0001193125-11-223224.txt : 20110815 0001193125-11-223224.hdr.sgml : 20110815 20110815163026 ACCESSION NUMBER: 0001193125-11-223224 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Breeden Capital Management LLC CENTRAL INDEX KEY: 0001376259 IRS NUMBER: 113765220 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12318 FILM NUMBER: 111036829 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: ________________________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Breeden Capital Management LLC Address: 100 Northfield Street Greenwich, CT 06830 Form 13F File Number: 28-12318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard C. Breeden ------------------- Title: Chairman ------------------- Phone: (203) 618-0065 ------------------- Signature, Place, and Date of Signing: /s/ Richard C. Breeden Greenwich, CT August 15, 2011 _______________________ ________________________ _______________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: $1,137,697 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE BREEDEN CAPITAL MANAGEMENT LLC FOR QUARTER ENDED JUNE 30, 2011
Title of Value (x Shrs or prn SH/ Put/ Investment Other Name of Issuer Class CUSIP $1000) amt PRN Call Discretion Managers Voting Authority -------------- -------- --------- -------- ----------- --- ---- ---------- -------- ---------------------- Sole Shared None ---------- ------ ---- AIRGAS INC COM 009363102 75,342 1,075,703 SH SOLE 1,075,703 AMERICAN SCIENCE & ENGR INC COM 029429107 2,790 34,874 SH SOLE 34,874 AON CORP COM 037389103 79,633 1,552,299 SH SOLE 1,552,299 BLOCK H & R INC COM 093671105 213,206 13,292,143 SH SOLE 13,292,143 CASEYS GEN STORES INC COM 147528103 14,046 319,225 SH SOLE 319,225 DUN & BRADSTREET CORP DEL NE COM 26483E100 78,318 1,036,780 SH SOLE 1,036,780 EMCOR GROUP INC COM 29084Q100 66,116 2,255,751 SH SOLE 2,255,751 FLOWSERVE CORP COM 34354P105 76,179 693,231 SH SOLE 693,231 HELMERICH & PAYNE INC COM 423452101 109,873 1,661,718 SH SOLE 1,661,718 IRON MTN INC COM 462846106 81,409 2,388,061 SH SOLE 2,388,061 RSC HOLDINGS INC COM 74972L102 52,975 4,429,361 SH SOLE 4,429,361 STANLEY BLACK & DECKER INC COM 854502101 43,323 601,295 SH SOLE 601,295 STERIS CORP COM 859152100 177,255 5,067,321 SH SOLE 5,067,321 WHIRLPOOL CORP COM 963320106 33,993 418,017 SH SOLE 418,017 ZALE CORP NEW COM 988858106 33,238 5,935,414 SH SOLE 5,935,414