0000950123-13-006096.txt : 20130813 0000950123-13-006096.hdr.sgml : 20130813 20130813063021 ACCESSION NUMBER: 0000950123-13-006096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities Holdings Co., Ltd. CENTRAL INDEX KEY: 0001374022 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13570 FILM NUMBER: 131031237 BUSINESS ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: (81) 3-6742-1100 MAIL ADDRESS: STREET 1: MEJIRODAI BUILDING, 3-29-20 CITY: MEJIRODAI, BUNKYO-KU, TOKYO STATE: M0 ZIP: 112-8688 FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities Co., Ltd. DATE OF NAME CHANGE: 20060828 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001374022 XXXXXXXX 06-30-2013 06-30-2013 Mitsubishi UFJ Securities Holdings Co., Ltd.

MEJIRODAI BUILDING, 3-29-20 MEJIRODAI, BUNKYO-KU, TOKYO M0 112-8688

13F COMBINATION REPORT 028-13570 28-13569 Kokusai Asset Management Co., Ltd. 28-14928 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 28-15100 Mitsubishi UFJ Securities (USA), Inc N Kazuo Ozaki 81-3-6742-1100 Kazuo Ozaki Tokyo M0 08-07-2013 1 50 199577 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADVANCED MICRO DEVICES NOTE 6.000% 5/0 007903AL1 921 900000 PRN DFND 01 900000 0 0 AFFILIATED MANAGERS GROUP NOTE 3.950% 8/1 008252AL2 8685 6757000 PRN DFND 01 6757000 0 0 AGCO NOTE 1.250%12/1 001084AM4 10537 8450000 PRN DFND 01 8450000 0 0 ALCOA NOTE 5.250% 3/1 013817AT8 11662 9189000 PRN DFND 01 9189000 0 0 ALLIANCE DATA SYSTEMS NOTE 4.750% 5/1 018581AC2 15301 4000000 PRN DFND 01 4000000 0 0 ALLIANCE DATA SYSTEMS NOTE 1.750% 8/0 018581AD0 2289 1000000 PRN DFND 01 1000000 0 0 ANNALY CAP MGMT NOTE 5.000% 5/1 035710AB8 3544 3515000 PRN DFND 01 3515000 0 0 APPLE INC COM COM 037833100 10706 27000 SH DFND 01 27000 0 0 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 6053 6000000 PRN DFND 01 6000000 0 0 BANK OF AMERICA CORPORATION COM 060505104 7716 600000 SH DFND 01 600000 0 0 BOEING CO COM 097023105 2305 22500 SH DFND 01 22500 0 0 CHENIERE ENERGY COM 16411R208 3081 111000 SH DFND 01 111000 0 0 CHIMERA INVT COM 16934Q109 150 50000 SH DFND 01 50000 0 0 COTY COM CL A 222070203 687 40000 SH DFND 01 40000 0 0 D R HORTON COM 23331A109 426 20000 SH DFND 01 20000 0 0 EBAY COM 278642103 1453 28100 SH DFND 01 28100 0 0 FACEBOOK CL A 30303M102 124 5000 SH DFND 01 5000 0 0 GENERAL CABLE FRNT 4.500%11/1 369300AL2 3362 3050000 PRN DFND 01 3050000 0 0 GENERAL MTRS CO COM 37045V100 2498 75000 SH DFND 01 75000 0 0 GOLDCORP NOTE 2.000% 8/0 380956AB8 9095 9000000 PRN DFND 01 9000000 0 0 GOOGLE CL A 38259P508 8804 10000 SH Call DFND 01 10000 0 0 HERTZ GLOBAL HOLDINGS NOTE 5.250% 6/0 42805TAA3 14910 5000000 PRN DFND 01 5000000 0 0 HUNTSMAN COM 447011107 1656 100000 SH DFND 01 100000 0 0 L-3 COMMUNICATIONS DEBT 3.000% 8/0 502413AW7 2620 2570000 PRN DFND 01 2570000 0 0 LEAP WIRELESS INTL NOTE 4.500% 7/1 521863AL4 7101 7035000 PRN DFND 01 7035000 0 0 MANNKIND COM 56400P201 163 25000 SH DFND 01 25000 0 0 MBIA COM 55262C100 1331 100000 SH DFND 01 100000 0 0 METLIFE COM 59156R108 915 20000 SH DFND 01 20000 0 0 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 7632 6846000 PRN DFND 01 6846000 0 0 MICROCHIP TECHNOLOGY SDCV 2.125%12/1 595017AB0 3625 2500000 PRN DFND 01 2500000 0 0 MICRON TECHNOLOGY NOTE 1.875% 6/0 595112AH6 171 150000 PRN DFND 01 150000 0 0 NIELSEN HOLDINGS N V COM N63218106 3359 100000 SH DFND 01 100000 0 0 NOVELLUS SYS NOTE 2.625% 5/1 670008AD3 4251 3000000 PRN DFND 01 3000000 0 0 NUANCE COMMUNICATIONS COM 67020Y100 1840 100000 SH DFND 01 100000 0 0 OMNICARE DBCV 3.250%12/1 681904AL2 1535 1492000 PRN DFND 01 1492000 0 0 PRICELINE COM INC COM 741503403 992 1200 SH DFND 01 1200 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 1080 100000 SH DFND 01 100000 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 1702 40000 SH DFND 01 40000 0 0 RAMBUS INC DEL COM 750917106 1 82 SH DFND 01 82 0 0 SONY ADR 835699307 1589 75000 SH DFND 01 75000 0 0 STANDARD PAC NOTE 1.250% 8/0 85375CBC4 5037 4000000 PRN DFND 01 4000000 0 0 STARWOOD PPTY TR NOTE 4.550% 3/0 85571BAA3 4110 4000000 PRN DFND 01 4000000 0 0 STRATEGIC GLOBAL INCOME FD COM 862719101 18 1900 SH DFND 01 1900 0 0 TELEFLEX NOTE 3.875% 8/0 879369AA4 2974 2199000 PRN DFND 01 2199000 0 0 TESLA MTRS NOTE 1.500% 6/0 88160RAA9 5672 5018000 PRN DFND 01 5018000 0 0 TYSON FOODS NOTE 3.250%10/1 902494AP8 9811 6400000 PRN DFND 01 6400000 0 0 UNITED STATES STL NOTE 4.000% 5/1 912909AE8 3071 3000000 PRN DFND 01 3000000 0 0 VIRNETX HLDG COM 92823T108 74 3700 SH DFND 01 3700 0 0 ZOETIS CL A 98978V103 1545 50000 SH DFND 01 50000 0 0 ZYNGA CL A 98986T108 1390 500000 SH DFND 01 500000 0 0