-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LAT7gDZqpMVvd3EKZwLrUvD+UsAFzYsgEOh3TLks9tzHX20GDXgaKfwUvdrzCy0K IIRXg//xvmjj6obtwU2CrQ== 0001005477-09-001384.txt : 20090304 0001005477-09-001384.hdr.sgml : 20090304 20090304160505 ACCESSION NUMBER: 0001005477-09-001384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090303 FILED AS OF DATE: 20090304 DATE AS OF CHANGE: 20090304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001282683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33009 FILM NUMBER: 09655600 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 FAMILY FUND LP CENTRAL INDEX KEY: 0001282685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33009 FILM NUMBER: 09655598 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG DAVID CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33009 FILM NUMBER: 09655596 BUSINESS ADDRESS: STREET 1: 19605 N E 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 3606048600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDCATH CORP CENTRAL INDEX KEY: 0001139463 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 562248952 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10720 SIKES PLACE SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 7047086600 MAIL ADDRESS: STREET 1: 10720 SIKES PLACE SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIII OFFSHORE FUND LP CENTRAL INDEX KEY: 0001282684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33009 FILM NUMBER: 09655597 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 OFFSHORE FUND LP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Investment Management Offshore Inc CENTRAL INDEX KEY: 0001365764 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33009 FILM NUMBER: 09655599 BUSINESS ADDRESS: STREET 1: MONTAGUE STERLING CENTRE STREET 2: 3RD FLOOR CITY: NASSAU STATE: C5 ZIP: 00000 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 4 1 edgar123.xml FORM 4 X0303 4 2009-03-03 0 0001139463 MEDCATH CORP MDTH 0001282683 NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365764 Nierenberg Investment Management Offshore Inc 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282685 D3 FAMILY FUND LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282684 DIII OFFSHORE FUND LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001040899 NIERENBERG DAVID 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Common Stock 2009-03-03 4 S 0 9500 6.94 D 473596 I By The D3 Family Fund, LP Common Stock 2009-03-03 4 S 0 60500 6.94 D 497666 I By The DIII Offshore Fund, LP Common Stock 1798863 I By The D3 Family Bulldog Fund, LP Common Stock 170586 I By The D3 Family Canadian Fund, LP Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2009-03-04 David Nierenberg, President, Nierenberg Investment Management Offshore (NIMO) 2009-03-04 David Nierenberg, President, NIMCO, General Partner of the D3 Family Fund LP 2009-03-04 David Nierenberg, Preisdent, NIMO, General Partner of the DIII Offshore Fund, LP 2009-03-04 David Nierenberg 2009-03-04 -----END PRIVACY-ENHANCED MESSAGE-----