Executive Officer of Corporate Planning Division

0000950123-16-013166.txt : 20160129 0000950123-16-013166.hdr.sgml : 20160129 20160129060319 ACCESSION NUMBER: 0000950123-16-013166 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 EFFECTIVENESS DATE: 20160129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities Holdings Co., Ltd. CENTRAL INDEX KEY: 0001374022 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13570 FILM NUMBER: 161370864 BUSINESS ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: (81) 3-6742-1100 MAIL ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities Co., Ltd. DATE OF NAME CHANGE: 20060828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001374022 XXXXXXXX 12-31-2015 12-31-2015 Mitsubishi UFJ Securities Holdings Co., Ltd.

MEJIRODAI BUILDING, 3-29-20 MEJIRODAI, BUNKYO-KU, TOKYO M0 112-8688

13F COMBINATION REPORT 028-13570 28-15731 Mitsubishi UFJ Securities International plc N Mitsugu Enjyoji Executive Officer of Corporate Planning Division 81-3-6742-1100 Mitsugu Enjyoji Tokyo M0 01-29-2016 1 280 67405 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 5 30 SH DFND 01 30 0 0 ABBVIE INC COM 00287Y109 5 80 SH DFND 01 80 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10 100 SH DFND 01 100 0 0 ACE LTD SHS H0023R105 4 30 SH DFND 01 30 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 1149 1000000 PRN DFND 01 1000000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 94 2420 SH DFND 01 2420 0 0 ADOBE SYS INC COM 00724F101 48 510 SH DFND 01 510 0 0 AFFILIATED MANAGERS GROUP COM 008252108 300 1876 SH DFND 01 1876 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 42 790 SH DFND 01 790 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 679 24685 SH DFND 01 24685 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 48 250 SH DFND 01 250 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 67 830 SH DFND 01 830 0 0 ALLERGAN PLC SHS G0177J108 22 70 SH DFND 01 70 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 4066 3951 SH DFND 01 3951 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 1627 1501000 PRN DFND 01 1501000 0 0 ALPHABET INC CAP STK CL C 02079K107 395 521 SH DFND 01 521 0 0 ALPHABET INC CAP STK CL A 02079K305 195 250 SH DFND 01 250 0 0 ALTRIA GROUP INC COM 02209S103 102 1760 SH DFND 01 1760 0 0 AMAZON COM INC COM 023135106 500 740 SH DFND 01 740 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2 50 SH DFND 01 50 0 0 AMERICAN ELEC PWR INC COM 025537101 20 340 SH DFND 01 340 0 0 AMERICAN EXPRESS CO COM 025816109 1 20 SH DFND 01 20 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 6 100 SH DFND 01 100 0 0 AMERIPRISE FINL INC COM 03076C106 1 10 SH DFND 01 10 0 0 AMERISOURCEBERGEN CORP COM 03073E105 21 200 SH DFND 01 200 0 0 AMGEN INC COM 031162100 123 760 SH DFND 01 760 0 0 AMSURG CORP PFD CNV SR A-1 % 03232P504 177 1228 SH DFND 01 1228 0 0 ANADARKO PETE CORP COM 032511107 1 20 SH DFND 01 20 0 0 ANALOG DEVICES INC COM 032654105 8 140 SH DFND 01 140 0 0 ANTHEM INC COM 036752103 1 10 SH DFND 01 10 0 0 ANTHEM INC UNIT 05/01/20188 036752202 1498 32540 SH DFND 01 32540 0 0 APACHE CORP COM 037411105 49 1110 SH DFND 01 1110 0 0 APPLE INC COM 037833100 673 6390 SH DFND 01 6390 0 0 ASSURANT INC COM 04621X108 5 60 SH DFND 01 60 0 0 AUTODESK INC COM 052769106 30 500 SH DFND 01 500 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 24 280 SH DFND 01 280 0 0 AUTOZONE INC COM 053332102 37 50 SH DFND 01 50 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 48 330 SH DFND 01 330 0 0 AVERY DENNISON CORP COM 053611109 4 70 SH DFND 01 70 0 0 BAIDU INC SPON ADR REP A 056752108 47 250 SH DFND 01 250 0 0 BALL CORP COM 058498106 11 150 SH DFND 01 150 0 0 BANK AMER CORP COM 060505104 62 3690 SH DFND 01 3690 0 0 BANK NEW YORK MELLON CORP COM 064058100 89 2170 SH DFND 01 2170 0 0 BARD C R INC COM 067383109 27 140 SH DFND 01 140 0 0 BB&T CORP COM 054937107 16 430 SH DFND 01 430 0 0 BED BATH & BEYOND INC COM 075896100 8 170 SH DFND 01 170 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 63 480 SH DFND 01 480 0 0 BEST BUY INC COM 086516101 42 1390 SH DFND 01 1390 0 0 BIOGEN INC COM 09062X103 77 250 SH DFND 01 250 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 5 50 SH DFND 01 50 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 3396 61261 SH DFND 01 61261 0 0 BLACKROCK INC COM 09247X101 17 50 SH DFND 01 50 0 0 BLOCK H & R INC COM 093671105 17 520 SH DFND 01 520 0 0 BOEING CO COM 097023105 40 280 SH DFND 01 280 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 160 2330 SH DFND 01 2330 0 0 BROADCOM CORP CL A 111320107 45 780 SH DFND 01 780 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 8 130 SH DFND 01 130 0 0 CA INC COM 12673P105 11 390 SH DFND 01 390 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2 60 SH DFND 01 60 0 0 CAMPBELL SOUP CO COM 134429109 5 100 SH DFND 01 100 0 0 CARDINAL HEALTH INC COM 14149Y108 20 220 SH DFND 01 220 0 0 CARNIVAL CORP PAIRED CTF 143658300 13 230 SH DFND 01 230 0 0 CBRE GROUP INC CL A 12504L109 35 1000 SH DFND 01 1000 0 0 CELGENE CORP COM 151020104 98 820 SH DFND 01 820 0 0 CENTURYLINK INC COM 156700106 3 100 SH DFND 01 100 0 0 CERNER CORP COM 156782104 9 150 SH DFND 01 150 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 12 150 SH DFND 01 150 0 0 CHEVRON CORP NEW COM 166764100 31 350 SH DFND 01 350 0 0 CINTAS CORP COM 172908105 20 220 SH DFND 01 220 0 0 CISCO SYS INC COM 17275R102 102 3750 SH DFND 01 3750 0 0 CITIGROUP INC COM NEW 172967424 29 570 SH DFND 01 570 0 0 CITRIX SYS INC COM 177376100 10 130 SH DFND 01 130 0 0 CLOROX CO DEL COM 189054109 60 470 SH DFND 01 470 0 0 CME GROUP INC COM 12572Q105 62 680 SH DFND 01 680 0 0 CMS ENERGY CORP COM 125896100 5 150 SH DFND 01 150 0 0 COCA COLA CO COM 191216100 0 10 SH DFND 01 10 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 24 400 SH DFND 01 400 0 0 COMCAST CORP NEW CL A 20030N101 206 3650 SH DFND 01 3650 0 0 CONOCOPHILLIPS COM 20825C104 0 10 SH DFND 01 10 0 0 CONSOLIDATED EDISON INC COM 209115104 19 300 SH DFND 01 300 0 0 COSTCO WHSL CORP NEW COM 22160K105 107 660 SH DFND 01 660 0 0 CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 22822V200 262 2441 SH DFND 01 2441 0 0 CUMMINS INC COM 231021106 3 30 SH DFND 01 30 0 0 CVS HEALTH CORP COM 126650100 97 990 SH DFND 01 990 0 0 D R HORTON INC COM 23331A109 30 930 SH DFND 01 930 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 3 30 SH DFND 01 30 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 12 240 SH DFND 01 240 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 10 490 SH DFND 01 490 0 0 DISH NETWORK CORP CL A 25470M109 34 600 SH DFND 01 600 0 0 DISNEY WALT CO COM DISNEY 254687106 58 550 SH DFND 01 550 0 0 DOLLAR TREE INC COM 256746108 17 220 SH DFND 01 220 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 16 170 SH DFND 01 170 0 0 ELECTRONIC ARTS INC COM 285512109 117 1700 SH DFND 01 1700 0 0 ENDO INTL PLC SHS G30401106 21 340 SH DFND 01 340 0 0 EVERSOURCE ENERGY COM 30040W108 23 460 SH DFND 01 460 0 0 EXELON CORP COM 30161N101 17 620 SH DFND 01 620 0 0 EXELON CORP UNIT 99/99/9999 30161N127 521 12881 SH DFND 01 12881 0 0 EXPEDIA INC DEL COM NEW 30212P303 21 170 SH DFND 01 170 0 0 EXPEDITORS INTL WASH INC COM 302130109 7 150 SH DFND 01 150 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 66 750 SH DFND 01 750 0 0 EXXON MOBIL CORP COM 30231G102 88 1130 SH DFND 01 1130 0 0 F5 NETWORKS INC COM 315616102 8 80 SH DFND 01 80 0 0 FACEBOOK INC CL A 30303M102 441 4210 SH DFND 01 4210 0 0 FIAT CHRYSLER AUTOMOBILES N MAN COV SEC 16 N31738110 7 60 SH DFND 01 60 0 0 FIFTH THIRD BANCORP COM 316773100 19 930 SH DFND 01 930 0 0 FIRST SOLAR INC COM 336433107 22 330 SH DFND 01 330 0 0 FOOT LOCKER INC COM 344849104 42 640 SH DFND 01 640 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 9 610 SH DFND 01 610 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 851 9289 SH DFND 01 9289 0 0 GARMIN LTD SHS H2906T109 6 170 SH DFND 01 170 0 0 GENERAL DYNAMICS CORP COM 369550108 73 530 SH DFND 01 530 0 0 GENERAL ELECTRIC CO COM 369604103 60 1920 SH DFND 01 1920 0 0 GENERAL MTRS CO COM 37045V100 44 1280 SH DFND 01 1280 0 0 GILEAD SCIENCES INC COM 375558103 331 3270 SH DFND 01 3270 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 5394 1194000 PRN DFND 01 1194000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4 20 SH DFND 01 20 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 81 2480 SH DFND 01 2480 0 0 HALLIBURTON CO COM 406216101 4 110 SH DFND 01 110 0 0 HARMAN INTL INDS INC COM 413086109 8 90 SH DFND 01 90 0 0 HARRIS CORP DEL COM 413875105 101 1160 SH DFND 01 1160 0 0 HASBRO INC COM 418056107 63 940 SH DFND 01 940 0 0 HOME DEPOT INC COM 437076102 60 450 SH DFND 01 450 0 0 HUNTINGTON BANCSHARES INC COM 446150104 18 1630 SH DFND 01 1630 0 0 ILLINOIS TOOL WKS INC COM 452308109 6 60 SH DFND 01 60 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 1.625%12/1 457985AK5 2059 1585000 PRN DFND 01 1585000 0 0 INTEL CORP COM 458140100 333 9660 SH DFND 01 9660 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 41 160 SH DFND 01 160 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11 90 SH DFND 01 90 0 0 INTERPUBLIC GROUP COS INC COM 460690100 14 600 SH DFND 01 600 0 0 INTUIT COM 461202103 50 520 SH DFND 01 520 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 38 70 SH DFND 01 70 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 973 862000 PRN DFND 01 862000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 2879 2188000 PRN DFND 01 2188000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4 30 SH DFND 01 30 0 0 JOHNSON & JOHNSON COM 478160104 29 280 SH DFND 01 280 0 0 JOHNSON CTLS INC COM 478366107 9 220 SH DFND 01 220 0 0 JPMORGAN CHASE & CO COM 46625H100 44 670 SH DFND 01 670 0 0 JUNIPER NETWORKS INC COM 48203R104 65 2350 SH DFND 01 2350 0 0 KIMBERLY CLARK CORP COM 494368103 6 50 SH DFND 01 50 0 0 KINDER MORGAN INC DEL COM 49456B101 0 20 SH DFND 01 20 0 0 KLA-TENCOR CORP COM 482480100 31 440 SH DFND 01 440 0 0 KRAFT HEINZ CO COM 500754106 16 220 SH DFND 01 220 0 0 L BRANDS INC COM 501797104 39 410 SH DFND 01 410 0 0 LACLEDE GROUP INC COM 505597104 39 655 SH DFND 01 655 0 0 LAM RESEARCH CORP COM 512807108 19 240 SH DFND 01 240 0 0 LEAR CORP COM NEW 521865204 41 330 SH DFND 01 330 0 0 LENNAR CORP CL A 526057104 44 900 SH DFND 01 900 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 12 430 SH DFND 01 430 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 3 61 SH DFND 01 61 0 0 LILLY ELI & CO COM 532457108 13 160 SH DFND 01 160 0 0 LINEAR TECHNOLOGY CORP COM 535678106 7 170 SH DFND 01 170 0 0 LINKEDIN CORP COM CL A 53578A108 191 848 SH DFND 01 848 0 0 LOCKHEED MARTIN CORP COM 539830109 104 480 SH DFND 01 480 0 0 LOWES COS INC COM 548661107 14 180 SH DFND 01 180 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 44 510 SH DFND 01 510 0 0 MARATHON PETE CORP COM 56585A102 7 140 SH DFND 01 140 0 0 MARKIT LTD SHS G58249106 24 810 SH DFND 01 810 0 0 MARRIOTT INTL INC NEW CL A 571903202 56 830 SH DFND 01 830 0 0 MASTERCARD INC CL A 57636Q104 1 10 SH DFND 01 10 0 0 MATTEL INC COM 577081102 6 220 SH DFND 01 220 0 0 MCDONALDS CORP COM 580135101 57 480 SH DFND 01 480 0 0 MCGRAW HILL FINL INC COM 580645109 39 400 SH DFND 01 400 0 0 MCKESSON CORP COM 58155Q103 22 110 SH DFND 01 110 0 0 MEDTRONIC PLC SHS G5960L103 16 210 SH DFND 01 210 0 0 MERCK & CO INC NEW COM 58933Y105 11 200 SH DFND 01 200 0 0 METLIFE INC COM 59156R108 1 20 SH DFND 01 20 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 9 220 SH DFND 01 220 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 41 880 SH DFND 01 880 0 0 MICRON TECHNOLOGY INC COM 595112103 14 970 SH DFND 01 970 0 0 MICROSOFT CORP COM 594918104 432 7780 SH DFND 01 7780 0 0 MONDELEZ INTL INC CL A 609207105 90 2010 SH DFND 01 2010 0 0 MONSANTO CO NEW COM 61166W101 4 40 SH DFND 01 40 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 39 260 SH DFND 01 260 0 0 MOODYS CORP COM 615369105 27 270 SH DFND 01 270 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 12 170 SH DFND 01 170 0 0 MYLAN N V SHS EURO N59465109 110 2030 SH DFND 01 2030 0 0 NABORS INDUSTRIES LTD SHS G6359F103 2 270 SH DFND 01 270 0 0 NASDAQ INC COM 631103108 55 950 SH DFND 01 950 0 0 NATIONAL OILWELL VARCO INC COM 637071101 9 260 SH DFND 01 260 0 0 NETAPP INC COM 64110D104 2 90 SH DFND 01 90 0 0 NETEASE INC SPONSORED ADR 64110W102 16 90 SH DFND 01 90 0 0 NETFLIX INC COM 64110L106 34 300 SH DFND 01 300 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 1789 1808000 PRN DFND 01 1808000 0 0 NEXTERA ENERGY INC COM 65339F101 19 180 SH DFND 01 180 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 2642 50000 SH DFND 01 50000 0 0 NOBLE CORP PLC SHS USD G65431101 5 460 SH DFND 01 460 0 0 NORFOLK SOUTHERN CORP COM 655844108 20 240 SH DFND 01 240 0 0 NORTHERN TR CORP COM 665859104 7 100 SH DFND 01 100 0 0 NORTHROP GRUMMAN CORP COM 666807102 26 140 SH DFND 01 140 0 0 NUANCE COMMUNICATIONS INC NOTE 2.750%11/0 67020YAF7 203 201000 PRN DFND 01 201000 0 0 NVIDIA CORP COM 67066G104 27 830 SH DFND 01 830 0 0 NXP SEMICONDUCTORS N V COM N6596X109 67 800 SH DFND 01 800 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 46 180 SH DFND 01 180 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1 10 SH DFND 01 10 0 0 OWENS ILL INC COM NEW 690768403 4 220 SH DFND 01 220 0 0 PACCAR INC COM 693718108 8 160 SH DFND 01 160 0 0 PAYCHEX INC COM 704326107 16 300 SH DFND 01 300 0 0 PAYPAL HLDGS INC COM 70450Y103 8 220 SH DFND 01 220 0 0 PENTAIR PLC SHS G7S00T104 9 190 SH DFND 01 190 0 0 PEPSICO INC COM 713448108 2 20 SH DFND 01 20 0 0 PFIZER INC COM 717081103 94 2920 SH DFND 01 2920 0 0 PHILLIPS 66 COM 718546104 7 90 SH DFND 01 90 0 0 PITNEY BOWES INC COM 724479100 18 890 SH DFND 01 890 0 0 PNC FINL SVCS GROUP INC COM 693475105 12 130 SH DFND 01 130 0 0 PRECIDIAN ETFS TR MAXIS NIKKEI 74016W106 1856 100427 SH DFND 01 100427 0 0 PRICELINE GRP INC COM NEW 741503403 64 50 SH DFND 01 50 0 0 PRUDENTIAL FINL INC COM 744320102 83 1020 SH DFND 01 1020 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 2 50 SH DFND 01 50 0 0 QUALCOMM INC COM 747525103 43 860 SH DFND 01 860 0 0 RAYTHEON CO COM NEW 755111507 36 290 SH DFND 01 290 0 0 RED HAT INC COM 756577102 28 340 SH DFND 01 340 0 0 REGENERON PHARMACEUTICALS COM 75886F107 141 260 SH DFND 01 260 0 0 ROCKWELL COLLINS INC COM 774341101 1 10 SH DFND 01 10 0 0 ROSS STORES INC COM 778296103 33 610 SH DFND 01 610 0 0 SALESFORCE COM INC COM 79466L302 232 2960 SH DFND 01 2960 0 0 SANDISK CORP COM 80004C101 163 2140 SH DFND 01 2140 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 2600 1651000 PRN DFND 01 1651000 0 0 SCHLUMBERGER LTD COM 806857108 13 190 SH DFND 01 190 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 4 80 SH DFND 01 80 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 14 380 SH DFND 01 380 0 0 SEALED AIR CORP NEW COM 81211K100 11 250 SH DFND 01 250 0 0 SIRIUS XM HLDGS INC COM 82968B103 13 3110 SH DFND 01 3110 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 24 310 SH DFND 01 310 0 0 SMUCKER J M CO COM NEW 832696405 35 280 SH DFND 01 280 0 0 SOUTHWEST AIRLS CO COM 844741108 13 310 SH DFND 01 310 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 545 29397 SH DFND 01 29397 0 0 STAPLES INC COM 855030102 6 620 SH DFND 01 620 0 0 STARBUCKS CORP COM 855244109 125 2090 SH DFND 01 2090 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 4 60 SH DFND 01 60 0 0 STERICYCLE INC COM 858912108 7 60 SH DFND 01 60 0 0 STERICYCLE INC DEP PFD A 1/10 858912207 724 7900 SH DFND 01 7900 0 0 STILLWATER MNG CO COM 86074Q102 4 522 SH DFND 01 522 0 0 SUNPOWER CORP DBCV 0.750% 6/0 867652AG4 1303 998000 PRN DFND 01 998000 0 0 SUNTRUST BKS INC COM 867914103 38 880 SH DFND 01 880 0 0 SYMANTEC CORP COM 871503108 13 610 SH DFND 01 610 0 0 T MOBILE US INC CONV PFD SER A 872590203 2018 29800 SH DFND 01 29800 0 0 TARGET CORP COM 87612E106 7 100 SH DFND 01 100 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1 30 SH DFND 01 30 0 0 TESLA MTRS INC COM 88160R101 26 110 SH DFND 01 110 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 1480 1575000 PRN DFND 01 1575000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 2447 2640000 PRN DFND 01 2640000 0 0 TESORO CORP COM 881609101 66 630 SH DFND 01 630 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 511 325000 PRN DFND 01 325000 0 0 TEXAS INSTRS INC COM 882508104 87 1580 SH DFND 01 1580 0 0 TIME WARNER INC COM NEW 887317303 1 10 SH DFND 01 10 0 0 TJX COS INC NEW COM 872540109 50 710 SH DFND 01 710 0 0 TOTAL SYS SVCS INC COM 891906109 9 180 SH DFND 01 180 0 0 TRANSOCEAN LTD REG SHS H8817H100 41 3330 SH DFND 01 3330 0 0 TUBEMOGUL INC COM 898570106 28 2070 SH DFND 01 2070 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 36 1330 SH DFND 01 1330 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 45 53000 PRN DFND 01 53000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 3592 4291000 PRN DFND 01 4291000 0 0 TYSON FOODS INC UNIT 99/99/9999 902494301 3314 54610 SH DFND 01 54610 0 0 UNDER ARMOUR INC CL A 904311107 39 480 SH DFND 01 480 0 0 UNITED CONTL HLDGS INC COM 910047109 18 310 SH DFND 01 310 0 0 UNITED PARCEL SERVICE INC CL B 911312106 6 60 SH DFND 01 60 0 0 UNITED RENTALS INC COM 911363109 17 240 SH DFND 01 240 0 0 UNITEDHEALTH GROUP INC COM 91324P102 46 390 SH DFND 01 390 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 20 170 SH DFND 01 170 0 0 US BANCORP DEL COM NEW 902973304 23 550 SH DFND 01 550 0 0 VALERO ENERGY CORP NEW COM 91913Y100 16 230 SH DFND 01 230 0 0 VCA INC COM 918194101 41 740 SH DFND 01 740 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 65 1400 SH DFND 01 1400 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 54 430 SH DFND 01 430 0 0 VIACOM INC NEW CL B 92553P201 5 130 SH DFND 01 130 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 6 1900 SH DFND 01 1900 0 0 VISA INC COM CL A 92826C839 130 1670 SH DFND 01 1670 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 107 1260 SH DFND 01 1260 0 0 WAL-MART STORES INC COM 931142103 2 30 SH DFND 01 30 0 0 WELLS FARGO & CO NEW COM 949746101 44 810 SH DFND 01 810 0 0 WELLTOWER INC 6.50% PFD PREPET 95040Q203 3914 64370 SH DFND 01 64370 0 0 WESTERN DIGITAL CORP COM 958102105 5 90 SH DFND 01 90 0 0 WEYERHAEUSER CO COM 962166104 1211 40402 SH DFND 01 40402 0 0 WHOLE FOODS MKT INC COM 966837106 7 200 SH DFND 01 200 0 0 WPX ENERGY INC PFD SER A CV 98212B202 31 1000 SH DFND 01 1000 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 12 160 SH DFND 01 160 0 0 WYNN RESORTS LTD COM 983134107 6 90 SH DFND 01 90 0 0 XL GROUP PLC SHS G98290102 36 910 SH DFND 01 910 0 0 YAHOO INC COM 984332106 86 2580 SH DFND 01 2580 0 0 ZOETIS INC CL A 98978V103 8 170 SH DFND 01 170 0 0