-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K7TOXiZ01zs1Iu01RRSgrUJ+Ix/PANK7/fswrPXgkzEqdDx1oBDc80iBPimu9KKR fjuZD8Agzo1KP9YxcoYwJA== 0000908662-09-000118.txt : 20090310 0000908662-09-000118.hdr.sgml : 20090310 20090310164255 ACCESSION NUMBER: 0000908662-09-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090309 FILED AS OF DATE: 20090310 DATE AS OF CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHARA MAUREEN CENTRAL INDEX KEY: 0001225741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 09670001 BUSINESS ADDRESS: BUSINESS PHONE: 6072553645 MAIL ADDRESS: STREET 1: C/O ITG INC STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1600 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1600 CITY: BOSTON STATE: MA ZIP: 02116 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-09 0001373561 NewStar Financial, Inc. NEWS 0001225741 OHARA MAUREEN C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1600 BOSTON MA 02116 1 0 0 0 Common Stock, par value $0.01 per share 2009-03-09 4 P 0 1000 .98 A 16000 D Common Stock, par value $0.01 per share 2009-03-09 4 P 0 1000 .90 A 17000 D /s/ Daniel K. Crowley as attorney-in-fact for Maureen P. O'Hara 2009-03-09 -----END PRIVACY-ENHANCED MESSAGE-----