0001144204-11-029665.txt : 20110516 0001144204-11-029665.hdr.sgml : 20110516 20110516130501 ACCESSION NUMBER: 0001144204-11-029665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolecek Gayle R CENTRAL INDEX KEY: 0001383377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33609 FILM NUMBER: 11845015 MAIL ADDRESS: STREET 1: C/O SUCAMPO PHARMACEUTICALS STREET 2: 4520 EAST-WEST HIGHWAY, SUITE 300 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sucampo Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001365216 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133929237 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4520 EAST-WEST HIGHWAY, 3RD FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019613400 MAIL ADDRESS: STREET 1: 4520 EAST-WEST HIGHWAY, 3RD FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 4 1 form441446_051611130435-.xml X0303 4 2011-05-02 0 0001365216 Sucampo Pharmaceuticals, Inc. SCMP 0001383377 Dolecek Gayle R 4520 EAST WEST HWY, STE 300 BETHESDA MD US 20814 1 1 0 0 VP of Research and Development Employee Stock Option (Right to buy) 4.41 2011-05-02 4 A 0 57600 0 A 2021-05-02 Class A common stock 57600 57600 D Employee Stock Option (Right to buy) 4.41 2011-05-02 4 A 0 112500 0 A 2021-05-02 Class A common stock 112500 112500 D Commencing on May 2, 2012, the first anniversary of the original grant date, the option vests annually with respect to 25% of the aggregate option share total. Performance Conditions for vesting: 40% when the Fair Market Value of a share of Common Stock determined over any 30 consecutive trading days equals or exceeds $8/sh = 45,000; 40% when the Fair Market Value of a share of Common Stock determined over any 30 consecutive trading days equals or exceeds $12/sh = 45,000; and 20% when the Fair Market Value of a share of Common Stock determined over any 30 consecutive trading days equals or exceeds $16/sh = 22,500. /s/ Gayle R. Dolecek 2011-05-16