0001144204-13-028687.txt : 20130514 0001144204-13-028687.hdr.sgml : 20130514 20130514160741 ACCESSION NUMBER: 0001144204-13-028687 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruce & Co., Inc. CENTRAL INDEX KEY: 0001358331 IRS NUMBER: 363481448 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11869 FILM NUMBER: 13841591 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 236-9160 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 v345089_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bruce & Co., Inc. Address: 20 N. Wacker Drive Suite 2414 Chicago, IL 60606 Form 13F File Number: 028-11869 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: R. Jeffrey Bruce Title: Vice President Phone: 312-236-9160 Signature, Place, and Date of Signing: /s/ R. Jeffrey Bruce Chicago, IL 05-14-2013 --------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: $ 291,237 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
Title of Value Shs/ SH/ PUT/ Invest voting auth. Name of Issuer Class CUSIP (x$1000) Prn Amt. PRN CALL Discretion other mgr. SOLE SHARED OTHER ------------------------------------------------------------------------------------------------------------------------------------ Abbott Common 002824100 8,275 234,300 SH sole none 234,300 Abbvie Common 00287Y109 9,554 234,300 SH sole none 234,300 AES CORP Pfd. C Pfd 6.75% 00808N202 2,320 46,400 SH sole none 46,400 Allstate Common 020002101 16,045 327,000 SH sole none 327,000 AMERCO Common 023586100 43,315 249,600 SH sole none 249,600 Agenus Common 00847G705 908 233,515 SH sole none 233,515 Ashland Common 044209104 1,857 25,000 SH sole none 25,000 Sandridge Energy Common 80007P307 2,013 382,168 SH sole none 382,168 Sandridge Energy Pfd 8.5% 80007P604 5,580 60,000 SH sole none 60,000 Calpine Common 131347304 5,345 294,849 SH sole none 294,849 C&J Energy Common 12467B304 6,870 300,000 SH sole none 300,000 Biosante Cv 3.125% 150921ac8 2,086 2,220,850 PRN sole none 2,220,850 BPZ Resources Cv 6.5% 055639aa6 2,478 3,000,000 PRN sole none 3,000,000 Bunge Common G16962105 1,775 25,000 SH sole none 25,000 Bunge Pfd 4.875% 032549322 1,768 17,000 SH sole none 17,000 DeCode Genetics Cv 3.5% 243586AB0 867 24,787,000 PRN sole none 24,787,000 Diamond Foods Common 252603105 5,445 323,000 SH sole none 323,000 Direct TV Common 25490A101 4,896 86,500 SH sole none 86,500 Double Eagle Common 258570209 706 156,919 SH sole none 156,919 DURECT CORP Common 266605104 1,617 1,215,973 SH sole none 1,215,973 EDAP Common 268311107 6,528 1,565,494 SH sole none 1,565,494 ELAN CORP PLC Common 284131208 1,693 165,900 SH sole none 165,900 Endeavor Cv 5.5% 29257MAD2 6,932 11,750,000 PRN sole none 11,750,000 Exxon Common 30231G102 435 5,184 SH sole none 5,184 Flotek Common 343389102 14,856 908,671 SH sole none 908,671 Nextera Energy Common 302571104 9,632 124,000 SH sole none 124,000 GAINSCO INC Common 363127200 2,106 240,727 SH sole none 240,727 Hospira Common 441060100 312 10,000 SH sole none 10,000 IBM Common 459200101 12,226 57,400 SH sole none 57,400 Integrys Energy Common 92931B106 2,109 37,094 SH sole none 37,094 Intermune Cv 5.0% 45884XAD5 1,510 1,500,000 PRN sole none 1,500,000 Intermune Cv 2.5% 45884XAF0 2,600 2,500,000 PRN sole none 2,500,000 INTERNET CAPITAL Common 46059C205 2,013 161,300 SH sole none 161,300 Kinross Common 496902404 2,734 344,848 SH sole none 344,848 Kellogg Common 487836108 237 4,436 SH sole none 4,436 Mannkind Cv 3.75% 56400PAA0 13,504 15,005,000 PRN sole none 15,005,000 Mannkind Cv 5.75% 144A 56400PAB8 9,466 11,270,000 PRN sole none 11,270,000 MERCK & CO INC Common 589331107 11,566 261,500 SH sole none 261,500 Midway Games Cv 6% 598148AB0 381 2,700,000 PRN sole none 2,700,000 Titan Wheel Common 88830m102 8,959 425,000 SH sole none 425,000 Titan Wheel Cv 5.625% 888305aa7 2,350 1,000,000 SH sole none 1,000,000 Omega Protein Common 68210P107 6,882 640,270 SH sole none 640,270 Oscient Pharm Corp Cv 12.5% 68812RAD7 129 2,499,575 PRN sole none 2,499,575 Petroquest Pfd 6.875% 716748207 6,682 202,500 SH sole none 202,500 PFIZER INC Common 717081103 12,467 432,000 SH sole none 432,000 Pepco Holding Common 713291102 1,156 60,900 SH sole none 60,900 RLI CORP Common 749607107 5,460 76,000 SH sole none 76,000 Rochester Medical Common 771497104 1,239 84,800 SH sole none 84,800 Solitario Common 8342EP107 406 254,040 SH sole none 254,040 Unisource Energy Common 909205106 7,175 175,000 SH sole none 175,000 US Ecology Common 91732J102 671 25,300 SH sole none 25,300 Astrotech Common 846243400 856 1,070,073 SH sole none 1,070,073 Viropharma Cv 2% 928241AH1 4,500 3,000,000 PRN sole none 3,000,000 XM Sirius Cv 7% 98375YAU0 7,080 4,000,000 PRN sole none 4,000,000 XEL Energy Common 98389B100 665 24,011 SH sole none 24,011