0001144204-13-022887.txt : 20130419
0001144204-13-022887.hdr.sgml : 20130419
20130419131832
ACCESSION NUMBER: 0001144204-13-022887
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130419
DATE AS OF CHANGE: 20130419
EFFECTIVENESS DATE: 20130419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARIS ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001364739
IRS NUMBER: 202458685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11942
FILM NUMBER: 13771063
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 582 4500
MAIL ADDRESS:
STREET 1: 598 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
v341970_13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/13
------------------------------
Check here if Amendment; [ ] Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Solaris Asset Management
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Address: 598 Madison Avenue - 15th floor
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New York, NY 10022
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Form 13F File Number: 28- 11942
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen B. Wells
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Title: President
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Phone: 212-582-4500
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Signature, Place, and Date of Signing:
Stephen B. Wells New York, NY 4/19/2013
--------------------------- -------------------------- --------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
Form 13F File Number Name
28- 11942
---------- ----------------------------------------
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------------------------
Form 13F Information Table Entry Total: 241
------------------------------
Form 13F Information Table Value Total: $130,423
------------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-11942
---- ----------------------------------
Solaris Asset Management
13f
March 31, 2013
VALUE INVESTMENT OTHER VOTING
NAME OF ISSUER CLASS CUSIP (X$1000) SHARES DISCRETION MANAGERS AUTHORITY
--------------------------------------------------------------------------------------------------------------------------------
3M CO Common 88579Y101 43 400 Yes No Sole
A T & T CORP NEW Common 00206R102 713 19,425 Yes No Sole
ABBOTT LABORATORIES Common 002824100 14 400 Yes No Sole
ABBVIE INC Common 00287Y109 16 400 Yes No Sole
ACCESS MIDTREAM PARTNERS LP LTD Partner 00434L109 146 3,625 Yes No Sole
AGREE REALTY CORP REIT 008492100 156 5,175 Yes No Sole
AMAZON.COM INC Common 023135106 348 1,305 Yes No Sole
AMERICAN ASSETS TRUSTS INC REIT 024013104 345 10,775 Yes No Sole
AMERICAN EXPRESS CO Common 025816109 40 600 Yes No Sole
AMERICAN INTERNATIONAL GROUP Common 026874784 983 25,325 Yes No Sole
AMERICAN WTR WKS CO INC NEW Common 030420103 603 14,550 Yes No Sole
AMYRIS INC Common 03236M101 8 2,700 Yes No Sole
ANHEUSER-BUSCH INBEV N.V. ADS Common 03524A108 25 250 Yes No Sole
ANN INC. Common 035623107 28 950 Yes No Sole
APACHE CORP Common 037411105 109 1,418 Yes No Sole
APPLE INC Common 037833100 3,397 7,675 Yes No Sole
AQUA AMERICA INC Common 03836W103 46 1,475 Yes No Sole
ARUBA NETWORKS INC Common 043176106 37 1,500 Yes No Sole
ASCENA RETAIL GROUP Common 04351G101 39 2,100 Yes No Sole
AT CROSS CO-CL A Common 227478104 605 43,956 Yes No Sole
ATHENA HEALTH Common 04685W103 58 600 Yes No Sole
ATLAS ENERGY LP Ltd Ptnr 04930A104 164 3,720 Yes No Sole
ATLAS PIPELINE PARTNERS LP Ltd Ptnr 049392103 16 450 Yes No Sole
AUTODESK INC Common 052769106 316 7,650 Yes No Sole
AVON PRODUCTS INC Common 054303102 803 38,725 Yes No Sole
BANCORPSOUTH INC Common 059692103 127 7,775 Yes No Sole
BANNER CORPORATION NEW Common 06652V208 42 1,325 Yes No Sole
BANYAN CORP OREGON NEW Common 06682M509 0 4 Yes No Sole
BARCLAYS BANK 7.75% SER 4 PFD Preferred 06739H511 263 10,250 Yes No Sole
BARCLAYS PFD 7.1% Preferred 06739H776 788 30,900 Yes No Sole
BARCLAYS PFD SERIES 2 6.625% Preferred 06739F390 754 29,550 Yes No Sole
BBCN BANCORP INC Common 073295107 34 2,600 Yes No Sole
BE AEROSPACE INC Common 073302101 139 2,300 Yes No Sole
BEAVER COAL LTD Common 074799107 9 8 Yes No Sole
BERKSHIRE HATHAWAY INC-CL B Common 084670702 16 150 Yes No Sole
BK OF AMERICA PFD 8.625% SER M Preferred 060505559 1,052 41,250 Yes No Sole
BOARDWALK PIPELINE PARTNERS LP LTD Partner 096627104 231 7,875 Yes No Sole
BRISTOL-MYERS SQUIBB CO Common 110122108 585 14,200 Yes No Sole
CABELA'S INC Common 126804301 79 1,300 Yes No Sole
CALAMP CORP Common 128126109 13 1,200 Yes No Sole
CALUMET SPECIALTY PRODUCTS Common 131476103 142 3,800 Yes No Sole
CANADIAN PACIFIC RAILWAY LTD Common 13645T100 710 5,445 Yes No Sole
CARNIVAL CORP Common 143658300 79 2,300 Yes No Sole
CBL &ASSOCIATES PROPERTIES REIT 124830100 749 31,750 Yes No Sole
CBS CORP Common 124857202 2,990 64,050 Yes No Sole
CENTRAL PACIFIC FINANCIAL CORP Common 154760409 36 2,300 Yes No Sole
CENTURYLINK INC Common 156700106 70 2,000 Yes No Sole
CERNER CORP Common 156782104 2,141 22,600 Yes No Sole
CHART INDUSTRIES INC Common 16115Q308 50 625 Yes No Sole
CHECK POINT SOFTWARE TECH Common M22465104 355 7,550 Yes No Sole
CHENIERE ENERGY PARTNERS LTD Partner 16411Q101 55 2,000 Yes No Sole
CHESAPEAKE ENERGY CORP Common 165167107 43 2,100 Yes No Sole
CHEVRONTEXACO CORP Common 166764100 183 1,540 Yes No Sole
CHIPOTLE MEXICAN GRILLE INC Common 169656105 326 1,000 Yes No Sole
CIMAREX ENERGY CO Common 171798101 196 2,600 Yes No Sole
CINTAS CORP Common 172908105 2,455 55,625 Yes No Sole
CISCO SYSTEMS INC Common 17275R102 10 500 Yes No Sole
CITIGROUP INC Common 172967424 2,871 64,885 Yes No Sole
CITRIX SYSTEMS INC Common 177376100 422 5,850 Yes No Sole
CNH GLOBAL N.V. Common N20935206 54 1,300 Yes No Sole
COACH INC Common 189754104 50 1,000 Yes No Sole
COBALT INTL ENERGY INC Common 19075F106 324 11,500 Yes No Sole
COMCAST CORP-CL A Common 20030N101 128 3,050 Yes No Sole
COMPANHIA DE BEBIDAS PFD ADR Preferred 20441W203 1,663 39,275 Yes No Sole
CONOCOPHILLIPS Common 20825C104 1,448 24,100 Yes No Sole
CONSOL ENERGY INC Common 20854P109 254 7,550 Yes No Sole
CONSOLIDATED EDISON INC Common 209115104 12 200 Yes No Sole
COPANO ENERGY LLC-UNITS LTD Partner 217202100 138 3,400 Yes No Sole
CROSSTEX ENERGY LP LTD Partner 22765U102 77 4,200 Yes No Sole
CUBESMART Common 229663109 63 4,000 Yes No Sole
CVS CORP Common 126650100 2,437 44,325 Yes No Sole
DCP MIDSTREAM PARTNERS LP LTD Partner 23311P100 158 3,400 Yes No Sole
DEAN FOODS CO NEW Common 242370104 567 31,300 Yes No Sole
DELUXE CORP Common 248019101 2,077 50,175 Yes No Sole
DICK'S SPORTING GOODS INC Common 253393102 14 300 Yes No Sole
DILLARDS CAPITAL TRUST Preferred 25406P200 1,152 44,600 Yes No Sole
DISCOVER FINL SVCS Common 254709108 2,674 59,625 Yes No Sole
DOVER CORP Common 260003108 1,572 21,575 Yes No Sole
DR PEPPER SNAPPLE GROUP INC Common 26138E109 1,011 21,525 Yes No Sole
DU PONT (E.I.) DE NEMOURS Common 263534109 2,177 44,275 Yes No Sole
DUKE REALITY CORP REIT 264411505 378 22,250 Yes No Sole
EAST WEST BANCORP INC Common 27579R104 2,244 87,425 Yes No Sole
EBAY INC Common 278642103 2,959 54,575 Yes No Sole
EDWARDS LIFESCIENCES CORP Common 28176E108 405 4,925 Yes No Sole
EL PASO PIPELINE PARTNERS LP LTD Partner 283702108 364 8,300 Yes No Sole
ELECTRONIC ARTS INC Common 285512109 405 22,892 Yes No Sole
ENBRIDGE ENERGY MANAGEMENT L Common 29250X103 1 20 Yes No Sole
ENBRIDGE ENERGY PARTNERS LP LTD Partner 29250R106 552 18,300 Yes No Sole
ENERGY TRANSFER EQUITY LTD Partner 29273V100 488 8,350 Yes No Sole
ENERGY TRANSFER PARTNERS LP LTD Partner 29273R109 497 9,800 Yes No Sole
ENTERGY CORP NEW Common 29364G103 63 1,000 Yes No Sole
ENTERPRISE PRODUCTS PARTNERS LTD Partner 293792107 308 5,102 Yes No Sole
ERTS UNVESTED OPTIONS Call 285512109 117 6,582 Yes No Sole
ERTS VESTED OPTIONS Call 285512109 684 38,618 Yes No Sole
EV ENERGY PARTNER LP LTD Partner 26926V107 221 4,050 Yes No Sole
EXTRA SPACE STORAGE REIT 30225T102 324 8,250 Yes No Sole
FIRST INDUSTRIAL TRUST INC Common 32054K103 867 50,600 Yes No Sole
FIRST PACTRUST BANCORP 7.5% Preferred 33589V309 102 4,000 Yes No Sole
FOREST CITY ENT 7.375% 2/01/34 Preferred 345550404 102 4,000 Yes No Sole
GAP INC Common 364760108 1,755 49,575 Yes No Sole
GENERAL ELECTRIC CO Common 369604103 1,895 81,950 Yes No Sole
GENESIS ENERGY L P UNIT LP INT LTD Partner 371927104 323 6,700 Yes No Sole
GOLDMAN SACHS PFD 5.95% 12/49 Preferred 38145G209 101 4,000 Yes No Sole
GOOGLE INC CL A Common 38259P508 1,227 1,545 Yes No Sole
GREENBRIER COMPANIES INC Common 393657101 31 1,375 Yes No Sole
HESS CORP Common 42809H107 457 6,375 Yes No Sole
HEXCEL CORP NEW Common 428291108 34 1,175 Yes No Sole
HOSPITALITY PROPERTIES TRUST REIT 44106M102 8 300 Yes No Sole
HOST HOTELS & RESORTS INC REIT 44107P104 52 3,000 Yes No Sole
IAC/INTERACTIVECORP Common 44919P508 2,896 64,825 Yes No Sole
ICONIX BRAND GROUP INC Common 451055107 44 1,700 Yes No Sole
IMMERSION CORPORATION Common 452521107 20 1,700 Yes No Sole
INERGY Common 456615103 96 4,700 Yes No Sole
INFORM WORLDWDE HLDG NEW Common 45666X305 0 1 Yes No Sole
ING GROEP NV 6.375 PFD Preferred 456837608 1,708 68,600 Yes No Sole
ING GROEP NV 7.375% SERIES Preferred 456837707 1,048 41,250 Yes No Sole
INLAND REAL ESTATE CORP REIT 457461200 3 300 Yes No Sole
INTERCONTINENTAL HOTELS ADR Common 45857P400 3,106 102,092 Yes No Sole
INTL BUSINESS MACHINES CORP Common 459200101 2,080 9,750 Yes No Sole
INVENSENSE INC Common 46123D205 12 1,100 Yes No Sole
ION GEOPHYSICAL CORP Common 462044108 12 1,700 Yes No Sole
IPG PHOTONICS CORP Common 44980X109 66 1,000 Yes No Sole
IRON MOUNTAIN INC Common 462846106 786 21,637 Yes No Sole
ISHARES S&P 500 INDEX FD ETF 464287200 28 180 Yes No Sole
J C PENNEY CO INC Common 708160106 110 7,250 Yes No Sole
JAZZ PHARMACEUTICALS INC Common g50871105 38 675 Yes No Sole
JOHNSON & JOHNSON Common 478160104 123 1,512 Yes No Sole
JP MORGAN ALERIAN MLP INDEX ETF 46625H365 702 15,425 Yes No Sole
JPMORGAN CHASE & CO Common 46625H100 14 300 Yes No Sole
KANSAS CITY SOUTHERN Common 485170302 527 4,750 Yes No Sole
KIMCO REALTY CORP REIT 49446R109 912 40,700 Yes No Sole
KINDER MORGAN ENERGY PRTNRS LTD Partner 494550106 902 10,050 Yes No Sole
KINDER MORGAN MANAGEMENT LLC LTD Partner 49455U100 436 4,962 Yes No Sole
LEGACY RESERVES Common 524707304 50 1,800 Yes No Sole
LEGG MASON INC Common 524901105 301 9,375 Yes No Sole
LIBERTY PROPERTY TRUST REIT 531172104 762 19,175 Yes No Sole
LIFELOCK INC Common 53224V100 13 1,300 Yes No Sole
LILLY ELI & CO Common 532457108 1,772 31,200 Yes No Sole
LINDSAY MANUFACTURING CO Common 535555106 42 475 Yes No Sole
LIVEPERSON INC Common 538146101 40 2,950 Yes No Sole
LULULEMON ATHLETICA INC Common 550021109 115 1,850 Yes No Sole
LYONDELLBASELL INDU-CLA Common N53745100 2,513 39,700 Yes No Sole
MAGELLAN MIDSTREAM PARTNERS LTD Partner 559080106 1,256 23,500 Yes No Sole
MAIDEN HOLDINGS 8.25% SERIES A Preferred G5753U120 418 15,750 Yes No Sole
MARKWEST ENERGY PARTNERS LP LTD Partner 570759100 355 5,850 Yes No Sole
MERCK & CO. INC. Common 58933Y105 469 10,600 Yes No Sole
MICROSOFT CORP Common 594918104 243 8,500 Yes No Sole
MID-CON ENERGY PARTNERS L.P. LTD Partner 59560V109 30 1,300 Yes No Sole
MORGAN ST CAP TR V PFD 5.75% Preferred 617466206 69 2,750 Yes No Sole
MOTOROLA SOLUTIONS INC Common 620076307 2,801 43,750 Yes No Sole
MTB PREFERRED SERIES C Preferred 55261F708 55 50 Yes No Sole
MTB PREFFERED SERIES A Preferred 55261F609 52 50 Yes No Sole
MURPHY OIL CORP Common 626717102 930 14,600 Yes No Sole
NABORS INDUSTRIES LTD Common G6359F103 251 15,450 Yes No Sole
NATIONAL PENN BANCSHARES INC Common 637138108 45 4,200 Yes No Sole
NEW YORK TIMES CO CL A Common 650111107 15 1,500 Yes No Sole
NIKE INC -CL B Common 654106103 278 4,710 Yes No Sole
NOBLE ENERGY INC Common 655044105 564 4,875 Yes No Sole
NORTHSTAR REALTY FINANCE COR REIT 66704R100 5 500 Yes No Sole
NU SKIN ASIA PACIFIC INC CL A Common 67018T105 19 425 Yes No Sole
NUSTAR GP HOLDINGS LLC LTD Partner 67059L102 29 900 Yes No Sole
OASIS PETROLEUM INC Common 674215108 26 675 Yes No Sole
OLD DOMINION FGHT LINE INC Common 679580100 21 562 Yes No Sole
OMEGA HEALTHCARE INVESTORS INC REIT 681936100 884 29,125 Yes No Sole
ONEOK INC LTD Partner 682680103 29 600 Yes No Sole
ONEOK PARTNERS LP LTD Partner 68268N103 298 5,200 Yes No Sole
PARKER HANNIFIN CORP Common 701094104 14 150 Yes No Sole
PARTNERRE LTD PFD SER D Preferred G68603409 427 16,750 Yes No Sole
PARTNERRE LTD PFD SER E Preferred G68603508 317 11,500 Yes No Sole
PENTAIR LTD - REG Common H6169Q108 8 150 Yes No Sole
PFIZER INC Common 717081103 1,284 44,500 Yes No Sole
PG&E CORP Common 69331C108 668 15,000 Yes No Sole
PHILIP MORRIS INTERNATIONAL IN Common 718172109 625 6,740 Yes No Sole
PLAINS ALL AMER PIPELINE LP LTD Partner 726503105 1,093 19,350 Yes No Sole
PNC FINL SVCS GROUP INC Common 693475105 1,631 24,525 Yes No Sole
POTLATCH CORP Common 737630103 60 1,300 Yes No Sole
PROLOGIS INC Common 74340W103 56 1,400 Yes No Sole
PROSPERITY BANCSHARES Common 743606105 36 750 Yes No Sole
PRUDENTIAL FINANCIAL INC Common 744320508 134 5,250 Yes No Sole
PUBLIC STORAGE INC Common 74460D109 1 5 Yes No Sole
PVR PARTNERS LP LTD Partner 693665101 169 7,028 Yes No Sole
QR ENERGY LP LTD Partner 74734R108 27 1,500 Yes No Sole
QUALCOMM INC Common 747525103 2,382 35,590 Yes No Sole
RAYONIER INC Common 754907103 1,085 18,175 Yes No Sole
REALTY INCOME CORP REIT 756109104 54 1,200 Yes No Sole
REGENCY ENERGY PARTNERS LP LTD Partner 75885Y107 216 8,600 Yes No Sole
ROBERT HALF INTL INC Common 770323103 728 19,400 Yes No Sole
ROCHE HOLDING LTD ADR Common 771195104 18 300 Yes No Sole
ROCKWOOD HOLDINGS INC Common 774415103 59 900 Yes No Sole
ROPER INDUSTRIES INC NEW Common 776696106 1,381 10,850 Yes No Sole
ROSETTA RESOURCES INC. Common 777779307 31 650 Yes No Sole
SALIX PHARMACEUTICALS LTD DEL Common 795435106 51 1,000 Yes No Sole
SALLY BEAUTY HOLDINGS INC Common 79546E104 2,405 81,842 Yes No Sole
SANOFI-AVENTIS SPONSORED ADR Common 80105N105 429 8,400 Yes No Sole
SEADRILL LTD Common G7945E105 1,923 51,675 Yes No Sole
SOLARCITY CORP Common 83416T100 8 450 Yes No Sole
SOLARWINDS, INC. Common 83416B109 44 750 Yes No Sole
SOUTHWESTERN ENERGY CO Common 845467109 545 14,620 Yes No Sole
SOVRAN SELF STORAGE INC Common 84610H108 305 4,725 Yes No Sole
SPDR DJI REAL ESTATE ETF ETF 78463X863 2,920 67,900 Yes No Sole
SPECTRA ENERGY PARTNERS LP LTD Partner 84756N109 84 2,125 Yes No Sole
SPX CORP Common 784635104 65 825 Yes No Sole
STARBUCKS CORP Common 855244109 162 2,850 Yes No Sole
STIFEL FINANCIAL CORP Common 860630102 52 1,512 Yes No Sole
STONEMOR PARTNERS LP LTD Partner 86183Q100 94 3,750 Yes No Sole
STRATEGIC HOTELS & RESORTS INC REIT 86272T106 57 6,850 Yes No Sole
SUNOCO LOGISTICS PARTNERS LP LTD Partner 86764L108 363 5,550 Yes No Sole
SUNTRUST BKS INC Common 867914103 372 12,925 Yes No Sole
TARGA RESOURCES PARTNERS LP LTD Partner 87611X105 517 11,225 Yes No Sole
TARGET CORP Common 89612E106 153 2,229 Yes No Sole
TAUBMAN CENTERS 6.50% SERIES J Preferred 876664608 104 4,000 Yes No Sole
TEEKAY LNG PARTNERS LP LTD Partner Y8564M105 50 1,200 Yes No Sole
TEEKAY OFFSHORE PARTNERS L P LTD Partner Y8565J101 115 3,800 Yes No Sole
TELEFLEX INC Common 879369106 1,574 18,625 Yes No Sole
TERRA NITROGEN CO L P COM UNIT LTD Partner 881005201 154 700 Yes No Sole
TRACTOR SUPPLY CO Common 892356106 2,893 27,785 Yes No Sole
UNION PACIFIC CORP Common 907818108 313 2,200 Yes No Sole
UNITED RENTALS INC Common 911363109 49 900 Yes No Sole
UNITED TECHNOLOGIES CORP Common 913017109 512 5,475 Yes No Sole
URSTADT BIDDLE - CL A Common 917286205 72 3,324 Yes No Sole
URSTADT BIDDLE PROPERTIES REIT 917286106 1,103 57,802 Yes No Sole
USG CORP Common 903293405 45 1,700 Yes No Sole
V F CORP Common 918204108 1,884 11,230 Yes No Sole
VANGUARD DIV APPREC ETF ETF 921908844 40 610 Yes No Sole
VANGUARD REIT ETF ETF 922908553 5 75 Yes No Sole
VERINT SYSTEMS INC Common 92343X100 260 7,102 Yes No Sole
VERIZON COMMUNICATIONS INC Common 92343V104 16 325 Yes No Sole
VITAMIN SHOPPE INC Common 92849E101 125 2,550 Yes No Sole
W.P. CAREY INC Common 92936U109 135 2,000 Yes No Sole
WABCO HOLDINGS INC Common 92927K102 35 500 Yes No Sole
WACHOVIA PFD 7.25% SER A Preferred 92977V206 445 16,250 Yes No Sole
WELLS FARGO & COMPANY Common 949746101 2,527 68,325 Yes No Sole
WESTERN ALLIANCE BANCORP Common 957638109 53 3,800 Yes No Sole
WESTERN GAS PARTNERS LTD Partner 958254104 119 2,000 Yes No Sole
WEYERHAEUSER CO Common 962166104 273 8,700 Yes No Sole
WHOLE FOODS MKT INC Common 966837106 273 3,150 Yes No Sole
WILLIAMS COS INC Common 969457100 225 6,000 Yes No Sole
WILLIAMS PARTNERS L P LTD Partner 96950F104 242 4,679 Yes No Sole
WOLVERINE WORLD WIDE INC Common 978097103 16 350 Yes No Sole
ZION BANCORP PFD 9.5% 12/29/49 Preferred 989701503 1,161 44,900 Yes No Sole
ZIONS BANC 7.30% SER G 3/15/23 Preferred 989701859 54 2,000 Yes No Sole
TOTAL 130,423 3,114,294