-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QdAA4YFyernsmaXjnHIQ6ewBfYev2UyxFSwEKZETrBy4jFe33HoR2zyszLK7NPzB huWInDp7o6bl3prxpzlV3g== 0001381859-09-000005.txt : 20091014 0001381859-09-000005.hdr.sgml : 20091014 20091014102118 ACCESSION NUMBER: 0001381859-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091014 DATE AS OF CHANGE: 20091014 EFFECTIVENESS DATE: 20091014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Friedberg Investment Management CENTRAL INDEX KEY: 0001381859 IRS NUMBER: 760541750 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12057 FILM NUMBER: 091118393 BUSINESS ADDRESS: STREET 1: 1717 ST JAMES SUITE 675 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7136222332 MAIL ADDRESS: STREET 1: 1717 ST JAMES SUITE 675 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 q3.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Friedberg Investment Management Address: 1717 St. Jame Suite 675 Houston, TX 77056 13F File Number: 28-12057 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission.Person Signing this Report on Behalf of Reporting Manager: Name: Jonathan Reichek Title: Analyst Phone: 713-622-2332 Signature, Place, and Date of Signing: October 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 193 Form 13F Information Table Value Total: $107,469,000 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACI Worldwide COM 04498101 30 1955 SH SOLE 0 1955 Adventrx Pharma. COM 00764X103 0 2000 SH SOLE 0 2000 AES Trust III Pfd 6.75% PFD 00808N202 74 1680 SH SOLE 0 1680 Alcon COM H01301102 3036 21895 SH SOLE 0 21895 Alexandria RE Pfd C PFD 015271406 1022 42210 SH SOLE 0 42210 Alexion Pharm. COM 015351109 11 250 SH SOLE 0 250 Allergan COM 018490102 6 100 SH SOLE 0 100 Altria Group COM 02209S103 2 100 SH SOLE 0 100 American Ecology COM 025533407 616 32960 SH SOLE 0 32960 AMR Corp. COM 01765106 1 66 SH SOLE 0 66 Anadarko Petroleum COM 032511107 14 225 SH SOLE 0 225 Ansys COM 03662Q105 4188 111914 SH SOLE 0 111914 Apogee Enterprises COM 037598109 2 125 SH SOLE 0 125 Apple COM 037833100 76 409 SH SOLE 0 409 Athenahealth COM 04685W103 122 3190 SH SOLE 0 3190 Atwood Oceanics COM 050095108 7 200 SH SOLE 0 200 Balchem COM 057665200 1570 59700 SH SOLE 0 59700 Barrick Gold COM 067901108 1789 47200 SH SOLE 0 47200 BHP Billiton Ltd COM 088606108 10 150 SH SOLE 0 150 BioMarin Pharm. COM 09061G101 7 385 SH SOLE 0 385 BJ's Restaurants COM 09180C106 512 34140 SH SOLE 0 34140 Blackbaud COM 09227Q100 3 150 SH SOLE 0 150 Blackstone Group COM 09253U108 7 500 SH SOLE 0 500 Borg Warner COM 99724106 18 589 SH SOLE 0 589 BR MuniAssets Fd COM 09254J102 26 2090 SH SOLE 0 2090 Brkshr Hathaway, Cl. B CL B 084670207 40 12 SH SOLE 0 12 Carbo Ceramics COM 140781105 2857 55430 SH SOLE 0 55430 Catalyst Health Solns COM 14888B103 1191 40850 SH SOLE 0 40850 Celgene COM 151020104 509 9100 SH SOLE 0 9100 Chesapeake Energy COM 165167107 6 200 SH SOLE 0 200 Chevron COM 166764100 35 500 SH SOLE 0 500 CIRCOR Int'l COM 17273K109 2310 81740 SH SOLE 0 81740 Claymore MLP Op. Fd COM 31647Q106 0 1 SH SOLE 0 1 Coca-Cola COM 191216100 11 200 SH SOLE 0 200 Coeur D' Alene Mines COM 192108108 29 1400 SH SOLE 0 1400 Comcast Pfd PFD 20030N309 26 1050 SH SOLE 0 1050 Copart COM 217204106 1525 45930 SH SOLE 0 45930 Corp. Office Properties COM 22002T702 1086 29455 SH SOLE 0 29455 Corp. Office Prp. Pfd. J PFD 22002T702 453 19700 SH SOLE 0 19700 Costco COM 22160K105 1494 26490 SH SOLE 0 26490 Covanta COM 22282E102 3 200 SH SOLE 0 200 Covidien COM G2554F105 286 6610 SH SOLE 0 6610 CR Bard COM 67383109 1398 17780 SH SOLE 0 17780 Cross Timbers Rylty Tr. TR UNIT 22757R109 0 8 SH SOLE 0 8 Currency Shrs Swiss COM 23129V109 10 100 SH SOLE 0 100 Danaher COM 235851102 539 8000 SH SOLE 0 8000 Denbury Resources COM 247916208 118 7780 SH SOLE 0 7780 Dentsply Int'l COM 249030107 8 232 SH SOLE -1 232 Devon Energy COM 25179M103 74 1100 SH SOLE 0 1100 Diedrich Coffee COM 253675201 6 250 SH SOLE 0 250 Digital Realty COM 253868103 5000 109380 SH SOLE 0 109380 Digital Rlty Pfd A PFD 253868202 104 4250 SH SOLE 0 4250 Digital Rlty Pfd B PFD 253868301 1099 45600 SH SOLE 0 45600 Direxion Enrgy Bull 3X COM 25459W888 39 1000 SH SOLE 0 1000 Dixie Group COM 255519100 21 6690 SH SOLE 0 6690 El Paso Pipeline COM 283702108 31 1500 SH SOLE 0 1500 Eldorado Gold Corp. COM 284902103 23 2000 SH SOLE 0 2000 Eli Lilly & Company COM 532457108 13 400 SH SOLE 0 400 Entertainment Prprts COM 29380T105 1377 40320 SH SOLE 0 40320 Entrtnmnt. Prp., Pfd B PFD 29380T303 1237 63740 SH SOLE 0 63740 Entrtnmnt. Prp., Pfd D PFD 29380T501 165 9150 SH SOLE 0 9150 EQT Corp. COM 26884L109 2880 67600 SH SOLE 0 67600 Esterline Technologies COM 297425100 3513 89595 SH SOLE 0 89595 Expeditors Int'l COM 302130109 1632 46420 SH SOLE 0 46420 Express Scripts COM 302182100 935 12050 SH SOLE 0 12050 Exxon Mobil COM 30231G102 162 2356 SH SOLE 1 2356 FLIR Systems COM 302445101 2815 100660 SH SOLE 0 100660 Flowers Foods COM 343498101 373 14170 SH SOLE 0 14170 FMC Technologies COM 30249U101 716 13700 SH SOLE 0 13700 Ford COM 345370860 22 3000 SH SOLE 0 3000 FPL Group COM 302571104 2401 43475 SH SOLE 0 43475 FPL Group Cap. Pfd PFD 302570403 1058 41600 SH SOLE 0 41600 FPL Group Pfd. C PFD 30257V207 78 3100 SH SOLE 0 3100 Freeport-McMoran COM 35671D857 18 268 SH SOLE 0 268 General Electric COM 369604103 16 1000 SH SOLE 0 1000 General Motors COM 370442105 4 5000 SH SOLE 0 5000 Gilead Sciences COM 375558103 2496 53670 SH SOLE 0 53670 Hartford Income Fd COM 416537108 81 13900 SH SOLE 0 13900 HCP, Inc. COM 40414L109 823 28640 SH SOLE 0 28640 HCP, Inc., Pfd F PFD 40414L208 416 18930 SH SOLE 0 18930 Health Care REIT COM 42217K106 1048 25180 SH SOLE 0 25180 Health Care REIT Pfd F PFD 42217K403 725 30430 SH SOLE 0 30430 Helix COM 42330P107 75 5000 SH SOLE 0 5000 Hemisphere GPS COM 423633106 1 500 SH SOLE 0 500 Hercules Offshore COM 427093109 11 2280 SH SOLE 0 2280 Highwoods Pptys Pfd B PFD 431284306 339 13770 SH SOLE 0 13770 Holly Energy Prtnrs UNIT LTD PART 435763107 1524 39060 SH SOLE 0 39060 Home Depot COM 437076102 12 450 SH SOLE 0 450 Honeywell COM 438516106 26 700 SH SOLE 0 700 Hutchinson Tech. COM 448407106 28 3950 SH SOLE 0 3950 ICON COM 45103T107 2593 105860 SH SOLE 0 105860 IDEXX Labs. COM 45168D104 4278 85555 SH SOLE 0 85555 II-VI COM 902104108 263 10340 SH SOLE 0 10340 ING Clarion Glbl REIT Fd COM 44982G104 7 1000 SH SOLE 0 1000 Int'l Business Machines COM 459200101 90 750 SH SOLE 0 750 Intuitive Surgical COM 46120E602 3624 13818 SH SOLE 0 13818 iShares Lehman TIPS COM 464287176 10 100 SH SOLE 0 100 iShrs Eur 350 COM 464287861 8 200 SH SOLE 0 200 iShrs Ex-US REIT Indx COM 464288489 1604 54520 SH SOLE 0 54520 iShrs iBoxx Corp. Bd COM 464288513 107 1000 SH SOLE 0 1000 ITC Holdings COM 465685105 9 200 SH SOLE 0 200 Johnson & Johnson COM 478160104 949 15590 SH SOLE 0 15590 JP Morgan Chase COM 46625H100 4 100 SH SOLE 0 100 Kimco Realty COM 49446R109 29 2200 SH SOLE 0 2200 Kimco Realty Pfd G PFD 49446R844 1160 47620 SH SOLE 0 47620 Las Vegas Sands COM 517834107 7 400 SH SOLE 0 400 Leap Wireless Intl. COM 521863308 6 300 SH SOLE 0 300 Lubrizol COM 549271104 7 100 SH SOLE 0 100 M&T Bank COM 55261F104 3 43 SH SOLE 0 43 McDonald's COM J4261C109 11 200 SH SOLE 0 200 MFA Financial COM 55272X102 32 4000 SH SOLE 0 4000 MGM Mirage COM 552953101 5 400 SH SOLE 0 400 Mid-Am. Apt. Cmnty's COM 59522J103 407 9020 SH SOLE 0 9020 Monsanto COM 61166W101 137 1770 SH SOLE 0 1770 Morgan Stanley COM 617446448 6 200 SH SOLE 0 200 National Instruments COM 636518102 2915 105500 SH SOLE 0 105500 NIC Inc. COM 62914B100 115 12920 SH SOLE 0 12920 Nordic Am. Tnkr. Ship. COM G65773106 3 100 SH SOLE 0 100 Northwestern Corp. COM 668074305 877 35910 SH SOLE 0 35910 NRG Energy COM 629377508 3648 129420 SH SOLE 0 129420 Nuv. CA Qlty Muni. COM 670985100 14 1000 SH SOLE 0 1000 Nuv. Inv. Muni. Fd COM 670972108 21 1638 SH SOLE 0 1638 NuVasive COM 670704105 411 9850 SH SOLE 0 9850 OAO Gazprom ADR 368287207 6 240 SH SOLE 0 240 OM Group COM 670872100 349 11480 SH SOLE 0 11480 Paramount Au & Ag COM 69924P102 2 1800 SH SOLE 0 1800 Petrohawk Energy COM 716495106 592 24470 SH SOLE 0 24470 Petroleo Brasileiro COM 71654V408 21 450 SH SOLE 0 450 Pfizer COM 717081103 15 900 SH SOLE 0 900 PIMCO Glbl Gov. Fd COM 72200X104 28 2740 SH SOLE 0 2740 Plains All American PL UNIT LTD PART 726503105 4053 87557 SH SOLE 0 87557 PNI Digital Media COM 69351F106 1 600 SH SOLE 0 600 Procter & Gamble COM 742718109 23 400 SH SOLE 0 400 Progress Energy COM 743263105 359 9200 SH SOLE 0 9200 PS Business Pks Pfd H PFD 69360J875 157 7050 SH SOLE 0 7050 PS Business Pks Pfd I PFD 69360J867 9 420 SH SOLE 0 420 PS Business Pks Pfd K PFD 69360J834 7 310 SH SOLE 0 310 PS Business Pks Pfd M PFD 69360J784 68 3150 SH SOLE 0 3150 PS Business Pks Pfd O PFD 69360J750 6 290 SH SOLE 0 290 Public Storage Pfd B PFD 74460D471 10 400 SH SOLE 0 400 Public Storage Pfd E PFD 74460D398 2 100 SH SOLE 0 100 Public Storage Pfd H PFD 74460D323 34 1500 SH SOLE 0 1500 Public Storage Pfd I PFD 74460D299 404 15950 SH SOLE 0 15950 Public Storage Pfd K PFD 74460D273 871 34970 SH SOLE 0 34970 Public Storage Pfd M PFD 74460D232 1256 55530 SH SOLE 0 55530 Public Storage Pfd N PFD 74460D190 8 350 SH SOLE 0 350 Questar COM 748356102 15 400 SH SOLE 0 400 Rayonier Inc COM 754907103 33 800 SH SOLE 0 800 Regency Centers COM 758849103 342 9220 SH SOLE 0 9220 Regency Centers Pfd C PFD 758849301 1176 51790 SH SOLE 0 51790 Research in Motion COM 760975102 7 100 SH SOLE 0 100 Royal Bank of Canada ADR 780087102 27 500 SH SOLE 0 500 Sasol ADR 803866300 8 212 SH SOLE 0 212 Schlumberger COM 806857108 161 2700 SH SOLE 0 2700 Scientific Games COM 80874P109 1 70 SH SOLE 0 70 Seabridge Gold COM 80874P109 29 1000 SH SOLE 0 1000 Sempra Energy COM 816851109 1167 23435 SH SOLE 0 23435 Silver Standard Res. COM 8283L106 32 1500 SH SOLE 0 1500 Silver Wheaton COM 828336107 13 1000 SH SOLE 0 1000 Silvercorp Metals COM 82835P103 19 4000 SH SOLE 0 4000 Simon Property Pfd I PFD 828806802 316 5200 SH SOLE 0 5200 Smart Balance COM 83169Y108 959 156190 SH SOLE 0 156190 Solera Holdings COM 83421A104 1730 55610 SH SOLE 0 55610 Southern Company COM 842587107 322 10180 SH SOLE 0 10180 Spectrum Phrmctls COM 84763A108 7 1000 SH SOLE 0 1000 StatoilHydro ASA COM 85771P102 9 400 SH SOLE 0 400 Sterling Construction COM 859241101 2 100 SH SOLE 0 100 Stratasys COM 862685104 28 1640 SH SOLE 0 1640 streetTRACKS Gold COM 78463V107 10 100 SH SOLE 0 100 Suburban Prpn Ptnrs UNIT LTD PART 864482104 34 820 SH SOLE 0 820 Sun Communities COM 866674104 6 280 SH SOLE 0 280 Superior Energy Srvs COM 868157108 5 200 SH SOLE 0 200 SXC Health Solutions COM 78505P100 966 20650 SH SOLE 0 20650 Synovis Life Tech. COM 87162G105 407 29470 SH SOLE 0 29470 Tennant Co. COM 880345103 123 4220 SH SOLE 0 4220 TEVA Pharmaceutical COM 881624209 15 300 SH SOLE 0 300 Texas Industries COM 882491103 4 100 SH SOLE 0 100 Thor Industries COM 885160101 31 1000 SH SOLE 0 1000 Transocean COM G90073100 6 69 SH SOLE 0 69 Tyler Technologies COM 902252105 1886 110345 SH SOLE 0 110345 United Tech. COM 913017109 12 200 SH SOLE 0 200 VCA Antech COM 918194101 49 1820 SH SOLE 0 1820 Ventas COM 92276F100 178 4620 SH SOLE 0 4620 Vornado Realty COM 929042109 84 1300 SH SOLE 0 1300 Vornado Realty Pfd I PFD 929042877 960 45170 SH SOLE 0 45170 Weatherford COM H27013103 21 1000 SH SOLE 0 1000 Weingarten Rlty Pfd E PFD 948741608 21 1000 SH SOLE 0 1000 Weingarten Rlty Pfd F PFD 948741889 941 47240 SH SOLE 0 47240 Wngrtn Rlty Invtrs COM 948741848 17 800 SH SOLE 0 800 World Fuel Services COM 981475106 2769 57610 SH SOLE 0 57610 Wynn Resorts COM 983134107 7 100 SH SOLE 0 100 XTO Energy COM 98385X106 360 8703 SH SOLE 0 8703 Yamana Gold COM 98462Y100 21 2000 SH SOLE 0 2000
EDGAR Release 8.8 EDGARLink H-4 August 2004 Filer Manual (Volume I) 5 -----END PRIVACY-ENHANCED MESSAGE-----