FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/02/2006 |
3. Issuer Name and Ticker or Trading Symbol
Innophos Holdings, Inc. [ IPHS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 11/01/2006 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 15,320 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to purchase Common Stock | (1) | 04/01/2015 | Common Stock | 103,716 | $2.55 | D |
Explanation of Responses: |
1. This Amended Form 3 is being filed, in part, to account for an error of approximately 0.9% in the calculation of the number of options held by the reporting person after the Issuer's recent stock split and reclassification. The reporting person's 103,716 options include 57,044 currently exercisable options (after adjustment for the 0.9% error) disclosed on the previously filed Form 3, dated November 01, 2006, or the Original Form 3, and 46,672 options, which are not currently exercisable and which were unintentionally omitted from the Original Form 3. 20% of the reporting person's options vested on August 13, 2005 and 5% vest on January 1, April 1, July 1 and October 1 of each year over a five year period thereafter. Additionally, 10% of the reporting person's options vested on November 7, 2006, upon consummation of the Issuer's initial public offering of its common stock. Currently, 55% of the reporting person's options are by their terms vested and exercisable. |
Remarks: |
Except as outlined above, the filing of this Form shall not be deemed an admission that the reporting person is a beneficial owner of the securites for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. |
/s/ Mark Feuerbach | 11/29/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |