EX-99.D.3.B 4 d155076dex99d3b.htm EX-99.D.3.B EX-99.D.3.B

SCHEDULE A

(as of April 20, 2021)

 

Fund

  

Sub-Advisory Fee (%)

  

Initial Board
Approval Date

  

Shareholder
Approval
Date

  

Initial Effective
Date

  

Termination
Date

Invesco Senior Loan ETF    The Sub-Advisory fee, to be computed daily and paid monthly, shall be equal to (i) 40% of the monthly compensation that the Adviser receives from the Trust with respect to the Fund pursuant to its advisory agreement with the Trust, multiplied by (ii) the fraction equal to the net assets of such Fund as to which the such Sub-Adviser shall have provided discretionary investment management services pursuant to paragraph 2(a) of the Agreement for that month divided by the net assets of such Fund for that month. This fee shall be payable on or before the last business day of the next succeeding calendar month. In no event shall the aggregate monthly fees paid to the Sub-Advisers under this Agreement exceed 40% of the monthly compensation that the Adviser receives from the Trust pursuant to its advisory agreement with the Trust.    January 18, 2011    03/02/2011    03/03/2011    04/20/2022
Invesco Treasury Collateral ETF    The Sub-Advisory fee, to be computed daily and paid monthly, shall be equal to (i) 40% of the monthly compensation that the Adviser receives from the Trust with respect to the Fund pursuant to its advisory agreement with the Trust, multiplied by (ii) the fraction equal to the net assets of such Fund as to which the such Sub-Adviser shall have provided discretionary investment management services pursuant to paragraph 2(a) of the Agreement for that month divided by the net assets of such Fund for that month. This fee shall be payable on or before the last business day of the next succeeding calendar month. In no event shall the aggregate monthly fees paid to the Sub-Advisers under this Agreement exceed 40% of the monthly compensation that the Adviser receives from the Trust pursuant to its advisory agreement with the Trust.    September 29, 2016    01/07/2017    01/12/2017    04/20/2022

 

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INVESCO CAPITAL MANAGEMENT LLC
Adviser
By:   /s/ Anna Paglia
Name:   Anna Paglia
Title:   Managing Director

 

INVESCO ADVISERS, INC.
Sub-Adviser
By:   /s/ Jeffrey H. Kupor
Name:   Jeffrey H. Kupor
Title:   Senior Vice President & Secretary

 

2


INVESCO ASSET MANAGEMENT DEUTSCHLAND, GMBH
Sub-Adviser
By:   /s/ Paul Dumitrescu /s/ Alexander Uhlmann
Name:   Paul Dumitrescu Alexander Uhlmann
Title:   Director

 

INVESCO ASSET MANAGEMENT LIMITED
Sub-Adviser
By:   /s/ Nick Tolchard
Name:   Nick Tolchard
Title:   Director

 

INVESCO ASSET MANAGEMENT (JAPAN) LIMITED
Sub- Adviser
By:   /s/ Takashi Matsuo
Name:   Takashi Matsuo
Title:   CAO & head of Human Resources

 

INVESCO HONG KONG LIMITED
Sub- Adviser
By:   /s/ Lee Siu Mei / /s/ Pang Sin Chu
Name:   Lee Siu Mei / Pang Sin Chu
Title:   Head of Finance, GC / Director, GDS, AP

 

3


INVESCO SENIOR SECURED MANAGEMENT, INC.
Sub-Adviser
By:   /s/ Antonio Reina
Name:   Antonio Reina
Title:   Secretary

 

INVESCO CANADA LTD. (formerly Invesco Trimark Ltd.)
Sub-Adviser
By:   /s/ Shalomi Abraham
Name:   Shalomi Abraham
Title:   Senior Vice President

 

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SCHEDULE B

Addresses of Sub-Advisers

Invesco Advisers, Inc.

11 Greenway Plaza

Suite 100

Houston, Texas 77046

Invesco Asset Management Deutschland, GmbH

An der Welle 5

1st Floor

Frankfurt, Germany 60322

Invesco Asset Management Ltd.

Perpetual Park

Perpetual Park Drive

Henley-on-Thames

Oxfordshire

RG9 1HH

United Kingdom

Invesco Asset Management (Japan) Limited

Roppongi Hills Mori Tower 14F

6-10-1 Roppongi, Minato-ku

Tokyo 106-6114

Invesco Hong Kong Limited

41/F Champion Tower

Three Garden Road, Central

Hong Kong

Invesco Senior Secured Management, Inc.

1166 Avenue of the Americas

New York, NY 10036

Invesco Canada Ltd.

5140 Yonge Street

Suite 900

Toronto, Ontario

Canada M2N 6X7

 

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