLE 2250 0 Healthcare Realty Tr Inc Common 421946104 5410 321093 SH SOLE 300393 20700 Hewlett-Packard Co Common 428236103 373 16632 SH SOLE 16632 0 Hingham Institutional Savings Common 433323102 208 4378 SH SOLE 2367 2011 Hologic Inc Common 436440101 157 10360 SH SOLE 10360 0 Home Depot Common 437076102 264 8050 SH SOLE 5800 2250 Huntington Bancshares Inc Common 446150104 216 45013 SH SOLE 29614 15399 Idexx Labs Inc Common 45168D104 1094 15870 SH SOLE 13770 2100 Intel Corp Common 458140100 1890 88590 SH SOLE 81830 6760 Intl Business Machines Common 459200101 2551 14589 SH SOLE 14189 400 Iron Mountain Inc Common 462846106 6547 207058 SH SOLE 187930 19128 Ishares Tr Barclys TIPS BD 464287176 285 2500 SH SOLE 2500 0 Ishares Tr MSCI Emerging Mkts 464287234 157 4500 SH SOLE 4500 0 Johnson & Johnson Common 478160104 3629 56993 SH SOLE 56893 100 Johnson Controls Inc Common 478366107 948 35980 SH SOLE 30780 5200 JP Morgan Chase & Co Common 46625H100 639 21223 SH SOLE 20827 396 Kimberly-Clark Corp Common 494368103 836 11778 SH SOLE 11478 300 Kinder Morgan Energy Partner UT Ltd Partner 494550106 249 3650 SH SOLE 3650 0 Kraft Foods Inc CL A 50075N104 229 6847 SH SOLE 5701 1146 Linear Technology Corp Common 535678106 4675 169110 SH SOLE 150806 18304 McDonald's Corp Common 580135101 3363 38300 SH SOLE 38300 0 Mead Johnson Nutrition Common 582839106 275 4009 SH SOLE 4009 0 Medtronic Inc Common 585055106 2500 75225 SH SOLE 67525 7700 Merck & Co Common 589331107 1936 59226 SH SOLE 56726 2500 Microsoft Corp Common 594918104 5166 207561 SH SOLE 192401 15160 Molex Inc CL A 608554200 3679 218000 SH SOLE 205600 12400 MRV Communications Inc Common 553477100 14 12000 SH SOLE 0 12000 Newmont Mining Corp Common 651639106 326 5190 SH SOLE 5190 0 Northern Trust Corp Common 6.66E+08 3197 91415 SH SOLE 84865 6550 Oneok Inc Common 6.83E+08 211 3200 SH SOLE 3200 0 O'Reilly Automotive Inc Common 6.86E+08 3156 47379 SH SOLE 47379 0 Parker Hannifin Corp Common 7.01E+08 245 3895 SH SOLE 3895 0 Pepsico Inc Common 713448108 6729 108718 SH SOLE 106968 1750 Petsmart Inc Common 716768106 2756 64630 SH SOLE 55530 9100 Pfizer Inc Common 717081103 6976 394583 SH SOLE 370631 23952 Philip Morris Int'l Common 718172109 550 8820 SH SOLE 8020 800 Praxair Inc Common 74005P104 1163 12446 SH SOLE 12446 0 Procter & Gamble Co Common 742718109 14034 222136 SH SOLE 216761 5375 Progressive Corp (Ohio) Common 743315103 1341 75514 SH SOLE 51914 23600 Qualcomm Inc Common 747525103 614 12640 SH SOLE 12640 0 Royal Bank of Canada Common 780087102 314 6874 SH SOLE 6874 0 Royal Dutch Shell PLC Spons ADR A 780259206 799 12992 SH SOLE 12442 550 Schlumberger Common 806857108 4160 69653 SH SOLE 63885 5768 Sigma-Aldrich Corp Common 826552101 1305 21120 SH SOLE 21120 0 Southern Co Common 842587107 312 7380 SH SOLE 7380 0 Spectra Energy Corp Common 847560109 858 35000 SH SOLE 35000 0 SPDR Gold Trust Gold SHS 78463V107 204 1293 SH SOLE 1293 0 Staples Inc Common 855030102 1308 98400 SH SOLE 95400 3000 Stericycle Inc Common 858912108 2883 35718 SH SOLE 31918 3800 Stryker Corp Common 863667101 1422 30186 SH SOLE 27086 3100 Swedish Expt Cr Corp Rog Ttl Etn 22 870297801 253 31411 SH SOLE 31411 0 Target Corp Common 87612e106 252 5155 SH SOLE 5155 0 Teva Phamaceutical Inds Ltd Common 881624209 1901 51101 SH SOLE 51101 0 TE Connectivity Ltd Reg SHS H84989104 310 11046 SH SOLE 10996 50 Tyco International Ltd Common H89128104 483 11863 SH SOLE 11813 50 Unilever NV NY Shs New 904784709 484 15400 SH SOLE 15400 0 United Technologies Corp Common 913017109 1711 24324 SH SOLE 24324 0 Vanguard Intl Equity Index Fund MSCI Emr Mkt ETF 922042858 1832 51155 SH SOLE 50155 1000 Vodafone Group PLC New Spons ADR 92857W209 3161 123222 SH SOLE 115370 7852 Vornado Realty Trust Common 929042109 242 3246 SH SOLE 2846 400 Wal-Mart Stores Inc Common 931142103 2654 51150 SH SOLE 44150 7000 Walgreen Co Common 931422109 3246 98713 SH SOLE 90013 8700 Walt Disney Holding Co Common 254687106 509 16890 SH SOLE 16890 0 Wells Fargo & Co Common 949746101 2732 113289 SH SOLE 107979 5310 Western Gas Partners Common 958254104 1962 58107 SH SOLE 56307 1800 Wisconsin Energy Corp Common 976657106 234 7500 SH SOLE 7500 0 Zimmer Holdings Inc Common 98956P102 357 6687 SH SOLE 4835 1852