-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NgW7NyXQBuD50Kq2B/yGj3M166WLGiwON7OSpR2vyakCkXdgqiZbyUlWQ7OP9r0k GXMOotwI2n7DPNcA+HJ+uQ== 0001269678-09-000019.txt : 20090130 0001269678-09-000019.hdr.sgml : 20090130 20090130141100 ACCESSION NUMBER: 0001269678-09-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090130 DATE AS OF CHANGE: 20090130 EFFECTIVENESS DATE: 20090130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AG Asset Management LLC CENTRAL INDEX KEY: 0001360777 IRS NUMBER: 204311716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11972 FILM NUMBER: 09557575 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-407-9400 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: ForstmannLeff LLC DATE OF NAME CHANGE: 20060426 13F-HR 1 agasset13fhr123008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment: [ ]; Amendment Number: ____________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: AG Asset Management LLC Address: 245 Park Avenue, 42nd Floor New York, New York 10167 Form 13F File Number: 028-11972 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristin Mariani Title: Chief Compliance Officer Phone: (212) 407-9448 Signature, Place, and Date of Signing: /s/ Kristin Mariani New York, NY January 30, 2009 - ---------------------- ------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 204 ------------- Form 13F Information Table Value Total: $ 1,116,064 ------------- (thousands) List of Other Included Managers: N/A Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this report is filed (other than the one filing this report).
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs common 002824100 1768 33120 SH SOLE 29345 3775 Ace Ltd. common H0023R105 10358 195733 SH SOLE 195093 640 Aeropostale common 007865108 7169 445280 SH SOLE 359315 85965 Affiliated Computer Services common 008190100 1323 28798 SH SOLE 28798 Affiliated Managers Grp common 008252108 16503 393685 SH SOLE 348905 44780 Agilent Technologies common 00846u101 4130 264237 SH SOLE 264237 Air Products & Chemicals, Inc. common 009158106 1066 21211 SH SOLE 21211 Akamai Technologies common 00971T101 6363 421638 SH SOLE 308533 113105 Albany International Corp. common 012348108 2834 220691 SH SOLE 220691 Alberto Culver Co. common 013078100 2187 89249 SH SOLE 89249 Alexion Pharmaceuticals Inc common 015351109 11711 323607 SH SOLE 285007 38600 Allete Inc. common 018522300 4372 135482 SH SOLE 135482 American Medical Sys Hldgs common 02744M108 2331 259262 SH SOLE 259262 American Tower Corp. (Class A) common 029912201 2723 92863 SH SOLE 91398 1465 American Water Works Company I common 030420103 1077 51596 SH SOLE 51596 Amerisourcebergen Corp common 03073E105 1399 39223 SH SOLE 39223 Ameritrade Holding Corp (Class common 87236Y108 5210 365620 SH SOLE 361935 3685 Ametek Inc common 031100100 5522 182796 SH SOLE 182796 Amphenol Corp New Cl A common 032095101 6180 257705 SH SOLE 257705 Analogic Corp Com Par $0.05 common 032657207 3320 121707 SH SOLE 121707 Annaly Capital Management Inc common 035710409 1487 93676 SH SOLE 93676 Apollo Group Inc. common 037604105 7760 101280 SH SOLE 99205 2075 Arena Resources Inc common 040049108 3456 123030 SH SOLE 123030 Ariba, Inc. common 04033V203 1173 162680 SH SOLE 162680 Atheros Communications common 04743P108 1429 99856 SH SOLE 99856 Atlas Air Worldwide Holdings, common 049164205 6566 347396 SH SOLE 281296 66100 Atmel Corp. common 049513104 10968 3504186 SH SOLE 2824646 679540 BE Aerospace, Inc. common 073302101 4361 567138 SH SOLE 458338 108800 BJ's Wholesale Club Inc common 05548J106 9018 263229 SH SOLE 227944 35285 Bally Technologies Inc common 05874B107 3667 152610 SH SOLE 152610 Bank New York, Inc. common 064058100 733 25860 SH SOLE 23465 2395 Bankrate Inc common 06646v108 7947 209135 SH SOLE 168050 41085 Baxter International Inc. common 071813109 1899 35435 SH SOLE 31405 4030 Beckman Coulter Inc. common 075811109 4308 98036 SH SOLE 72336 25700 Becton, Dickinson & Co. common 075887109 2572 37611 SH SOLE 37611 Boston Private Fincl Holding common 101119105 2813 411229 SH SOLE 411229 Bristol-Myers Squibb Co. common 110122108 1135 48805 SH SOLE 43115 5690 Broadcom Corp. common 111320107 1647 97048 SH SOLE 92648 4400 FORM 13F INFORMATION TABLE - CONTINUED VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Burger King Holdings, Inc. common 121208201 20281 849269 SH SOLE 715024 134245 C.H. Robinson Worldwide Inc common 12541W209 4062 73819 SH SOLE 71544 2275 CVS Caremark Corp common 126650100 522 18160 SH SOLE 16300 1860 Campbell Soup Co. common 134429109 907 30233 SH SOLE 30233 Carrizo Oil & Gas Inc common 144577103 2916 181119 SH SOLE 181119 Celgene common 151020104 1107 20025 SH SOLE 17720 2305 Centex Corp. common 152312104 4277 401970 SH SOLE 401970 Cenveo common 15670s105 6591 1481030 SH SOLE 1196378 284652 Chart Industries Inc common 16115q308 2782 261677 SH SOLE 216947 44730 Checkpoint Systems Inc common 162825103 3535 359202 SH SOLE 359202 Childrens Place Retail Stores common 168905107 1955 90190 SH SOLE 90190 Chubb Corp. common 171232101 3159 61938 SH SOLE 61938 Church & Dwight, Inc. common 171340102 9504 169354 SH SOLE 167409 1945 Cintas Corp. common 172908105 1079 46458 SH SOLE 46458 Citrix Systems Inc. common 177376100 7698 326607 SH SOLE 277207 49400 Coach Inc common 189754104 2056 98982 SH SOLE 98982 Comcast Corp-Special Cl A common 20030N200 951 58885 SH SOLE 51460 7425 Comerica, Inc. common 200340107 542 27327 SH SOLE 27327 Commvault Systems, Inc. common 204166102 7717 575454 SH SOLE 465354 110100 Compellent Technologies Inc common 20452a108 1940 201628 SH SOLE 201628 Con-Way Inc common 205944101 12176 457732 SH SOLE 398487 59245 Cooper Companies Inc common 216648402 6465 394235 SH SOLE 316035 78200 Corrections Corp of America common 22025y407 6480 396101 SH SOLE 290291 105810 Cullen/Frost Bankers, Inc. common 229899109 1663 32823 SH SOLE 32823 Danaher Corp. common 235851102 5162 91191 SH SOLE 86796 4395 Data Domain Inc common 23767p109 11994 637977 SH SOLE 522887 115090 Denbury Resources common 247916208 5084 465594 SH SOLE 341294 124300 Diamond Offshore Drilling Inc. common 25271C102 5234 88799 SH SOLE 88799 Donnelley (R.R.) & Sons Co common 257867101 1040 76585 SH SOLE 76585 Dress Barn Inc common 261570105 2835 264010 SH SOLE 264010 Dril-Quip Inc common 262037104 5073 247329 SH SOLE 200529 46800 East West Bancorp common 27579R104 2403 150484 SH SOLE 150484 Energy Solutions Inc common 292756202 9343 1653681 SH SOLE 1426301 227380 Equinix, Inc. common 29444u502 23222 436594 SH SOLE 377639 58955 Estee Lauder Companies common 518439104 2017 65144 SH SOLE 65144 Evercore Partners Inc - CL A common 29977a105 2165 173355 SH SOLE 173355 Exelon Corp common 30161n101 1395 25080 SH SOLE 22420 2660 Express Scripts Inc. common 302182100 4048 73621 SH SOLE 73621 Exxon Mobil Corp. common 30231G102 1972 24700 SH SOLE 22060 2640 F5 Networks Inc common 315616102 11183 489200 SH SOLE 394900 94300 FBR Capital Markets Corp common 30247c301 5767 1186590 SH SOLE 1186590 FORM 13F INFORMATION TABLE - CONTINUED VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Family Dollar Stores, Inc. common 307000109 7832 300416 SH SOLE 297201 3215 Fidelity National Financial In common 31620r105 6585 370999 SH SOLE 289224 81775 First Bancorp Puerto Rico common 318672102 960 86153 SH SOLE 86153 First Horizon National Corp. common 320517105 3189 301743 SH SOLE 301743 Forest Oil Corp. common 346091705 937 56850 SH SOLE 56850 GEO Group Inc common 36159r103 3059 169675 SH SOLE 169675 Gamestop Corp common 36467W109 4179 192933 SH SOLE 192933 General Cable Corp common 369300108 7527 425483 SH SOLE 346733 78750 Gildan Activewear Inc common 375916103 3910 332454 SH SOLE 332454 Gilead Sciences Inc common 375558103 1613 31550 SH SOLE 27900 3650 Granite Construction Inc. common 387328107 4665 106198 SH SOLE 106198 Guess? Inc common 401617105 6091 396790 SH SOLE 314620 82170 Haemonetics Corp/Mass common 405024100 3941 69750 SH SOLE 69750 Hartford Financial Services Gr common 416515104 757 46102 SH SOLE 46102 Hewlett-Packard Co. common 428236103 2212 60950 SH SOLE 53530 7420 Hexcel Corp common 428291108 3435 464770 SH SOLE 464770 Honeywell Intl Inc. common 438516106 448 13660 SH SOLE 11960 1700 Hospira Inc common 441060100 990 36899 SH SOLE 36899 Hughes Communications, Inc common 444398101 1276 80065 SH SOLE 80065 Huron Consulting Group common 447462102 15149 264517 SH SOLE 213542 50975 I-Flow Corp common 449520303 3528 735040 SH SOLE 631742 103298 IShares Russell midcap growth common 464287481 2799 89470 SH SOLE 89470 Iberiabank Corporation common 450828108 7084 147574 SH SOLE 118874 28700 Informatica Corp. common 45666Q102 14849 1081518 SH SOLE 883148 198370 Ingram Micro Inc. common 457153104 1210 90337 SH SOLE 90337 Insituform Technologies Inc. common 457667103 4365 221672 SH SOLE 221672 Intrepid Potash Inc common 46121y102 15341 738627 SH SOLE 639407 99220 Investment Technology Group In common 46145f105 7395 325501 SH SOLE 262671 62830 J Crew Group Inc. common 46612h402 4169 341707 SH SOLE 276007 65700 JP Morgan Chase & Co common 46625H100 385 12200 SH SOLE 11230 970 Jack in the Box Inc. common 466367109 2841 128588 SH SOLE 128588 Kansas City Southern Inds. common 485170302 12772 670441 SH SOLE 567611 102830 Kaydon Corp. common 486587108 12435 361996 SH SOLE 299671 62325 Kelly Services Inc. (Class A) common 488152208 3389 260528 SH SOLE 260528 Lazard Ltd - Cl A common g54050102 6665 224107 SH SOLE 180642 43465 Leap Wireless Intl Inc common 521863308 11628 432446 SH SOLE 383371 49075 Lockheed Martin Corp. common 539830109 1043 12400 SH SOLE 10895 1505 MEMC Electronic Materials common 552715104 1062 74343 SH SOLE 74343 METROPCS Communications Inc common 591708102 5966 401761 SH SOLE 392791 8970 MFA Financial Inc common 55272x102 4385 744494 SH SOLE 744494 Martha Stewart Living (Class A common 573083102 1904 732448 SH SOLE 732448 FORM 13F INFORMATION TABLE - CONTINUED VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Marvel Entertainment common 57383t103 4803 156204 SH SOLE 154284 1920 Mastec Inc common 576323109 12070 1042294 SH SOLE 1042294 McAfee Inc common 579064106 26970 780142 SH SOLE 657177 122965 Medco Health Solutions Inc common 58405U102 2925 69795 SH SOLE 66845 2950 Microsemi Corp common 595137100 4784 378494 SH SOLE 375669 2825 Microsoft Corp. common 594918104 1973 101500 SH SOLE 88425 13075 Monsanto Co. common 61166W101 1473 20945 SH SOLE 18490 2455 Monster Worldwide Inc. common 611742107 11589 958584 SH SOLE 842724 115860 NRG Energy Inc. common 629377508 4782 204993 SH SOLE 204993 Nasdaq Stock Market Inc common 631103108 6216 251538 SH SOLE 184338 67200 NetApp Inc common 64110D104 5500 393677 SH SOLE 288677 105000 Netlogic Microsystems Inc. common 64118b100 3268 148477 SH SOLE 148477 Nordstrom Inc common 655664100 968 72714 SH SOLE 72714 Northern Trust Corp. common 665859104 2377 45582 SH SOLE 45582 Nuance Communications Inc common 67020y100 12003 1158566 SH SOLE 925751 232815 Nuvasive Inc. common 670704105 5046 145615 SH SOLE 117515 28100 Old Dominion Freight Line common 679580100 17930 630010 SH SOLE 533810 96200 Omnicare Inc. common 681904108 20740 747128 SH SOLE 609043 138085 Omnicom Group common 681919106 1039 38579 SH SOLE 38579 On Semiconductor Corp common 682189105 14384 4230666 SH SOLE 3432901 797765 Onyx Pharmaceuticals Inc common 683399109 11568 338642 SH SOLE 292332 46310 Oracle Corp. common 68389X105 1955 110274 SH SOLE 96782 13492 Orbital Sciences Corp. common 685564106 4863 248980 SH SOLE 248980 PSS World Medical Inc. common 69366A100 9322 495327 SH SOLE 421627 73700 Pactiv Corporation common 695257105 13742 552318 SH SOLE 484778 67540 Panera Bread Company common 69840W108 7827 149836 SH SOLE 146801 3035 Penn Virginia Corp common 707882106 1780 68527 SH SOLE 68527 Pepsico, Inc. common 713448108 1892 34550 SH SOLE 30455 4095 Perrigo Co. common 714290103 14732 455954 SH SOLE 406307 49647 Petrohawk Energy Corp common 716495106 13317 851993 SH SOLE 745233 106760 Pharmaceutical Product Devel common 717124101 5982 206213 SH SOLE 151113 55100 Phillips-Van Heusen common 718592108 8319 413273 SH SOLE 341523 71750 Plains Exploration & Product common 726505100 18596 800152 SH SOLE 712167 87985 Polycom Inc. common 73172K104 10080 746134 SH SOLE 639299 106835 Prestige Brands Holdings, Inc common 74112d101 5567 527663 SH SOLE 527663 Priceline.com, Inc. common 741503403 10321 140134 SH SOLE 113219 26915 Quanta Services Inc common 74762E102 13654 689613 SH SOLE 565263 124350 Quest Software Inc common 74834T103 20768 1649602 SH SOLE 1329032 320570 Raymond James Financial Inc common 754730109 3948 230490 SH SOLE 185740 44750 Resmed Inc common 761152107 9217 245919 SH SOLE 180219 65700 Riverbed Technology, Inc. common 768573107 11357 997094 SH SOLE 806594 190500 FORM 13F INFORMATION TABLE - CONTINUED VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Ross Stores Inc. common 778296103 8458 284509 SH SOLE 230284 54225 SPX Corp. common 784635104 1523 37548 SH SOLE 37548 SXC Health Solutions Corp common 78505p100 3917 209795 SH SOLE 209795 Schlumberger Ltd. common 806857108 380 8980 SH SOLE 8060 920 Schwab (Charles) Corp common 808513105 563 34815 SH SOLE 31020 3795 Scientific Games Corp common 80874p109 13759 784461 SH SOLE 633321 151140 Scripps Networks Inter - CL A common 811065101 502 22839 SH SOLE 22839 Silgan Holdings Inc common 827048109 11682 244335 SH SOLE 197135 47200 Silicon Laboratories common 826919102 4195 169304 SH SOLE 169304 Skechers USA Inc common 830566105 2293 178900 SH SOLE 178900 Skilled Healthcare Group - Cl common 83066r107 1700 201375 SH SOLE 201375 Sonosite INC common 83568G104 2682 140575 SH SOLE 140575 Southern Union Co. common 844030106 5872 450313 SH SOLE 351228 99085 St Mary Land & Exploration common 792228108 3062 150770 SH SOLE 150770 Stifel Fiancial Corp common 860630102 1427 31113 SH SOLE 31113 Swift Energy Co common 870738101 2905 172791 SH SOLE 172791 Sybase, Inc. common 871130100 4405 177832 SH SOLE 168012 9820 T Rowe Price Group Inc. common 74144T108 1443 40712 SH SOLE 40712 Teradyne, Inc. common 880770102 3609 855210 SH SOLE 855210 The Middleby Corp common 596278101 5561 203912 SH SOLE 164412 39500 Thermo Fisher Scientific Inc C common 883556102 4399 129109 SH SOLE 126684 2425 Toll Brothers common 889478103 3712 173222 SH SOLE 166807 6415 Ulta Salon Cosmetics & Fragran common 90384s303 1753 211670 SH SOLE 211670 Union Pacific Corp. common 907818108 983 20567 SH SOLE 18192 2375 United Natural Foods Inc common 911163103 3804 213473 SH SOLE 213473 Urban Outfitters, Inc. common 917047102 10142 677052 SH SOLE 569147 107905 Varian Semiconductor common 922207105 7347 405472 SH SOLE 327157 78315 Verizon Communications common 92343V104 644 18985 SH SOLE 17185 1800 Volcano Corp common 928645100 2600 173310 SH SOLE 173310 Wal-Mart Stores, Inc. common 931142103 2719 48495 SH SOLE 42920 5575 Waste Connections common 941053100 16670 528040 SH SOLE 433920 94120 Weatherford International Inc. common g95089101 962 88897 SH SOLE 88897 Weight Watchers Itnl Inc common 948626106 1104 37521 SH SOLE 37521 Wells Fargo Co. common 949746101 728 24700 SH SOLE 22350 2350 West Pharmaceutical Services common 955306105 11541 305556 SH SOLE 246516 59040 Western Union Co common 959802109 5492 382951 SH SOLE 382951 Wilmington Trust Corp. common 971807102 1729 77760 SH SOLE 77760 XTO Energy Inc common 98385X106 1636 46371 SH SOLE 40639 5732 Xilinx, Inc. common 983919101 6653 373367 SH SOLE 362302 11065 Zions Bancorporation common 989701107 998 40716 SH SOLE 40716 Zoran Corp. common 98975F101 4265 624404 SH SOLE 624404 FORM 13F INFORMATION TABLE - CONTINUED VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BackWeb Technologies Ltd. M15633106 7 1306304 SH SOLE 1306304 Bill Barrett Corp 06846n104 1836 86900 SH SOLE 86900 REPORT SUMMARY 204 DATA RECORDS 1,116,064 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----