-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wb6JZsB4kYhS8sHFfXeyCkGAJrisRZ+Fddc2E7tMNY2mbvfBr61uBMDpyxaDPi3n wkYzJm0H/rbY2O4IZyMRiw== 0001209191-09-021434.txt : 20090413 0001209191-09-021434.hdr.sgml : 20090413 20090413213650 ACCESSION NUMBER: 0001209191-09-021434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080407 FILED AS OF DATE: 20090413 DATE AS OF CHANGE: 20090413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ralls Rawleigh Hazen IV CENTRAL INDEX KEY: 0001368565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49735 FILM NUMBER: 09747585 MAIL ADDRESS: STREET 1: 744 SPRUCE STREET CITY: BOULDER STATE: CO ZIP: 80302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTRAOP MEDICAL CORP CENTRAL INDEX KEY: 0001120817 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 870642947 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 570 DEL REY AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4086361020 MAIL ADDRESS: STREET 1: 570 DEL REY AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: DIGITALPREVIEWS COM INC DATE OF NAME CHANGE: 20000801 4 1 c83876_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2008-04-07 0001120817 INTRAOP MEDICAL CORP IOPM 0001368565 Ralls Rawleigh Hazen IV C/O LACUNA LLC 1100 SPRUCE STREET, SUITE 202 BOULDER CO 80302 1 0 0 0 Option to purchase Common Stock .08 2008-04-07 4 A 0 100000 A 2008-04-07 2018-04-06 Common Stock 100000 100000 D Option to purchase Common Stock .09 2008-06-03 4 A 0 150000 A 2008-06-03 2018-06-02 Common Stock 150000 250000 D Warrant to purchase Common Stock (right to buy) .028 2009-04-09 4 J 0 2232142 A 2009-04-09 2014-04-08 Common Stock 2232142 2482142 D This option was granted on April 7, 2008, pursuant to the Issuer's 2005 Equity Incentive Plan. 8/36ths of the shares vested on the date of grant and the remaining shares vest in equal monthly installments thereafter until fully vested at the rate of 1/36th of the shares per month. This option was granted on June 3, 2008, pursuant to the Issuer's 2005 Equity Incentive Plan. 2/36ths of the shares vested on the date of grant and the remaining shares vest in equal monthly installments thereafter until fully vested at the rate of 1/36th of the shares per month. This warrant was issued in connection with an amendment dated as of April 9, 2009 (filed by the Issuer as Exhibit 10.52 to the Form 8-K filed with the Securities and Exchange Commission on April 13, 2009, and incorporated herein by reference), to that certain Debenture Purchase Agreement, dated September 30, 2008, by and among the Company and certain investors. This warrant (the form of which was filed by the Issuer as Exhibit 10.54 to the Form 8-K filed with the Securities and Exchange Commission on April 13, 2009, and incorporated herein by reference) has a five-year term, subject to early termination upon the occurrence of certain events, and an exercise price of $0.028 per share. Rawleigh Hazen Ralls IV /s/ Laura M. Medina, Attorney-in-Fact 2009-04-13 -----END PRIVACY-ENHANCED MESSAGE-----