-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IcgT3hV5+mxKsQOvoXw9l9EE1l/15KK51KMiByUJLTeZC3xKX+Oy0HFlJ2j+p8vJ KC2xmMEPnftMKqL52N0hWA== 0001181431-08-050422.txt : 20080827 0001181431-08-050422.hdr.sgml : 20080827 20080827201204 ACCESSION NUMBER: 0001181431-08-050422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080822 FILED AS OF DATE: 20080827 DATE AS OF CHANGE: 20080827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rappaport Daniel CENTRAL INDEX KEY: 0001361518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33149 FILM NUMBER: 081043200 BUSINESS ADDRESS: BUSINESS PHONE: (212) 299-2223 MAIL ADDRESS: STREET 1: ONE NORTH END AVENUE STREET 2: WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYMEX HOLDINGS INC CENTRAL INDEX KEY: 0001105018 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 134098266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE NORTH END AVENUE STREET 2: WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10282-1101 BUSINESS PHONE: 2122992000 MAIL ADDRESS: STREET 1: ONE NORTH END AVE STREET 2: WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10282-1101 4 1 rrd217260.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0303 4 2008-08-22 1 0001105018 NYMEX HOLDINGS INC NMX 0001361518 Rappaport Daniel ONE NORTH END AVENUE WORLD FINANCIAL CENTER NEW YORK NY 10282 1 0 0 0 Common Stock 2008-08-22 4 D 0 122800 0 D 0 D Common Stock 2008-08-22 4 M 0 1262 0 A 1262 D Common Stock 2008-08-22 4 D 0 1262 0 D 0 D Deferred Stock Units 2008-08-22 4 M 0 1262 D Common Stock 1262 0 D Pursuant to the merger agreement by and among CME Group Inc., CMEG NY Inc., NYMEX Holdings, Inc. and New York Mercantile Exchange, Inc. (the "Merger Agreement"), each share of NYMEX Holdings common stock was converted into the right to receive either (a) $81.16 in cash or (b) 0.2378 of CME Group Inc. Class A common stock, subject to proration to preserve the mandatory aggregate cash consideration amount of approximately $3.4 billion, after taking into account all of the elections made by all of the NYMEX Holdings stockholders. Each deferred stock unit represents a contingent right to receive one share of NYMEX Holdings, Inc. common stock. The accelerated vesting of the deferred stock units is due to the consummation of the transaction between CME Group Inc., CMEG NY Inc., NYMEX Holdings, Inc. and New York Mercantile Exchange, Inc. Not applicable. Disposed of pursuant to Merger Agreement at an exchange ratio of 0.2378 shares of CME Group Inc. Class A common stock for each share of NYMEX Holdings, Inc. common stock. /s/Daniel Rappaport 2008-08-27 -----END PRIVACY-ENHANCED MESSAGE-----