EX-FILING FEES 7 d628343dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit (s)(9)

Calculation of Filing Fees Tables

Form N-2

(Form Type)

PennantPark Investment Corporation

(Exact Name of Registration as Specified in its Charter)

Table 1: Newly Registered Securities

 

    

Security

Type

 

 

Security

Class

Title

 

 

Fee

Calculation

or Carry

Forward

Rule

 

 

Amount

Being

Registered

 

 

Proposed 

Maximum 

Offering 

Price Per 

Unit

 

 

Proposed

Maximum

Aggregate

Offering

Price(1)

 

 

Fee

Rate

 

 

Amount of

Registration

Fee(1)

 

 

Carry 

Forward 

Form 

Type

 

 

Carry

Forward

File

Number

 

 

Carry

Forward

Initial

Effective

Date

 

 

 

Filing Fee

Previously Paid

in Connection

with Unsold

Securities to be

Carried

Forward

 

Fees to be

Paid

 

 

Equity

 

 

 

Common Stock, $0.001 par value(2)

                                       
   

Equity

 

 

 

Preferred Stock, $0.001 par value(2)

                                       
   

 

Other

 

 

Warrants(2)

                                       
   

Equity

 

 

 

Subscription Rights(3)

                                       
   

 

Debt

 

 

Debt Securities(4)

                                       
   

 

Other

 

 

Units(5)

                                       
   

 

Unallocated (Universal) Shelf

 

 

Unallocated (Universal) Shelf

 

457(o)

 

         

 

$401,250,000

 

 

0.0000927

 

 

$37,195.88

               

Fees

Previously

Paid

 

                                               

 

Carry

Forward

Securities

 

Equity

 

 

 

Common Stock, $0.001 par value(2)

                                       
   

 

Equity

 

 

Preferred Stock, $0.001 par value(2)

                                       
   

 

Other

 

 

Warrants(2)

                                       
   

 

Equity

 

 

Subscription Rights(3)

                                       
   

 

Debt

 

 

Debt Securities(4)

                                       
   

 

Other

 

 

Units(5)

                                       
   

 

Unallocated (Universal) Shelf

 

 

Unallocated (Universal) Shelf

 

415(a)(6)

 

         

$348,750,000(6)

 

         

 

N-2

 

 

333-230014

 

 

April 29, 2019

 

 

$40,420.13

Total Offering Amount 

     

$750,000,000(7)

     

$37,195.88

               

Total Fees Previously Paid 

 

             

 

$—

               

Total Fee Offsets 

 

             

 

$—

               

Net Fee Due 

 

             

 

$37,195.88

               


(1)

Estimated pursuant to Rule 457 solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by the Registrant in connection with the sale by the Registrant of the securities registered under this registration statement.

(2)

Subject to Note 7 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or warrants as may be sold, from time to time. Warrants represent rights to purchase common stock, preferred stock or debt securities.

(3)

Subject to Note 7 below, there is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common stock.

(4)

Subject to Note 7 below, there is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $750,000,000.

(5)

Subject to Note 7 below, there is being registered hereunder an indeterminate principal amount of units. Each unit may consist of a combination of any one or more of the securities being registered hereunder and may also include securities issued by the U.S. Treasury.

(6)

Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement includes $348,750,000 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement filed on March 1, 2019 on Form N-2 (File No. 333-230014) and declared effective on April 29, 2019 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $86,925 relating to the securities registered on the Prior Registration Statement. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

(7)

In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $750,000,000.