SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Hochberg Joel

(Last) (First) (Middle)
P.O. BOX 802108

(Street)
DALLAS TX 75380-2108

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COPsync, Inc. [ COYN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 11/13/2015 11/13/2015 A4(5) 19,000 A $0 0 D
Common Stock 11/13/2015 11/13/2015 M4 19,000(1) A $6.25 0 D
Common Stock 11/18/2015 11/18/2015 P4 16,000 A $3.49 149,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Preferred Stock $0(2) 11/13/2015 11/13/2015 4M 95,000 11/24/2009 11/13/2015 Common Stock 95,000 $4(3) 0 D
Series B Warrant $6.25 11/13/2015 11/13/2015 4M 19,000 10/14/2009 10/14/2017 Common Stock 19,000 $0 0 D
Warrant $3.125 11/18/2015 11/18/2015 4P 16,000 11/18/2015 11/20/2020 Common Stock 16,000 $0.01 18,733(4) D
Explanation of Responses:
1. Shares acquired pursuant to Warrant exercise.
2. The Company's Series B Preferred Stock converted into 40 shares of common stock per Preferred share.
3. Original per share price for the Series B Preferred Stock.
4. Includes 2,733 shares purchasable by Mr. Hochberg within 60 days under an option agreement
5. As consideration for Mr. Hochberg agreeing to convert his shares of Series B Preferred Stock into shares of Common Stock, terminate the Investor's Rights Agreement and waive any rights he may have under such agreement, the Company agreed to issue an additional 23,750 shares of common stock.
/s/ Joel Hochberg 01/28/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.