Executive Officer of Corporate Planning Division

0000950123-15-008576.txt : 20150812 0000950123-15-008576.hdr.sgml : 20150812 20150812070515 ACCESSION NUMBER: 0000950123-15-008576 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities Holdings Co., Ltd. CENTRAL INDEX KEY: 0001374022 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13570 FILM NUMBER: 151045529 BUSINESS ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: (81) 3-6742-1100 MAIL ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities Co., Ltd. DATE OF NAME CHANGE: 20060828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001374022 XXXXXXXX 06-30-2015 06-30-2015 Mitsubishi UFJ Securities Holdings Co., Ltd.

MEJIRODAI BUILDING, 3-29-20 MEJIRODAI, BUNKYO-KU, TOKYO M0 112-8688

13F COMBINATION REPORT 028-13570 28-13569 Kokusai Asset Management Co., Ltd. 28-15731 Mitsubishi UFJ Securities International plc 28-15100 Mitsubishi UFJ Securities(USA),Inc. N Mitsugu Enjyoji Executive Officer of Corporate Planning Division 81-3-6742-1100 Mitsugu Enjyoji Tokyo M0 08-12-2015 1 272 14884 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 23 150 SH DFND 01 150 0 0 ABBOTT LABS COM 002824100 2 40 SH DFND 01 40 0 0 ABBVIE INC COM 00287Y109 22 320 SH DFND 01 320 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 17 180 SH DFND 01 180 0 0 ACE LTD SHS H0023R105 3 30 SH DFND 01 30 0 0 ACTIVISION BLIZZARD INC COM 00507V109 20 840 SH DFND 01 840 0 0 ADOBE SYS INC COM 00724F101 41 510 SH DFND 01 510 0 0 AETNA INC NEW COM 00817Y108 3 20 SH DFND 01 20 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 67 370 SH DFND 01 370 0 0 ALLERGAN PLC SHS G0177J108 39 130 SH DFND 01 130 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 53 180 SH DFND 01 180 0 0 ALTERA CORP COM 021441100 11 220 SH DFND 01 220 0 0 ALTRIA GROUP INC COM 02209S103 26 540 SH DFND 01 540 0 0 AMAZON COM INC COM 023135106 317 730 SH DFND 01 730 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 8 200 SH DFND 01 200 0 0 AMERICAN ELEC PWR INC COM 025537101 1 10 SH DFND 01 10 0 0 AMERICAN EXPRESS CO COM 025816109 7 90 SH DFND 01 90 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 38 610 SH DFND 01 610 0 0 AMERIPRISE FINL INC COM 03076C106 5 40 SH DFND 01 40 0 0 AMERISOURCEBERGEN CORP COM 03073E105 27 250 SH DFND 01 250 0 0 AMGEN INC COM 031162100 144 940 SH DFND 01 940 0 0 AMPHENOL CORP NEW CL A 032095101 10 170 SH DFND 01 170 0 0 ANADARKO PETE CORP COM 032511107 9 110 SH DFND 01 110 0 0 ANALOG DEVICES INC COM 032654105 19 290 SH DFND 01 290 0 0 ANTHEM INC COM 036752103 2 10 SH DFND 01 10 0 0 APACHE CORP COM 037411105 6 110 SH DFND 01 110 0 0 APPLE INC COM 037833100 1017 8110 SH DFND 01 8110 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 0 10 SH DFND 01 10 0 0 AUTODESK INC COM 052769106 10 200 SH DFND 01 200 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 14 180 SH DFND 01 180 0 0 AUTONATION INC COM 05329W102 9 150 SH DFND 01 150 0 0 AUTOZONE INC COM 053332102 40 60 SH DFND 01 60 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 140 1050 SH DFND 01 1050 0 0 AVERY DENNISON CORP COM 053611109 19 310 SH DFND 01 310 0 0 BAIDU INC SPON ADR REP A 056752108 50 250 SH DFND 01 250 0 0 BALL CORP COM 058498106 9 130 SH DFND 01 130 0 0 BANK AMER CORP COM 060505104 43 2520 SH DFND 01 2520 0 0 BANK NEW YORK MELLON CORP COM 064058100 1 20 SH DFND 01 20 0 0 BARD C R INC COM 067383109 2 10 SH DFND 01 10 0 0 BB&T CORP COM 054937107 27 670 SH DFND 01 670 0 0 BECTON DICKINSON & CO COM 075887109 20 140 SH DFND 01 140 0 0 BED BATH & BEYOND INC COM 075896100 12 170 SH DFND 01 170 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19 140 SH DFND 01 140 0 0 BEST BUY INC COM 086516101 56 1720 SH DFND 01 1720 0 0 BIOGEN INC COM 09062X103 238 590 SH DFND 01 590 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 7 50 SH DFND 01 50 0 0 BLACKROCK INC COM 09247X101 17 50 SH DFND 01 50 0 0 BOEING CO COM 097023105 42 300 SH DFND 01 300 0 0 BORGWARNER INC COM 099724106 74 1310 SH DFND 01 1310 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 43 650 SH DFND 01 650 0 0 BROADCOM CORP CL A 111320107 40 780 SH DFND 01 780 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 8 130 SH DFND 01 130 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3 130 SH DFND 01 130 0 0 CABOT OIL & GAS CORP COM 127097103 25 800 SH DFND 01 800 0 0 CAMPBELL SOUP CO COM 134429109 60 1260 SH DFND 01 1260 0 0 CARDINAL HEALTH INC COM 14149Y108 35 420 SH DFND 01 420 0 0 CATAMARAN CORP COM 148887102 9 140 SH DFND 01 140 0 0 CBRE GROUP INC CL A 12504L109 36 960 SH DFND 01 960 0 0 CELGENE CORP COM 151020104 184 1590 SH DFND 01 1590 0 0 CENTURYLINK INC COM 156700106 13 450 SH DFND 01 450 0 0 CERNER CORP COM 156782104 10 150 SH DFND 01 150 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 12 150 SH DFND 01 150 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 180 190000 PRN DFND 01 190000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 775 890000 PRN DFND 01 890000 0 0 CHEVRON CORP NEW COM 166764100 59 610 SH DFND 01 610 0 0 CINTAS CORP COM 172908105 9 110 SH DFND 01 110 0 0 CISCO SYS INC COM 17275R102 68 2490 SH DFND 01 2490 0 0 CITIGROUP INC COM NEW 172967424 51 930 SH DFND 01 930 0 0 CITRIX SYS INC COM 177376100 9 130 SH DFND 01 130 0 0 CLOROX CO DEL COM 189054109 67 640 SH DFND 01 640 0 0 CME GROUP INC COM 12572Q105 1 10 SH DFND 01 10 0 0 CMS ENERGY CORP COM 125896100 19 600 SH DFND 01 600 0 0 COCA COLA CO COM 191216100 3 70 SH DFND 01 70 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11 180 SH DFND 01 180 0 0 COLGATE PALMOLIVE CO COM 194162103 7 100 SH DFND 01 100 0 0 COMCAST CORP NEW CL A 20030N101 189 3140 SH DFND 01 3140 0 0 COMERICA INC COM 200340107 10 190 SH DFND 01 190 0 0 CONAGRA FOODS INC COM 205887102 1 30 SH DFND 01 30 0 0 CONOCOPHILLIPS COM 20825C104 2 40 SH DFND 01 40 0 0 CONSOLIDATED EDISON INC COM 209115104 1 10 SH DFND 01 10 0 0 CONSTELLATION BRANDS INC CL A 21036P108 14 120 SH DFND 01 120 0 0 COSTCO WHSL CORP NEW COM 22160K105 51 380 SH DFND 01 380 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 6 80 SH DFND 01 80 0 0 CSX CORP COM 126408103 18 540 SH DFND 01 540 0 0 CVS HEALTH CORP COM 126650100 29 280 SH DFND 01 280 0 0 D R HORTON INC COM 23331A109 9 340 SH DFND 01 340 0 0 DARDEN RESTAURANTS INC COM 237194105 23 330 SH DFND 01 330 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 11 130 SH DFND 01 130 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 43 1040 SH DFND 01 1040 0 0 DENBURY RES INC COM NEW 247916208 1 170 SH DFND 01 170 0 0 DISH NETWORK CORP CL A 25470M109 41 600 SH DFND 01 600 0 0 DISNEY WALT CO COM DISNEY 254687106 60 530 SH DFND 01 530 0 0 DOLLAR TREE INC COM 256746108 8 100 SH DFND 01 100 0 0 DOW CHEM CO COM 260543103 26 500 SH DFND 01 500 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 50 690 SH DFND 01 690 0 0 E M C CORP MASS COM 268648102 2 60 SH DFND 01 60 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 10 320 SH DFND 01 320 0 0 EASTMAN CHEM CO COM 277432100 20 250 SH DFND 01 250 0 0 EBAY INC COM 278642103 99 1650 SH DFND 01 1650 0 0 EDISON INTL COM 281020107 1 10 SH DFND 01 10 0 0 ELECTRONIC ARTS INC COM 285512109 53 800 SH DFND 01 800 0 0 ENDO INTL PLC SHS G30401106 27 340 SH DFND 01 340 0 0 EOG RES INC COM 26875P101 3 30 SH DFND 01 30 0 0 EQT CORP COM 26884L109 15 180 SH DFND 01 180 0 0 EQUINIX INC COM PAR $0.001 29444U700 18 70 SH DFND 01 70 0 0 EXELON CORP COM 30161N101 19 620 SH DFND 01 620 0 0 EXPEDIA INC DEL COM NEW 30212P303 106 970 SH DFND 01 970 0 0 EXPEDITORS INTL WASH INC COM 302130109 17 360 SH DFND 01 360 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 181 2040 SH DFND 01 2040 0 0 EXXON MOBIL CORP COM 30231G102 113 1360 SH DFND 01 1360 0 0 F5 NETWORKS INC COM 315616102 29 240 SH DFND 01 240 0 0 FACEBOOK INC CL A 30303M102 210 2450 SH DFND 01 2450 0 0 FIFTH THIRD BANCORP COM 316773100 10 460 SH DFND 01 460 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 21 1420 SH DFND 01 1420 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1 70 SH DFND 01 70 0 0 GARMIN LTD SHS H2906T109 7 170 SH DFND 01 170 0 0 GENERAL DYNAMICS CORP COM 369550108 30 210 SH DFND 01 210 0 0 GENERAL ELECTRIC CO COM 369604103 70 2640 SH DFND 01 2640 0 0 GENERAL MLS INC COM 370334104 37 660 SH DFND 01 660 0 0 GENERAL MTRS CO COM 37045V100 4 120 SH DFND 01 120 0 0 GILEAD SCIENCES INC COM 375558103 348 2970 SH DFND 01 2970 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 67 320 SH DFND 01 320 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 9 310 SH DFND 01 310 0 0 GOOGLE INC CL C 38259P706 276 531 SH DFND 01 531 0 0 HARRIS CORP DEL COM 413875105 39 510 SH DFND 01 510 0 0 HASBRO INC COM 418056107 19 260 SH DFND 01 260 0 0 HCP INC COM 40414L109 1 40 SH DFND 01 40 0 0 HESS CORP COM 42809H107 3 50 SH DFND 01 50 0 0 HEWLETT PACKARD CO COM 428236103 0 10 SH DFND 01 10 0 0 HOME DEPOT INC COM 437076102 91 820 SH DFND 01 820 0 0 HONEYWELL INTL INC COM 438516106 3 30 SH DFND 01 30 0 0 HOST HOTELS & RESORTS INC COM 44107P104 9 430 SH DFND 01 430 0 0 ILLUMINA INC COM 452327109 66 300 SH DFND 01 300 0 0 INGERSOLL-RAND PLC SHS G47791101 9 130 SH DFND 01 130 0 0 INTEL CORP COM 458140100 40 1330 SH DFND 01 1330 0 0 INTERPUBLIC GROUP COS INC COM 460690100 9 470 SH DFND 01 470 0 0 INTEST CORP COM 461147100 63 14514 SH DFND 01 14514 0 0 INTUIT COM 461202103 85 840 SH DFND 01 840 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 10 20 SH DFND 01 20 0 0 JABIL CIRCUIT INC COM 466313103 2 110 SH DFND 01 110 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 5 30 SH DFND 01 30 0 0 JOHNSON & JOHNSON COM 478160104 32 330 SH DFND 01 330 0 0 JPMORGAN CHASE & CO COM 46625H100 106 1570 SH DFND 01 1570 0 0 KEURIG GREEN MTN INC COM 49271M100 23 300 SH DFND 01 300 0 0 KIMBERLY CLARK CORP COM 494368103 42 400 SH DFND 01 400 0 0 KINDER MORGAN INC DEL COM 49456B101 3 90 SH DFND 01 90 0 0 KLA-TENCOR CORP COM 482480100 27 480 SH DFND 01 480 0 0 KRAFT FOODS GROUP INC COM 50076Q106 39 460 SH DFND 01 460 0 0 KROGER CO COM 501044101 54 750 SH DFND 01 750 0 0 LAM RESEARCH CORP COM 512807108 45 550 SH DFND 01 550 0 0 LEGGETT & PLATT INC COM 524660107 10 200 SH DFND 01 200 0 0 LENNAR CORP CL A 526057104 14 280 SH DFND 01 280 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 12 430 SH DFND 01 430 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 2 61 SH DFND 01 61 0 0 LILLY ELI & CO COM 532457108 31 370 SH DFND 01 370 0 0 LINCOLN NATL CORP IND COM 534187109 17 290 SH DFND 01 290 0 0 LINEAR TECHNOLOGY CORP COM 535678106 8 170 SH DFND 01 170 0 0 LOCKHEED MARTIN CORP COM 539830109 45 240 SH DFND 01 240 0 0 LOWES COS INC COM 548661107 12 180 SH DFND 01 180 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 73 620 SH DFND 01 620 0 0 MARRIOTT INTL INC NEW CL A 571903202 62 830 SH DFND 01 830 0 0 MARTIN MARIETTA MATLS INC COM 573284106 18 130 SH DFND 01 130 0 0 MASTERCARD INC CL A 57636Q104 5 50 SH DFND 01 50 0 0 MATTEL INC COM 577081102 62 2430 SH DFND 01 2430 0 0 MCCORMICK & CO INC COM NON VTG 579780206 10 120 SH DFND 01 120 0 0 MCKESSON CORP COM 58155Q103 2 10 SH DFND 01 10 0 0 MEDIVATION INC COM 58501N101 41 360 SH DFND 01 360 0 0 MEDTRONIC PLC SHS G5960L103 20 270 SH DFND 01 270 0 0 MERCK & CO INC NEW COM 58933Y105 66 1160 SH DFND 01 1160 0 0 METLIFE INC COM 59156R108 4 80 SH DFND 01 80 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 70 1660 SH DFND 01 1660 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 9 180 SH DFND 01 180 0 0 MICRON TECHNOLOGY INC COM 595112103 18 970 SH DFND 01 970 0 0 MICROSOFT CORP COM 594918104 344 7800 SH DFND 01 7800 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 41 770 SH DFND 01 770 0 0 MONDELEZ INTL INC CL A 609207105 27 650 SH DFND 01 650 0 0 MONSANTO CO NEW COM 61166W101 4 40 SH DFND 01 40 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 17 130 SH DFND 01 130 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 7 130 SH DFND 01 130 0 0 MYLAN N V SHS EURO N59465109 138 2030 SH DFND 01 2030 0 0 NABORS INDUSTRIES LTD SHS G6359F103 16 1100 SH DFND 01 1100 0 0 NETAPP INC COM 64110D104 3 90 SH DFND 01 90 0 0 NETFLIX INC COM 64110L106 33 50 SH DFND 01 50 0 0 NEXTERA ENERGY INC COM 65339F101 29 300 SH DFND 01 300 0 0 NIKE INC CL B 654106103 5 50 SH DFND 01 50 0 0 NOBLE CORP PLC SHS USD G65431101 28 1850 SH DFND 01 1850 0 0 NOBLE ENERGY INC COM 655044105 2 50 SH DFND 01 50 0 0 NORTHERN TR CORP COM 665859104 76 990 SH DFND 01 990 0 0 NORTHROP GRUMMAN CORP COM 666807102 27 170 SH DFND 01 170 0 0 NUANCE COMMUNICATIONS INC NOTE 2.750%11/0 67020YAF7 292 290000 PRN DFND 01 290000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 21 210 SH DFND 01 210 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 36 160 SH DFND 01 160 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 5 60 SH DFND 01 60 0 0 PACCAR INC COM 693718108 17 270 SH DFND 01 270 0 0 PAYCHEX INC COM 704326107 17 360 SH DFND 01 360 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 19 1190 SH DFND 01 1190 0 0 PEPSICO INC COM 713448108 10 110 SH DFND 01 110 0 0 PFIZER INC COM 717081103 13 390 SH DFND 01 390 0 0 PG&E CORP COM 69331C108 0 10 SH DFND 01 10 0 0 PHILLIPS 66 COM 718546104 30 370 SH DFND 01 370 0 0 PNC FINL SVCS GROUP INC COM 693475105 34 360 SH DFND 01 360 0 0 PRECIDIAN ETFS TR MAXIS NIKKEI 74016W106 1963 100427 SH DFND 01 100427 0 0 PROCTER & GAMBLE CO COM 742718109 5 70 SH DFND 01 70 0 0 PROGRESSIVE CORP OHIO 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824348106 39 140 SH DFND 01 140 0 0 SINA CORP NOTE 1.000%12/0 82922RAD5 143 150000 PRN DFND 01 150000 0 0 SIRIUS XM HLDGS INC COM 82968B103 12 3110 SH DFND 01 3110 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 40 380 SH DFND 01 380 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 36 1700 SH DFND 01 1700 0 0 SOUTHERN CO COM 842587107 1 20 SH DFND 01 20 0 0 SOUTHWEST AIRLS CO COM 844741108 9 280 SH DFND 01 280 0 0 SPECTRA ENERGY CORP COM 847560109 11 340 SH DFND 01 340 0 0 STANLEY BLACK & DECKER INC COM 854502101 3 30 SH DFND 01 30 0 0 STAPLES INC COM 855030102 47 3100 SH DFND 01 3100 0 0 STARBUCKS CORP COM 855244109 109 2030 SH DFND 01 2030 0 0 STERICYCLE INC COM 858912108 8 60 SH DFND 01 60 0 0 SYMANTEC CORP COM 871503108 131 5640 SH DFND 01 5640 0 0 TARGET CORP COM 87612E106 33 410 SH DFND 01 410 0 0 TEGNA INC COM 87901J105 42 1300 SH DFND 01 1300 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 9 150 SH DFND 01 150 0 0 TESLA MTRS INC COM 88160R101 30 110 SH DFND 01 110 0 0 TESLA MTRS INC 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110 0 0 WYNN RESORTS LTD COM 983134107 9 90 SH DFND 01 90 0 0 YAHOO INC COM 984332106 31 800 SH DFND 01 800 0 0