Deputy General Manager of Corporate Planning Division

0000950123-15-005270.txt : 20150511 0000950123-15-005270.hdr.sgml : 20150511 20150511062037 ACCESSION NUMBER: 0000950123-15-005270 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150511 DATE AS OF CHANGE: 20150511 EFFECTIVENESS DATE: 20150511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities Holdings Co., Ltd. CENTRAL INDEX KEY: 0001374022 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13570 FILM NUMBER: 15848802 BUSINESS ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: (81) 3-6742-1100 MAIL ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities Co., Ltd. DATE OF NAME CHANGE: 20060828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001374022 XXXXXXXX 03-31-2015 03-31-2015 Mitsubishi UFJ Securities Holdings Co., Ltd.

MEJIRODAI BUILDING, 3-29-20 MEJIRODAI, BUNKYO-KU, TOKYO M0 112-8688

13F COMBINATION REPORT 028-13570 28-13569 Kokusai Asset Management Co., Ltd. 28-15731 Mitsubishi UFJ Securities International plc 28-15100 Mitsubishi UFJ Securities(USA),Inc. N Kazuo Ozaki Deputy General Manager of Corporate Planning Division 81-3-6742-1100 Kazuo Ozaki Tokyo M0 04-30-2015 1 294 38001 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 13 80 SH DFND 01 80 0 0 ABBOTT LABS COM 002824100 4 80 SH DFND 01 80 0 0 ABBVIE INC COM 00287Y109 19 320 SH DFND 01 320 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 64 680 SH DFND 01 680 0 0 ACE LTD SHS H0023R105 8 70 SH DFND 01 70 0 0 ACTAVIS PLC SHS G0083B108 26 86 SH DFND 01 86 0 0 ACTIVISION BLIZZARD INC COM 00507V109 19 840 SH DFND 01 840 0 0 ADOBE SYS INC COM 00724F101 38 510 SH DFND 01 510 0 0 AETNA INC NEW COM 00817Y108 5 50 SH DFND 01 50 0 0 AFFILIATED MANAGERS GROUP COM 008252108 4 20 SH DFND 01 20 0 0 AIR PRODS & CHEMS INC COM 009158106 8 50 SH DFND 01 50 0 0 ALCOA INC COM 013817101 5 380 SH DFND 01 380 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 66 380 SH DFND 01 380 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 41 490 SH DFND 01 490 0 0 AMAZON COM INC COM 023135106 145 390 SH DFND 01 390 0 0 AMERICAN ELEC PWR INC COM 025537101 2 30 SH DFND 01 30 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 9 170 SH DFND 01 170 0 0 AMERISOURCEBERGEN CORP COM 03073E105 58 510 SH DFND 01 510 0 0 AMGEN INC COM 031162100 133 830 SH DFND 01 830 0 0 AMPHENOL CORP NEW CL A 032095101 19 330 SH DFND 01 330 0 0 ANALOG DEVICES INC COM 032654105 9 140 SH DFND 01 140 0 0 ANTHEM INC COM 036752103 25 160 SH DFND 01 160 0 0 APACHE CORP COM 037411105 31 510 SH DFND 01 510 0 0 APPLE INC COM 037833100 945 7596 SH DFND 01 7596 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1 20 SH DFND 01 20 0 0 AUTODESK INC COM 052769106 12 200 SH DFND 01 200 0 0 AUTOZONE INC COM 053332102 55 80 SH DFND 01 80 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 122 960 SH DFND 01 960 0 0 BAIDU INC SPON ADR REP A 056752108 52 250 SH DFND 01 250 0 0 BANK AMER CORP COM 060505104 7 480 SH DFND 01 480 0 0 BANK NEW YORK MELLON CORP COM 064058100 2 50 SH DFND 01 50 0 0 BAXTER INTL INC COM 071813109 16 240 SH DFND 01 240 0 0 BB&T CORP COM 054937107 25 630 SH DFND 01 630 0 0 BECTON DICKINSON & CO COM 075887109 42 290 SH DFND 01 290 0 0 BED BATH & BEYOND INC COM 075896100 13 170 SH DFND 01 170 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 42 290 SH DFND 01 290 0 0 BEST BUY INC COM 086516101 27 716 SH DFND 01 716 0 0 BIOGEN INC COM 09062X103 236 560 SH DFND 01 560 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6 50 SH DFND 01 50 0 0 BLACKROCK INC COM 09247X101 4 10 SH DFND 01 10 0 0 BOEING CO COM 097023105 90 600 SH DFND 01 600 0 0 BORGWARNER INC COM 099724106 2 30 SH DFND 01 30 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 87 1350 SH DFND 01 1350 0 0 BROADCOM CORP CL A 111320107 24 560 SH DFND 01 560 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 10 130 SH DFND 01 130 0 0 CA INC COM 12673P105 18 550 SH DFND 01 550 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 5 270 SH DFND 01 270 0 0 CAMPBELL SOUP CO COM 134429109 39 840 SH DFND 01 840 0 0 CAPITAL ONE FINL CORP COM 14040H105 1 10 SH DFND 01 10 0 0 CARMAX INC COM 143130102 63 910 SH DFND 01 910 0 0 CARNIVAL CORP PAIRED CTF 143658300 8 170 SH DFND 01 170 0 0 CATAMARAN CORP COM 148887102 8 140 SH DFND 01 140 0 0 CBRE GROUP INC CL A 12504L109 57 1480 SH DFND 01 1480 0 0 CELGENE CORP COM 151020104 142 1230 SH DFND 01 1230 0 0 CENTURYLINK INC COM 156700106 6 160 SH DFND 01 160 0 0 CERNER CORP COM 156782104 31 420 SH DFND 01 420 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 12 150 SH DFND 01 150 0 0 CHESAPEAKE ENERGY CORP COM 165167107 8 540 SH DFND 01 540 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 183 190000 PRN DFND 01 190000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 2042 2240000 PRN DFND 01 2240000 0 0 CHEVRON CORP NEW COM 166764100 35 330 SH DFND 01 330 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 72 110 SH DFND 01 110 0 0 CINTAS CORP COM 172908105 19 230 SH DFND 01 230 0 0 CISCO SYS INC COM 17275R102 69 2520 SH DFND 01 2520 0 0 CITIGROUP INC COM NEW 172967424 4 70 SH DFND 01 70 0 0 CITRIX SYS INC COM 177376100 8 130 SH DFND 01 130 0 0 CLOROX CO DEL COM 189054109 57 520 SH DFND 01 520 0 0 CME GROUP INC COM 12572Q105 22 230 SH DFND 01 230 0 0 COACH INC COM 189754104 36 870 SH DFND 01 870 0 0 COCA COLA CO COM 191216100 6 150 SH DFND 01 150 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11 180 SH DFND 01 180 0 0 COMCAST CORP NEW CL A 20030N101 129 2290 SH DFND 01 2290 0 0 CONAGRA FOODS INC COM 205887102 2 60 SH DFND 01 60 0 0 CONOCOPHILLIPS COM 20825C104 5 80 SH DFND 01 80 0 0 CONSOLIDATED EDISON INC COM 209115104 1 20 SH DFND 01 20 0 0 CONSTELLATION BRANDS INC CL A 21036P108 23 200 SH DFND 01 200 0 0 CORNING INC COM 219350105 33 1460 SH DFND 01 1460 0 0 COSTCO WHSL CORP NEW COM 22160K105 58 380 SH DFND 01 380 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 7 80 SH DFND 01 80 0 0 CVS HEALTH CORP COM 126650100 22 210 SH DFND 01 210 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 26 470 SH DFND 01 470 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 4 50 SH DFND 01 50 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 38 850 SH DFND 01 850 0 0 DENBURY RES INC COM NEW 247916208 2 340 SH DFND 01 340 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2 60 SH DFND 01 60 0 0 DIRECTV COM 25490A309 10 120 SH DFND 01 120 0 0 DISH NETWORK CORP CL A 25470M109 72 1030 SH DFND 01 1030 0 0 DISNEY WALT CO COM DISNEY 254687106 112 1070 SH DFND 01 1070 0 0 DOLLAR TREE INC COM 256746108 8 100 SH DFND 01 100 0 0 DOW CHEM CO COM 260543103 13 270 SH DFND 01 270 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 24 300 SH DFND 01 300 0 0 E M C CORP MASS COM 268648102 3 120 SH DFND 01 120 0 0 EATON CORP PLC SHS G29183103 1 10 SH DFND 01 10 0 0 EBAY INC COM 278642103 64 1110 SH DFND 01 1110 0 0 EDISON INTL COM 281020107 1 20 SH DFND 01 20 0 0 ELECTRONIC ARTS INC COM 285512109 68 1160 SH DFND 01 1160 0 0 EMERSON ELEC CO COM 291011104 1 10 SH DFND 01 10 0 0 ENSCO PLC SHS CLASS A G3157S106 2 80 SH DFND 01 80 0 0 EOG RES INC COM 26875P101 6 70 SH DFND 01 70 0 0 EPIZYME INC COM 29428V104 15 780 SH DFND 01 780 0 0 EQT CORP COM 26884L109 31 370 SH DFND 01 370 0 0 EXELON CORP COM 30161N101 7 220 SH DFND 01 220 0 0 EXPEDIA INC DEL COM NEW 30212P303 11 120 SH DFND 01 120 0 0 EXPEDITORS INTL WASH INC COM 302130109 7 150 SH DFND 01 150 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 109 1260 SH DFND 01 1260 0 0 EXXON MOBIL CORP COM 30231G102 43 510 SH DFND 01 510 0 0 F5 NETWORKS INC COM 315616102 13 110 SH DFND 01 110 0 0 FACEBOOK INC CL A 30303M102 278 3380 SH DFND 01 3380 0 0 FEDEX CORP COM 31428X106 41 250 SH DFND 01 250 0 0 FIREEYE INC COM 31816Q101 23 580 SH DFND 01 580 0 0 FLIR SYS INC COM 302445101 19 610 SH DFND 01 610 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1 80 SH DFND 01 80 0 0 FREEPORT-MCMORAN INC CL B 35671D857 3 150 SH DFND 01 150 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 220 SH DFND 01 220 0 0 GAMESTOP CORP NEW CL A 36467W109 7 180 SH DFND 01 180 0 0 GANNETT INC COM 364730101 6 160 SH DFND 01 160 0 0 GARMIN LTD SHS H2906T109 51 1080 SH DFND 01 1080 0 0 GENERAL DYNAMICS CORP COM 369550108 23 170 SH DFND 01 170 0 0 GENERAL ELECTRIC CO COM 369604103 12 500 SH DFND 01 500 0 0 GILEAD SCIENCES INC COM 375558103 291 2970 SH DFND 01 2970 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 9 50 SH DFND 01 50 0 0 GOOGLE INC CL C 38259P706 296 540 SH DFND 01 540 0 0 GOPRO INC CL A 38268T103 87 2000 SH DFND 01 2000 0 0 GROUPON INC COM CL A 399473107 15 2060 SH DFND 01 2060 0 0 HARMAN INTL INDS INC COM 413086109 5 40 SH DFND 01 40 0 0 HCP INC COM 40414L109 2 40 SH DFND 01 40 0 0 HEWLETT PACKARD CO COM 428236103 19 620 SH DFND 01 620 0 0 HOME DEPOT INC COM 437076102 40 356 SH DFND 01 356 0 0 HONEYWELL INTL INC COM 438516106 6 60 SH DFND 01 60 0 0 HOST HOTELS & RESORTS INC COM 44107P104 9 430 SH DFND 01 430 0 0 ILLUMINA INC COM 452327109 87 470 SH DFND 01 470 0 0 INTEL CORP COM 458140100 51 1640 SH DFND 01 1640 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 17 60 SH DFND 01 60 0 0 INTL PAPER CO COM 460146103 33 590 SH DFND 01 590 0 0 INTUIT COM 461202103 57 590 SH DFND 01 590 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 10 20 SH DFND 01 20 0 0 JABIL CIRCUIT INC COM 466313103 5 220 SH DFND 01 220 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 5 30 SH DFND 01 30 0 0 JOHNSON & JOHNSON COM 478160104 38 380 SH DFND 01 380 0 0 JPMORGAN CHASE & CO COM 46625H100 40 660 SH DFND 01 660 0 0 KEURIG GREEN MTN INC COM 49271M100 56 500 SH DFND 01 500 0 0 KINDER MORGAN INC DEL COM 49456B101 6 150 SH DFND 01 150 0 0 KLA-TENCOR CORP COM 482480100 10 180 SH DFND 01 180 0 0 KRAFT FOODS GROUP INC COM 50076Q106 40 460 SH DFND 01 460 0 0 KROGER CO COM 501044101 60 780 SH DFND 01 780 0 0 LAM RESEARCH CORP COM 512807108 51 730 SH DFND 01 730 0 0 LAS VEGAS SANDS CORP COM 517834107 35 630 SH DFND 01 630 0 0 LAUDER ESTEE COS INC CL A 518439104 8 100 SH DFND 01 100 0 0 LENNAR CORP CL A 526057104 6 120 SH DFND 01 120 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 13 430 SH DFND 01 430 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 3 61 SH DFND 01 61 0 0 LILLY ELI & CO COM 532457108 53 730 SH DFND 01 730 0 0 LINCOLN NATL CORP IND COM 534187109 34 590 SH DFND 01 590 0 0 LINEAR TECHNOLOGY CORP COM 535678106 27 570 SH DFND 01 570 0 0 LOCKHEED MARTIN CORP COM 539830109 47 230 SH DFND 01 230 0 0 LOWES COS INC COM 548661107 7 100 SH DFND 01 100 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 5 60 SH DFND 01 60 0 0 M & T BK CORP COM 55261F104 1 10 SH DFND 01 10 0 0 MACYS INC COM 55616P104 1 10 SH DFND 01 10 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 16 126 SH DFND 01 126 0 0 MARATHON OIL CORP COM 565849106 3 120 SH DFND 01 120 0 0 MARATHON PETE CORP COM 56585A102 22 210 SH DFND 01 210 0 0 MARRIOTT INTL INC NEW CL A 571903202 83 1030 SH DFND 01 1030 0 0 MARSH & MCLENNAN COS INC COM 571748102 11 190 SH DFND 01 190 0 0 MARTIN MARIETTA MATLS INC COM 573284106 22 160 SH DFND 01 160 0 0 MASTERCARD INC CL A 57636Q104 47 540 SH DFND 01 540 0 0 MATTEL INC COM 577081102 5 220 SH DFND 01 220 0 0 MCKESSON CORP COM 58155Q103 7 30 SH DFND 01 30 0 0 MEDIVATION INC COM 58501N101 17 130 SH DFND 01 130 0 0 MEDTRONIC PLC SHS G5960L103 42 540 SH DFND 01 540 0 0 MERCK & CO INC NEW COM 58933Y105 7 120 SH DFND 01 120 0 0 METLIFE INC COM 59156R108 8 160 SH DFND 01 160 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 18 370 SH DFND 01 370 0 0 MICRON TECHNOLOGY INC COM 595112103 63 2330 SH DFND 01 2330 0 0 MICROSOFT CORP COM 594918104 244 6004 SH DFND 01 6004 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 120 2850 SH DFND 01 2850 0 0 MOLSON COORS BREWING CO CL B 60871R209 1 10 SH DFND 01 10 0 0 MONDELEZ INTL INC CL A 609207105 24 670 SH DFND 01 670 0 0 MONSANTO CO NEW COM 61166W101 43 380 SH DFND 01 380 0 0 MONSTER BEVERAGE CORP COM 611740101 18 130 SH DFND 01 130 0 0 MOODYS CORP COM 615369105 54 520 SH DFND 01 520 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 39 580 SH DFND 01 580 0 0 MYLAN N V SHS EURO N59465109 120 2030 SH DFND 01 2030 0 0 NABORS INDUSTRIES LTD SHS G6359F103 30 2210 SH DFND 01 2210 0 0 NAVISTAR INTL CORP NEW COM 63934E108 11 356 SH DFND 01 356 0 0 NETAPP INC COM 64110D104 3 90 SH DFND 01 90 0 0 NETFLIX INC COM 64110L106 21 50 SH DFND 01 50 0 0 NEXTERA ENERGY INC COM 65339F101 22 210 SH DFND 01 210 0 0 NIKE INC CL B 654106103 10 100 SH DFND 01 100 0 0 NOBLE CORP PLC SHS USD G65431101 34 2350 SH DFND 01 2350 0 0 NOBLE ENERGY INC COM 655044105 2 50 SH DFND 01 50 0 0 NORFOLK SOUTHERN CORP COM 655844108 5 50 SH DFND 01 50 0 0 NORTHERN TR CORP COM 665859104 61 870 SH DFND 01 870 0 0 NORTHROP GRUMMAN CORP COM 666807102 16 100 SH DFND 01 100 0 0 NRG ENERGY INC COM NEW 629377508 16 630 SH DFND 01 630 0 0 NUANCE COMMUNICATIONS INC NOTE 2.750%11/0 67020YAF7 1676 1690000 PRN DFND 01 1690000 0 0 NVIDIA CORP COM 67066G104 5 260 SH DFND 01 260 0 0 NXP SEMICONDUCTORS N V COM N6596X109 38 380 SH DFND 01 380 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 41 190 SH DFND 01 190 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9 130 SH DFND 01 130 0 0 PACCAR INC COM 693718108 42 660 SH DFND 01 660 0 0 PALL CORP COM 696429307 41 410 SH DFND 01 410 0 0 PAYCHEX INC COM 704326107 22 440 SH DFND 01 440 0 0 PENTAIR PLC SHS G7S00T104 8 130 SH DFND 01 130 0 0 PEPSICO INC COM 713448108 40 420 SH DFND 01 420 0 0 PFIZER INC COM 717081103 22 620 SH DFND 01 620 0 0 PG&E CORP COM 69331C108 2 30 SH DFND 01 30 0 0 PHILIP MORRIS INTL INC COM 718172109 1 10 SH DFND 01 10 0 0 PHILLIPS 66 COM 718546104 29 370 SH DFND 01 370 0 0 PIONEER NAT RES CO COM 723787107 2 10 SH DFND 01 10 0 0 PPG INDS INC COM 693506107 5 20 SH DFND 01 20 0 0 PPL CORP COM 69351T106 21 620 SH DFND 01 620 0 0 PRECIDIAN ETFS TR MAXIS NIKKEI 74016W106 22763 1194927 SH DFND 01 1194927 0 0 PRICE T ROWE GROUP INC COM 74144T108 19 240 SH DFND 01 240 0 0 PRICELINE GRP INC COM NEW 741503403 81 70 SH DFND 01 70 0 0 PRUDENTIAL FINL INC COM 744320102 4 50 SH DFND 01 50 0 0 QUALCOMM INC COM 747525103 69 990 SH DFND 01 990 0 0 QUEST DIAGNOSTICS INC COM 74834L100 21 270 SH DFND 01 270 0 0 RANGE RES CORP COM 75281A109 22 420 SH DFND 01 420 0 0 RAYTHEON CO COM NEW 755111507 1 10 SH DFND 01 10 0 0 RED HAT INC COM 756577102 22 290 SH DFND 01 290 0 0 REGENERON PHARMACEUTICALS COM 75886F107 72 160 SH DFND 01 160 0 0 REYNOLDS AMERICAN INC COM 761713106 61 880 SH DFND 01 880 0 0 ROBERT HALF INTL INC COM 770323103 7 120 SH DFND 01 120 0 0 ROCKWELL COLLINS INC COM 774341101 20 210 SH DFND 01 210 0 0 ROSS STORES INC COM 778296103 37 350 SH DFND 01 350 0 0 SALESFORCE COM INC COM 79466L302 79 1180 SH DFND 01 1180 0 0 SANDISK CORP COM 80004C101 10 160 SH DFND 01 160 0 0 SCHLUMBERGER LTD COM 806857108 21 250 SH DFND 01 250 0 0 SCHWAB CHARLES CORP NEW COM 808513105 49 1600 SH DFND 01 1600 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 34 660 SH DFND 01 660 0 0 SEATTLE GENETICS INC COM 812578102 23 650 SH DFND 01 650 0 0 SEMPRA ENERGY COM 816851109 16 150 SH DFND 01 150 0 0 SHERWIN WILLIAMS CO COM 824348106 23 80 SH DFND 01 80 0 0 SIRIUS XM HLDGS INC COM 82968B103 12 3110 SH DFND 01 3110 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 29 290 SH DFND 01 290 0 0 SNAP ON INC COM 833034101 6 40 SH DFND 01 40 0 0 SOUTHERN CO COM 842587107 2 50 SH DFND 01 50 0 0 SOUTHWEST AIRLS CO COM 844741108 31 700 SH DFND 01 700 0 0 SPECTRA ENERGY CORP COM 847560109 25 690 SH DFND 01 690 0 0 STANLEY BLACK & DECKER INC COM 854502101 7 70 SH DFND 01 70 0 0 STAPLES INC COM 855030102 16 980 SH DFND 01 980 0 0 STARBUCKS CORP COM 855244109 44 920 SH DFND 01 920 0 0 STATE STR CORP COM 857477103 47 640 SH DFND 01 640 0 0 STERICYCLE INC COM 858912108 8 60 SH DFND 01 60 0 0 SUNTRUST BKS INC COM 867914103 10 240 SH DFND 01 240 0 0 SYMANTEC CORP COM 871503108 24 1010 SH DFND 01 1010 0 0 SYSCO CORP COM 871829107 42 1110 SH DFND 01 1110 0 0 TARGET CORP COM 87612E106 48 590 SH DFND 01 590 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 45 900 SH DFND 01 900 0 0 TESLA MTRS INC COM 88160R101 21 110 SH DFND 01 110 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 158 180000 PRN DFND 01 180000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 1069 1270000 PRN DFND 01 1270000 0 0 TESORO CORP COM 881609101 42 460 SH DFND 01 460 0 0 TEXAS INSTRS INC COM 882508104 77 1350 SH DFND 01 1350 0 0 TEXTRON INC COM 883203101 3 60 SH DFND 01 60 0 0 THE ADT CORPORATION COM 00101J106 5 130 SH DFND 01 130 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7 50 SH DFND 01 50 0 0 TIFFANY & CO NEW COM 886547108 4 40 SH DFND 01 40 0 0 TJX COS INC NEW COM 872540109 33 470 SH DFND 01 470 0 0 TRANSOCEAN LTD REG SHS H8817H100 5 340 SH DFND 01 340 0 0 TRAVELERS COMPANIES INC COM 89417E109 67 620 SH DFND 01 620 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 63 1870 SH DFND 01 1870 0 0 TWITTER INC COM 90184L102 25 500 SH DFND 01 500 0 0 TYSON FOODS INC CL A 902494103 5 120 SH DFND 01 120 0 0 UNION PAC CORP COM 907818108 26 240 SH DFND 01 240 0 0 UNITED PARCEL SERVICE INC CL B 911312106 16 170 SH DFND 01 170 0 0 UNITED RENTALS INC COM 911363109 19 210 SH DFND 01 210 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4 30 SH DFND 01 30 0 0 UNITEDHEALTH GROUP INC COM 91324P102 28 240 SH DFND 01 240 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 4 30 SH DFND 01 30 0 0 US BANCORP DEL COM NEW 902973304 5 110 SH DFND 01 110 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 17 86 SH DFND 01 86 0 0 VALERO ENERGY CORP NEW COM 91913Y100 33 520 SH DFND 01 520 0 0 VERIFONE SYS INC COM 92342Y109 25 730 SH DFND 01 730 0 0 VERISIGN INC COM 92343E102 21 320 SH DFND 01 320 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 68 1400 SH DFND 01 1400 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 34 290 SH DFND 01 290 0 0 VIACOM INC NEW CL B 92553P201 9 130 SH DFND 01 130 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 10 1900 SH DFND 01 1900 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 10 120 SH DFND 01 120 0 0 WAL-MART STORES INC COM 931142103 25 300 SH DFND 01 300 0 0 WATERS CORP COM 941848103 42 340 SH DFND 01 340 0 0 WELLS FARGO & CO NEW COM 949746101 123 2270 SH DFND 01 2270 0 0 WESTERN DIGITAL CORP COM 958102105 8 90 SH DFND 01 90 0 0 WESTERN UN CO COM 959802109 29 1410 SH DFND 01 1410 0 0 WHOLE FOODS MKT INC COM 966837106 10 200 SH DFND 01 200 0 0 WILLIAMS SONOMA INC COM 969904101 24 300 SH DFND 01 300 0 0 WISCONSIN ENERGY CORP COM 976657106 14 280 SH DFND 01 280 0 0 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