-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTlAIrmzfR6/wzKgI1kzfojOb0o1buD8kCG8R90rvGj6Rf/6ripWRxKriR1fSSLK Kle0B9v03W2tJqqZw4PA0A== 0001140361-09-018603.txt : 20090811 0001140361-09-018603.hdr.sgml : 20090811 20090811110000 ACCESSION NUMBER: 0001140361-09-018603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090810 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARMSTRONG WORLD INDUSTRIES INC CENTRAL INDEX KEY: 0000007431 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 230366390 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 COLUMBIA AVE CITY: LANCASTER STATE: PA ZIP: 17603 BUSINESS PHONE: 7173970611 MAIL ADDRESS: STREET 1: 2500 COLUMBIA AVE CITY: LANCASTER STATE: PA ZIP: 17603 FORMER COMPANY: FORMER CONFORMED NAME: ARMSTRONG CORK CO DATE OF NAME CHANGE: 19800611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust CENTRAL INDEX KEY: 0001376967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02116 FILM NUMBER: 091002497 BUSINESS ADDRESS: STREET 1: C/O KEVIN E. IRWIN STREET 2: ONE EAST FOURTH STREET, SUITE 1400 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-579-6427 MAIL ADDRESS: STREET 1: C/O KEVIN E. IRWIN STREET 2: ONE EAST FOURTH STREET, SUITE 1400 CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc1.xml FORM 4 X0303 4 2009-08-10 0 0000007431 ARMSTRONG WORLD INDUSTRIES INC AWI 0001376967 Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust 818 N. WASHINGTON ST. WILMINGTON DE 19801 0 0 1 0 Common Stock 2009-08-10 4 S 0 7000000 22.31 D 29981480 D Forward Sale Contract (obligation to sell) 2009-08-10 4 J 0 1039777 0 A Common Stock 1039777 0 D On August 10, 2009, the reporting person entered into a prepaid variable forward sale contract with TPG Partners V, L.P. and TPG Partners VI, L.P. (collectively, "TPG"). The contract obligates the reporting person to deliver to TPG 1,039,777 shares of AWI common stock (or cash as provided in the contract) on the maturity date of the contract. The maturity date is the 20th trading day beginning on November 4, 2013. In exchange for assuming this obligation, the reporting person will receive $23,197,425 at closing of the contract. The reporting person pledged 1,039,777 shares of AWI common stock (the "Pledged Shares") to secure its obligations under the contract. While the reporting person retained dividend and voting rights in the Pledged shares during the term of the pledge, the reporting person is obligated to pay TPG dividends received on such shares and is party to a shareholders agreement with TPG relating to such shares. The settlement price will be based on the 20 day AWI common stock price preceding the settlement transaction date, and the contract can be settled in cash or in the release of sufficient Pledge Shares to satisfy the settlement payment (as determined at the settlement price). /s/Edward E. Steiner, attorney-in-fact for Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust 2009-08-11 -----END PRIVACY-ENHANCED MESSAGE-----