-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ThAUnlRJ56kQSxm++QbgM1APrKvpTabVyRnFVYbtPppr9XsIqwEl2FFg6EkFd844 mRCjHrKgtfd8Y7OEPHMoUw== 0001085146-10-000048.txt : 20100128 0001085146-10-000048.hdr.sgml : 20100128 20100128114635 ACCESSION NUMBER: 0001085146-10-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 EFFECTIVENESS DATE: 20100128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Global Advisors, Inc. CENTRAL INDEX KEY: 0001386792 IRS NUMBER: 752505998 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12083 FILM NUMBER: 10552659 BUSINESS ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 8779598400 MAIL ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 13F-HR 1 fstg4q09.txt 1ST GLOBAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1st Global Advisors, Inc. Address: 8150 N. Central Expwy, Suite 500 Dallas, TX 75206 13F File Number: 028-12083 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Pagano Title: VP, Chief Compliance Officer Phone: 877-959-8400 Signature, Place, and Date of Signing: /s/ Michael Pagano Dallas, TX January 22, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 197 Form 13F Information Table Value Total: $207,168 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 356 47441 SH SOLE 47441 0 0 3M CO COM 88579Y101 448 5419 SH SOLE 5419 0 0 ABBOTT LABS COM 002824100 385 7125 SH SOLE 7125 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 292 7045 SH SOLE 7045 0 0 AFLAC INC COM 001055102 339 7330 SH SOLE 7330 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 125 37646 SH SOLE 37646 0 0 AMAZON COM INC COM 023135106 451 3349 SH SOLE 3349 0 0 AMB PROPERTY CORP COM 00163T109 218 8520 SH SOLE 8520 0 0 ANADARKO PETE CORP COM 032511107 209 3345 SH SOLE 3345 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 299 5755 SH SOLE 5755 0 0 APPLE INC COM 037833100 296 1406 SH SOLE 1406 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 447 9769 SH SOLE 9769 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 242 5155 SH SOLE 5155 0 0 AT&T INC COM 00206R102 680 24259 SH SOLE 24259 0 0 ATWOOD OCEANICS INC COM 050095108 520 14497 SH SOLE 14497 0 0 AUTOZONE INC COM 053332102 283 1792 SH SOLE 1792 0 0 AVALONBAY CMNTYS INC COM 053484101 269 3277 SH SOLE 3277 0 0 BAIDU INC SPON ADR REP A 056752108 262 637 SH SOLE 637 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 156 11206 SH SOLE 11206 0 0 BANCO SANTANDER SA ADR 05964H105 607 36911 SH SOLE 36911 0 0 BANK OF AMERICA CORPORATION COM 060505104 192 12726 SH SOLE 12726 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 232 5494 SH SOLE 5494 0 0 BARCLAYS PLC ADR 06738E204 405 22993 SH SOLE 22993 0 0 BECTON DICKINSON & CO COM 075887109 234 2963 SH SOLE 2963 0 0 BENCHMARK ELECTRS INC COM 08160H101 482 25507 SH SOLE 25507 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 731 9543 SH SOLE 9543 0 0 BOSTON PROPERTIES INC COM 101121101 314 4688 SH SOLE 4688 0 0 BP PLC SPONSORED ADR 055622104 462 7971 SH SOLE 7971 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 125 10950 SH SOLE 10950 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 284 4386 SH SOLE 4386 0 0 BROADCOM CORP CL A 111320107 277 8800 SH SOLE 8800 0 0 CAMECO CORP COM 13321L108 359 11159 SH SOLE 11159 0 0 CANON INC ADR 138006309 405 9574 SH SOLE 9574 0 0 CHANGYOU COM LTD ADS REP CL A 15911M107 335 10089 SH SOLE 10089 0 0 CHART INDS INC COM PAR $0.01 16115Q308 252 15256 SH SOLE 15256 0 0 CHEVRON CORP NEW COM 166764100 889 11546 SH SOLE 11546 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 296 6371 SH SOLE 6371 0 0 CHUBB CORP COM 171232101 317 6442 SH SOLE 6442 0 0 CISCO SYS INC COM 17275R102 742 31008 SH SOLE 31008 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 261 5761 SH SOLE 5761 0 0 COLGATE PALMOLIVE CO COM 194162103 265 3227 SH SOLE 3227 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 274 5574 SH SOLE 5574 0 0 DANAHER CORP DEL COM 235851102 401 5337 SH SOLE 5337 0 0 DARDEN RESTAURANTS INC COM 237194105 228 6509 SH SOLE 6509 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 375 5405 SH SOLE 5405 0 0 DIRECTV COM CL A 25490A101 260 7800 SH SOLE 7800 0 0 ECLIPSYS CORP COM 278856109 542 29255 SH SOLE 29255 0 0 EMCOR GROUP INC COM 29084Q100 621 23080 SH SOLE 23080 0 0 EMERSON ELEC CO COM 291011104 299 7018 SH SOLE 7018 0 0 EOG RES INC COM 26875P101 224 2307 SH SOLE 2307 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 331 9813 SH SOLE 9813 0 0 ESSEX PPTY TR INC COM 297178105 228 2722 SH SOLE 2722 0 0 EXPRESS SCRIPTS INC COM 302182100 303 3501 SH SOLE 3501 0 0 EXXON MOBIL CORP COM 30231G102 740 10845 SH SOLE 10845 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 233 3443 SH SOLE 3443 0 0 FORWARD AIR CORP COM 349853101 458 18298 SH SOLE 18298 0 0 FPL GROUP INC COM 302571104 316 5985 SH SOLE 5985 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 372 7022 SH SOLE 7022 0 0 GENERAL ELECTRIC CO COM 369604103 268 17734 SH SOLE 17734 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 467 11064 SH SOLE 11064 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 364 2158 SH SOLE 2158 0 0 GOOGLE INC CL A 38259P508 451 727 SH SOLE 727 0 0 HARMONIC INC COM 413160102 346 54821 SH SOLE 54821 0 0 HCP INC COM 40414L109 240 7873 SH SOLE 7873 0 0 HEALTH CARE REIT INC COM 42217K106 224 5053 SH SOLE 5053 0 0 HEWLETT PACKARD CO COM 428236103 462 8972 SH SOLE 8972 0 0 HONDA MOTOR LTD AMERN SHS 438128308 239 7046 SH SOLE 7046 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 625 10956 SH SOLE 10956 0 0 HUDSON CITY BANCORP COM 443683107 188 13702 SH SOLE 13702 0 0 ILLINOIS TOOL WKS INC COM 452308109 238 4969 SH SOLE 4969 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 254 4589 SH SOLE 4589 0 0 INTEL CORP COM 458140100 784 38426 SH SOLE 38426 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 972 7425 SH SOLE 7425 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1371 43091 SH SOLE 43091 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 203 7036 SH SOLE 7036 0 0 ISHARES TR S&P ASIA 50 IN 464288430 373 9332 SH SOLE 9332 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 21828 211528 SH SOLE 6177 0 205351 ISHARES TR INDEX COHEN&ST RLTY 464287564 11019 209810 SH SOLE 85314 0 124496 ISHARES TR INDEX DJ US REAL EST 464287739 662 14410 SH SOLE 14410 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 22054 398959 SH SOLE 115968 0 282991 ISHARES TR INDEX MSCI EMERG MKT 464287234 9614 231657 SH SOLE 31194 0 200463 ISHARES TR INDEX RUSL 2000 GROW 464287648 461 6778 SH SOLE 6778 0 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 1057 18214 SH SOLE 18214 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 2238 36502 SH SOLE 36502 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 22443 359428 SH SOLE 79947 0 279482 ISHARES TR INDEX RUSSELL1000GRW 464287614 554 11107 SH SOLE 11107 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 1111 19357 SH SOLE 19357 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 43221 386553 SH SOLE 78934 0 307619 ISHARES TR INDEX S&P 500 VALUE 464287408 1521 28691 SH SOLE 28691 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 288 4368 SH SOLE 4368 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 349 6378 SH SOLE 6378 0 0 ISHARES TR INDEX S&P SMLCP GROW 464287887 852 14903 SH SOLE 14903 0 0 ISHARES TR INDEX S&P SMLCP VALU 464287879 919 15737 SH SOLE 15737 0 0 ISHARES TR INDEX S&P500 GRW 464287309 861 14852 SH SOLE 14852 0 0 ITRON INC COM 465741106 493 7300 SH SOLE 7300 0 0 JO-ANN STORES INC COM 47758P307 472 13023 SH SOLE 13023 0 0 JOHNSON & JOHNSON COM 478160104 782 12148 SH SOLE 12148 0 0 JPMORGAN CHASE & CO COM 46625H100 288 6919 SH SOLE 6919 0 0 KIMBERLY CLARK CORP COM 494368103 354 5550 SH SOLE 5550 0 0 LAKELAND FINL CORP COM 511656100 212 12266 SH SOLE 12266 0 0 LAYNE CHRISTENSEN CO COM 521050104 484 16858 SH SOLE 16858 0 0 LILLY ELI & CO COM 532457108 256 7165 SH SOLE 7165 0 0 MARATHON OIL CORP COM 565849106 262 8405 SH SOLE 8405 0 0 MARINER ENERGY INC COM 56845T305 177 15256 SH SOLE 15256 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 344 16560 SH SOLE 16560 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 280 13771 SH SOLE 13771 0 0 MCDONALDS CORP COM 580135101 229 3662 SH SOLE 3662 0 0 MCKESSON CORP COM 58155Q103 391 6259 SH SOLE 6259 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 272 4262 SH SOLE 4262 0 0 MEDTRONIC INC COM 585055106 236 5356 SH SOLE 5356 0 0 MERCK & CO INC NEW COM 58933Y105 285 7790 SH SOLE 7790 0 0 MERIT MED SYS INC COM 589889104 502 26078 SH SOLE 26078 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 290 9966 SH SOLE 9966 0 0 MICROSOFT CORP COM 594918104 969 31805 SH SOLE 31805 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 129 26163 SH SOLE 26163 0 0 MITSUI & CO LTD ADR 606827202 243 849 SH SOLE 849 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 162 31119 SH SOLE 31119 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 332 9448 SH SOLE 9448 0 0 NAVIGATORS GROUP INC COM 638904102 382 8118 SH SOLE 8118 0 0 NORFOLK SOUTHERN CORP COM 655844108 238 4544 SH SOLE 4544 0 0 NOVARTIS A G SPONSORED ADR 66987V109 793 14561 SH SOLE 14561 0 0 NOVO-NORDISK A S ADR 670100205 432 6771 SH SOLE 6771 0 0 NUCOR CORP COM 670346105 226 4837 SH SOLE 4837 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 417 5122 SH SOLE 5122 0 0 ORACLE CORP COM 68389X105 626 25539 SH SOLE 25539 0 0 PAREXEL INTL CORP COM 699462107 400 28363 SH SOLE 28363 0 0 PEPSICO INC COM 713448108 569 9356 SH SOLE 9356 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 210 4965 SH SOLE 4965 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 408 8564 SH SOLE 8564 0 0 PFIZER INC COM 717081103 312 17130 SH SOLE 17130 0 0 PHILIP MORRIS INTL INC COM 718172109 608 12610 SH SOLE 12610 0 0 POTASH CORP SASK INC COM 73755L107 210 1939 SH SOLE 1939 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 239 4726 SH SOLE 4726 0 0 PRAXAIR INC COM 74005P104 783 9752 SH SOLE 9752 0 0 PRECISION CASTPARTS CORP COM 740189105 292 2643 SH SOLE 2643 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 348 44222 SH SOLE 44222 0 0 PROLOGIS SH BEN INT 743410102 139 10166 SH SOLE 10166 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 374 17674 SH SOLE 17674 0 0 PUBLIC STORAGE COM 74460D109 396 4867 SH SOLE 4867 0 0 QUALCOMM INC COM 747525103 489 10567 SH SOLE 10567 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 263 8016 SH SOLE 8016 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 211 3512 SH SOLE 3512 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 415 54212 SH SOLE 54212 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 210 5356 SH SOLE 5356 0 0 SAP AG SPON ADR 803054204 308 6575 SH SOLE 6575 0 0 SCANA CORP NEW COM 80589M102 260 6904 SH SOLE 6904 0 0 SCHWAB CHARLES CORP NEW COM 808513105 303 16126 SH SOLE 16126 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 316 5551 SH SOLE 5551 0 0 SEMTECH CORP COM 816850101 445 26161 SH SOLE 26161 0 0 SIEMENS A G SPONSORED ADR 826197501 333 3628 SH SOLE 3628 0 0 SIMON PPTY GROUP INC NEW COM 828806109 720 9017 SH SOLE 9017 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 348 6792 SH SOLE 6792 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 347 9232 SH SOLE 9232 0 0 SOUTHERN COPPER CORP COM 84265V105 294 8923 SH SOLE 8923 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 141 20255 SH SOLE 20255 0 0 SOUTHWESTERN ENERGY CO COM 845467109 319 6624 SH SOLE 6624 0 0 STARBUCKS CORP COM 855244109 201 8718 SH SOLE 8718 0 0 STERIS CORP COM 859152100 389 13899 SH SOLE 13899 0 0 STERLITE INDS INDIA LTD ADS 859737207 412 22639 SH SOLE 22639 0 0 SUN HYDRAULICS CORP COM 866942105 402 15302 SH SOLE 15302 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 329 13549 SH SOLE 13549 0 0 SYNAPTICS INC COM 87157D109 360 11744 SH SOLE 11744 0 0 SYSCO CORP COM 871829107 275 9852 SH SOLE 9852 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 187 16369 SH SOLE 16369 0 0 TALISMAN ENERGY INC COM 87425E103 610 32711 SH SOLE 32711 0 0 TARGET CORP COM 87612E106 444 9189 SH SOLE 9189 0 0 TECK RESOURCES LTD CL B 878742204 201 5744 SH SOLE 5744 0 0 TELEFONICA S A SPONSORED ADR 879382208 265 3173 SH SOLE 3173 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 206 3670 SH SOLE 3670 0 0 THOMPSON CREEK METALS CO INC COM 884768102 143 12212 SH SOLE 12212 0 0 TJX COS INC NEW COM 872540109 329 9000 SH SOLE 9000 0 0 TORO CO COM 891092108 332 7945 SH SOLE 7945 0 0 TOTAL S A SPONSORED ADR 89151E109 564 8806 SH SOLE 8806 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 482 5733 SH SOLE 5733 0 0 TRAVELERS COMPANIES INC COM 89417E109 235 4719 SH SOLE 4719 0 0 TTM TECHNOLOGIES INC COM 87305R109 465 40289 SH SOLE 40289 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 195 11121 SH SOLE 11121 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 494 10533 SH SOLE 10533 0 0 UNILEVER N V N Y SHS NEW 904784709 571 17658 SH SOLE 17658 0 0 UNILEVER PLC SPON ADR NEW 904767704 373 11706 SH SOLE 11706 0 0 UNITED NAT FOODS INC COM 911163103 406 15181 SH SOLE 15181 0 0 UNITED TECHNOLOGIES CORP COM 913017109 453 6522 SH SOLE 6522 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 463 11301 SH SOLE 11301 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 282 8520 SH SOLE 8520 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 127 33956 SH SOLE 33956 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 722 31288 SH SOLE 31288 0 0 VORNADO RLTY TR SH BEN INT 929042109 407 5822 SH SOLE 5822 0 0 WAL MART STORES INC COM 931142103 440 8239 SH SOLE 8239 0 0 WALGREEN CO COM 931422109 255 6937 SH SOLE 6937 0 0 WESTERN DIGITAL CORP COM 958102105 344 7786 SH SOLE 7786 0 0 WHITNEY HLDG CORP COM 966612103 232 25464 SH SOLE 25464 0 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 310 11770 SH SOLE 11770 0 0 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 318 7318 SH SOLE 7318 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 414 11975 SH SOLE 11975 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 205 4777 SH SOLE 4777 0 0 WMS INDS INC COM 929297109 483 12087 SH SOLE 12087 0 0 ZOLTEK COS INC COM 98975W104 206 21703 SH SOLE 21703 0 0
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