FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/15/2019 |
3. Issuer Name and Ticker or Trading Symbol
Innophos Holdings, Inc. [ IPHS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.001 | 26,887(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to purchase Common Stock | (2) | 03/30/2022 | Common Stock | 352 | $50.12 | D | |
Option to purchase Common Stock | (3) | 03/29/2023 | Common Stock | 946 | $54.59 | D | |
Option to purchase Common Stock | (4) | 03/28/2024 | Common Stock | 2,688 | $55.49 | D | |
Option to purchase Common Stock | (5) | 03/31/2025 | Common Stock | 3,510 | $49.54 | D | |
Option to purchase Common Stock | (6) | 03/31/2026 | Common Stock | 8,694 | $31.11 | D | |
Option to purchase Common Stock | (7) | 03/31/2027 | Common Stock | 4,319 | $52.51 | D | |
Option to purchase Common Stock | (8) | 03/31/2028 | Common Stock | 6,937 | $39.28 | D |
Explanation of Responses: |
1. Includes 3,934 restricted shares which are subject to certain vesting and forfeiture provisions. |
2. The reporting person was granted options on March 30, 2012. Options vested in three equal annual installments beginning on March 30, 2013. |
3. The reporting person was granted options on March 29, 2013. One third of the options vested on March 29, 2014, one third of the options vested on March 29, 2015, and one third of the options vested on March 29, 2016. |
4. The reporting person was granted options on March 28, 2014. One third of the options vested on March 28, 2015, one third of the options vested on March 28, 2016 and one third of the options vested on March 28, 2017. |
5. The reporting person was granted options on May 8, 2015. Options vested in three equal annual installments beginning March 31, 2016. |
6. The reporting person was granted options on April 1, 2016. Options vest in three equal annual installments beginning March 31, 2017. |
7. The reporting person was granted options on April 3, 2017. Options vest in three equal annual installments beginning March 31, 2018. |
8. The reporting person was granted options on April 2, 2018. Options will vest in three equal annual installments beginning March 31, 2019. |
Remarks: |
Effective March 15, 2019, the reporting person became a Section 16 officer in connection with his appointment as Interim Chief Financial Officer. Exhibit 24 (Power of Attorney) attached |
/s/ Mark Feuerbach | 03/18/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |