FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Ruby Creek Resources, Inc. [ RBYC.OB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/23/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/23/2011 | X | 1,000,000 | A | $0.05 | 5,344,877 | I | By Booha Family Partners | ||
Common Stock | 03/23/2011 | J(1) | 350,000 | D | $0 | 4,999,877 | I | By Booha Family Partners | ||
Common Stock | 03/23/2011 | J(1) | 4,994,877 | D | $0 | 0 | I | Booha Family Partners | ||
Common Stock | 03/23/2011 | J(1) | 4,994,877 | A | $0 | 6,194,877 | D | |||
Common Stock | 03/23/2011 | G | V | 150,000 | D | $0 | 6,044,877 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants (right to purchase) | $0.25 | 03/30/2011 | J(1) | 30,000 | 12/22/2009 | 12/22/2011 | Common Stock | 30,000 | $0 | 0 | I | By Booha Family Partners | |||
Warrants (right to purchase) | $0.25 | 03/30/2011 | J(1) | 30,000 | 12/22/2009 | 12/22/2011 | Common Stock | 30,000 | $0 | 30,000 | D | ||||
Warrants (right to purchase) | $0.25 | 03/30/2011 | J(1) | 300,000 | 12/22/2009(2) | 12/22/2012 | Common Stock | 300,000 | $0 | 0 | I | By Booha Family Partners | |||
Warrants (right to purchase) | $0.25 | 03/30/2011 | J(1) | 300,000 | 12/22/2009(2) | 12/22/2012 | Common Stock | 300,000 | $0 | 300,000 | D | ||||
Warrants (right to purchase) | $0.25 | 03/30/2011 | J(1) | 60,000 | 01/22/2010 | 01/22/2012 | Common Stock | 60,000 | $0 | 0 | I | By Booha Family Partners | |||
Warrants (right to purchase) | $0.25 | 03/30/2011 | J(1) | 60,000 | 01/22/2010 | 02/22/2012 | Common Stock | 60,000 | $0 | 60,000 | D | ||||
Warrant (right to purcahse) | $0.05 | 03/23/2011 | X | 1,000,000 | 11/27/2009(2) | 11/27/2012 | Common Stock | 1,000,000 | $0 | 0 | I | By Booha Family Partners |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Booha Family Partners distributed all of its interests in the Issuer to its partners. |
2. Each of these warrants had prohibitions against exercise if the holder and its affiliates together beneficially owned more than 9.999% of the Issuer's outstanding common stock. Such prohbitions were waived by the Reporting Person on November 27, 2010. Accordingly, the original exercise date of these warrants is provided. |
Remarks: |
Booha Family Partners is no longer a beneficial owner of the Issuer's securities. |
David C. Bukzin, By Mark F. Coldwell, By Power of Attorney | 03/30/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |