0000950123-14-001970.txt : 20140213 0000950123-14-001970.hdr.sgml : 20140213 20140213060137 ACCESSION NUMBER: 0000950123-14-001970 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities Holdings Co., Ltd. CENTRAL INDEX KEY: 0001374022 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13570 FILM NUMBER: 14602824 BUSINESS ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: (81) 3-6742-1100 MAIL ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities Co., Ltd. DATE OF NAME CHANGE: 20060828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001374022 XXXXXXXX 12-31-2013 12-31-2013 Mitsubishi UFJ Securities Holdings Co., Ltd.

MEJIRODAI BUILDING, 3-29-20 MEJIRODAI, BUNKYO-KU, TOKYO M0 112-8688

13F COMBINATION REPORT 028-13570 28-13569 Kokusai Asset Management Co., Ltd. 28-14928 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 28-15731 Mitsubishi UFJ Securities International plc N Kazuo Ozaki 81-3-6742-1100 Kazuo Ozaki Tokyo M0 02-12-2014 1 3 21371 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AMERICAN AIRLINES GROUP INC CALL 02376R102 15786 625200 SH Call DFND 01 425000 0 0 UNITED STATES STL CORP NEW COM 912909108 2744 93000 SH DFND 01 93000 0 0 UNITED STATES STL CORP NEW PUT 912909108 2841 96300 SH Put DFND 01 53800 0 0