-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OY2MnHo3peJBIeOdjqoxowGAVwAceCboueMdoCgiJ0YZzG7PJRB5XWp3jM8/Are5 rraoTsovbG5sleNkYM/+mg== 0001013594-10-000636.txt : 20100816 0001013594-10-000636.hdr.sgml : 20100816 20100816165807 ACCESSION NUMBER: 0001013594-10-000636 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Black Horse Capital Management LLC CENTRAL INDEX KEY: 0001379554 IRS NUMBER: 470870063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13532 FILM NUMBER: 101020645 BUSINESS ADDRESS: STREET 1: 338 S. SHARON AMITY RD., #202 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 212-332-1112 MAIL ADDRESS: STREET 1: 338 S. SHARON AMITY RD., #202 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 blackhorse13fhr-081610.txt AUGUST 16, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Black Horse Capital Management LLC Address: 338 S. Sharon Amity Road, #202 Charlotte, North Carolina 28211 Form 13F File Number: 028-13532 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dale Chappell Title: Managing Member Phone: 646-415-8246 Signature, Place, and Date of Signing: /s/ Dale Chappell Charlotte, North Carolina August 16, 2010 - -------------------------- ------------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $115,170 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE Name of Reporting Manager: Black Horse Capital Management LLC For Quarter Ended: 6/30/2010
VOTING AUTHORITY TITLE OF VALUE SHARES/ SHR/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ATLANTIC TELE NETWORK INC COM NEW 049079 20 5 14,483 350,690 SH SOLE 350,690 BANK OF AMERICA CORPORATION COM 060505 10 4 1,181 82,154 SH SOLE 82,154 BUILD A BEAR WORKSHOP COM 120076 10 4 688 101,462 SH SOLE 101,462 BUILDERS FIRSTSOURCE INC COM 12008R 10 7 225 93,831 SH SOLE 93,831 CLEARWATER PAPER CORP COM 18538R 10 3 2,293 41,874 SH SOLE 41,874 COHEN & CO INC COM 19248U 10 5 129 25,875 SH SOLE 25,875 CONSUMER PORTFOLIO SVCS INC COM 210502 10 0 88 64,563 SH SOLE 64,563 COVANTA HLDG CORP COM 22282E 10 2 2,450 147,655 SH SOLE 147,655 CPEX PHARMACEUTICALS INC COM 12620N 10 4 3,209 121,107 SH SOLE 121,107 DG FASTCHANNEL INC COM 23326R 10 9 3,182 97,665 SH SOLE 97,665 GRAVITY CO LTD SPONSORED ADR 38911N 10 7 342 237,494 SH SOLE 237,494 LODGENET INTERACTIVE CORP COM 540211 10 9 8,081 2,178,147 SH SOLE 2,178,147 MARKET VECTORS ETF TR GOLD MINER ETF 57060U 10 0 1,668 32,100 SH SOLE 32,100 MARKET VECTORS ETF TR GOLD MINER ETF 57060U 10 0 5,716 110,000 SH CALL SOLE 110,000 MARKET VECTORS ETF TR GOLD MINER ETF 57060U 10 0 1,143 22,000 SH CALL SOLE 22,000 MAXYGEN INC COM 577776 10 7 145 26,300 SH SOLE 26,300 MEDIACOM COMMUNICATIONS CORP CL A 58446K 10 5 1,002 149,176 SH SOLE 149,176 MEDQUIST INC COM 584949 10 1 9,099 1,150,295 SH SOLE 1,150,295 NAUTILUS INC COM 63910B 10 2 147 97,025 SH SOLE 97,025 NEWCASTLE INVT CORP COM 65105M 10 8 489 182,439 SH SOLE 182,439 PILGRIMS PRIDE CORP NEW COM 72147K 10 8 7,439 1,132,233 SH SOLE 1,132,233 QLT INC COM 746927 10 2 13,667 2,376,791 SH SOLE 2,376,791 QUESTCOR PHARMACEUTICALS INC COM 74835Y 10 1 9,327 913,499 SH SOLE 913,499 RADIOSHACK CORP COM 750438 10 3 977 50,100 SH SOLE 50,100 SERACARE LIFE SCIENCES INC D COM 81747T 10 4 3,861 1,010,610 SH SOLE 1,010,610 SPDR GOLD TRUST GOLD SHS 78463V 10 7 18,398 151,200 SH CALL SOLE 151,200 VMWARE INC CL A COM 928563 40 2 5,634 90,021 SH SOLE 90,021 VONAGE HLDGS CORP COM 92886T 20 1 105 45,821 SH SOLE 45,821
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